wiseradvisor

U.S. Capital Wealth Advisors, LLC

Tel: 512-342-0202
300 West 6th St
Suite 1900
Austin, TX 78701

Empower clients to realize long-term value.

U.S. Capital Wealth Advisors, LLC | Financial Advisor in Austin ,TX

About U.S. Capital Wealth Advisors, LLC

We are an Independent, wealth management firm providing sophisticated, holistic and objective solutions for our clients.

U.S. Capital Wealth Advisors was founded in 2017 as Legacy One Financial Advisors. In the summer of 2021, we aligned with USCA, RIA, the wealth management subsidiary of U.S. Capital Advisors, to form U.S. Capital Wealth Advisors (USCWA). U.S. Capital Advisors was founded in 2010 by a group of experienced professionals with a shared vision to combine the collegial atmosphere of a regional firm with the capabilities to provide differentiated investment opportunities and unique investment solutions.

Headquartered in Houston with offices across Texas, USCWA is one of the largest independently owned investment advisory firms in Texas. We are proud of the Firm we have built and continually strive to bring a host of comprehensive service options to our clients. As a majority employee-owned firm, every one of us celebrates together as a team  one persons success is shared by the entire company. Our team is aligned in our client-centric standards and vision to empower others to realize long-term value. We strive to create an unmatched client experience that offers clients the dedicated financial support, guidance and advice they desire.


General Information

Firm Start Year:   2017
No.of Employees:   100-499
Gender:   Male
Number of Years with Current Firm:   3
Work Experience:   Prior to joining Legacy One Financial Advisors, Ransom spent ten years as a Senior Wealth Manager at USAA. He holds a BS in financial planning from Texas Tech University, which offers one of the country's oldest planning programs.
I work with the following types of clients:   Individual Investors, Non-Profit Organizations, Businesses, Investment Clubs
Foreign Languages Serviced:   English
Advisory Services Provided:   401K Rollovers, Insurance Products & Annuities, Investment Advice & Management, Financial Planning for Businesses, Financial Planning for Individuals, Financial Planning, Risk Management, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Advice & Consulting


Services

Investment Types:   Mortgages & Real Estate, Stocks, Mutual Funds, Bonds, Options & Futures, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Annuities, Insurance, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Video Conference, Our Offices, Via Email, Via Phone, At your office, At your home, At my office


Firm Information

Assets Managed by Firm:   5,918,424,543
Advisor's Number of Clients:   100+
Advisor's Number of Managed Clients:   N/A
Advisor's Number of Planning Clients:   N/A
Assets Managed by Advisor:   $110M


Compliance

Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee Only
Compensation Methods:   Flat Fee, Based on Assets
Fee % Based on Assets:   0.75% - 1%
Hourly Rate:   N/A


Education

Bachelor of Science - Financial Planning  Texas Tech University - Lubbock, Texas
09/01/2002-06/01/2006


Ransom Adams CFP<sup>®</sup>

U.S. Capital Wealth Advisors, LLC

Ransom Adams, joined U.S. Capital Wealth Advisors (formerly Legacy One Financial Advisors) in 2018, he began his career in financial services almost fifteen years ago and has been a CERTIFIED FINANCIAL PLANNER™ professional since 2006.

In his work with clients, Ransom is dedicated to understanding their needs, goals, and fears, which he believes is essential for creating an effective financial plan in which financial goals and life goals are aligned. He focuses on helping clients with investment allocation, estate planning, retirement planning, minimizing tax liability and the various financial complexities life brings. Ransom works collaboratively with estate planning attorneys and CPAs to ensure that the various efforts are coordinated for clients. Bottom line for Ransom…clients come first and his ultimate message is, “It’s your money and I want you to be happy and comfortable with where it is and what it’s doing.”

Prior to joining Legacy One Financial Advisors, Ransom spent ten years as a Senior Wealth Manager at USAA. He holds a BS in financial planning from Texas Tech University, which offers one of the country's oldest planning programs. Ransom is an Eagle Scout and continues to be involved in scouting, and coaching youth sports. When not working, he enjoys travel and spending time with his wife and two boys.

My Team

Michelle joined U.S. Capital Wealth Advisors (formerly Legacy One Financial Advisors) in March 2018 as a Senior Client Service Manager. She got started in the industry in 2008 at Wachovia Bank where she passed the FINRA Series 6, 63, 65 and insurance license exams. In 2010 she joined Fidelity Investments where she spent eight years learning the operations of the branch, supporting three Financial Advisors and their clients, as well as passing the FINRA Series 7, 9, 10, 63 and 65 exams. With a pa ...more

Ana re-joined U.S. Capital Wealth Advisors (formerly Legacy One Financial Advisors) in 2020 as a Client Service Manager. Ana’s work in the finance industry began when she originally joined Legacy One in 2016 as part of the administrative support staff and earned her FINRA Series 6, 63 and insurance licenses. In 2018, Ana moved to San Antonio, TX and worked for a financial planning firm clearing through broker/dealer Commonwealth Financial Network®, before moving back to Austin and rejo ...more

Monica joined U.S. Capital Wealth Advisors (formerly Legacy One Financial Advisors) in February 2018 as a Client Service Manager. She got started in the industry in 2013 in an Advisor’s office and developed her operations knowledge at Kestra Financial along with passing the FINRA Series 6, 7, 63 and insurance exams. With an acute attention to detail, Monica brings her extensive operational experience and fun attitude to Legacy One.

In 2011, Monica graduated from Texas A&M Unive ...more


Willa serves as the Chief Operating Officer of U.S. Capital Wealth Advisors. Willa joined U.S. Capital Wealth Advisors (formerly Legacy One Financial Advisors) in 2018, providing oversight of the daily operations at the Firm and continued enhancement of our people, processes, and technology. Willa is focused on providing clients with best-in-class solutions and service. She has a decade of experience working in the financial services industry across SEC Registered Investment Advisors managing in ...more

Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 6:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 6:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 6:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 6:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 6:00 PM

Communities Served

Austin Bastrop
Blanco Buda
Cedar Park Driftwood
Dripping Springs Fredericksburg
Georgetown Hutto
Johnson City Kyle
Leander Lockhart
Marble Falls New Braunfels
Pflugerville Round Rock
San Antonio San Marcos
Seguin Wimberley

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