The Harpeth Financial Group | Financial Advisor in Nashville ,TN

50 Fox Vale Lane, Suite A
Nashville, TN 37221
Phone: (615) 646-0047

A Wealth Management Firm


About

Founder of the Harpeth Financial Group, Alan Costa has the ability to provide high-net-worth individuals, retirees, business owners, and professionals with comprehensive, unbiased, personalized financial services.

"We emphasize personal service," Alan says, "because each client is best served by stratagies customized for his or her unique needs. Providing comprehensive services enables us to assist clients with all aspects of their financial life, develop strategies to address the needs of each aspect, and weave the strategies into an integrated plan so all apects work together efficiently."

Alan's ability to assist clients stems from experience and education. A financial professional since 1970, he has gained the kind of in-depth knowledge that can only come from over four decades of experience. His education encompasses a B.S. in Finance from the University of Virginia, as well as designationa of Chartered Life Underwriter(CLU), Chartered Financial Consultant (ChFC), and Certifies Divorce Financial Analyst(CDFA). Earning the designations required advanced coursework in a broad range of subjects, from tax, retirement and estate planning to investments, risk management, and the financial aspects of divorce.

An Eagle Scout, and former Naval Officer, he is married with four grown children.

40+ Years of Experience



General Information
Firm Start Year:   1999
Name of Broker/Dealer:   LPL Financial
States Licensed in:   TN KY AL NJ WY
Number of Years with Current Firm:   15
I work with the following types of clients:   Businesses , Non-Profit Organizations , Individual Investors


Services
Investment Types:   Bonds , Alternative Investments , Exchange Traded Funds (ETFs) , Stocks , Insurance , Annuities , Mutual Funds , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office , At your home , At your office


Qualifications & Memberships
Insurance and Annuity Licenses:   Disability , Annuity , Variable Life , Long Term Care , Variable Annuity , Life , Health
Financial Organization Memberships:   Paladin Registry


Firm Information
Assets Managed by Firm:   Yes


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Based on Assets , Hourly , Commissions
Fee % Based on Assets:   1
Hourly Rate:   $150



FAQs


DISCLAIMER

Advisory Services and Securities offered through LPL Financial, a Registered Investment Advisor

Alan Costa

Alan Costa

Life & Health; Long Term Care; Specify below, CDFA, CLUŽ

Communities Served

TN AL KY