wiseradvisor

Katie Centofonti, CFP®
Southwestern Investment Advisory Services, Inc.

Tel: 615-861-6121
801 Crescent Centre Dr. Suite 600
Franklin, TN 37067
Southwestern Investment Advisory Services, Inc. | Financial Advisor in Franklin ,TN

About Southwestern Investment Advisory Services, Inc.

Southwestern Investment Group operates as a family. Through our broker-dealer, Raymond James, we have the support of a large company, while offering you the intimate service of a small firm. We build our relationships through trust. Over time, we come together to serve you in your pursuit of financial independence and a plan for the future.


General Information

Firm Start Year:   2002
Gender:   Female
Name of Broker/Dealer:   Raymond James
Name of Custodial Firm:   Raymond James
Number of Years with Current Firm:   4


Services

I can meet clients in the following ways:   Video Conference, Our Offices, At my office, Via Phone, Via Email, At your office


Firm Information

Firm's Number of Clients:   12000
Firm's Number of Planning Clients:   10500
Assets Managed by Firm:   5.5B


Compliance

Registered Investment Advisor:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Compensation Methods:   Commissions, Based on Assets



Disclaimer

© 2019 Southwestern Investment Group. Securities offered through Raymond James Financial Services, Inc., member FINRA / SIPC. Privacy Notice: Investment advisory services offered through Southwestern Investment Advisory Services, Inc., an independent registered investment adviser. Southwestern Investment Group or dba teams are not registered broker dealers and are independent of Raymond James Financial Services. Representatives may not registered to offer securities and advisory services in all states.

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

Certified Financial Planner Board of Standards, Inc., owns the certification marks above, which it awards to individuals who successfully complete initial and ongoing certification requirements.

Katie Centofonti

Katie Centofonti

CFP®

"Katie grew up in a small town in Vermont but moved to Tampa, Florida after graduating high school to attend the University of South Florida where she obtained degrees in Marketing and Management. She went on to earn her MBA from the University of Florida. After college, in 2006, Katie started working for Raymond James in their corporate office located in St. Petersburg, FL. Katie moved to Nashville in 2013 to join Southwestern Investment Group. Outside of work, Katie enjoys spending time with her partner, Joe and their daughter, Jessie(born March 2020). She also loves to run, practice yoga and eat chocolate."

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 4:30 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 4:30 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 4:30 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 4:30 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 4:30 PM

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