Kenneth Beber
Peak Financial, Inc.

Tel: (469) 322-1210
1011 Surry Lane
Bldg. 200, Suite 16
Flower Mound, TX 75022

Risk varies inversely with knowledge

Peak Financial, Inc. | Financial Advisor in Flower Mound ,TX

About Peak Financial, Inc.

    17 Years of Experience


  • CRD# 4257664
  • Insurance License# TX 1403116 CA 0D18553
  • Series: 6, 7, 63, 66
Connect With an Expert Financial Advisor and Get Answers

I have been an Independent Financial Service Representative since 2000, and have been involved in business management and finances for over 20 years. As any independent advisor, I specialize in working with individuals and small businesses to provide solutions that help his clients to reach their financial goals.

While some financial advisors focus on selling products, I focus on solutions, specifically customizing plans to suit my clients' individual needs. I educate clients to lessen their worries and to help them make more informed financial decisions, by offering a professional, independent and unbiased viewpoint.

I focus on helping a select group of high net worth individuals and retirees to manage all aspects of their financial lives from investment strategies, retirement planning, estate planning issues, risk management and retirement income distribution.

Registered Representative offering securities and advisory services through Independent Financial Group LLC, a registered broker-dealer and investment adviser. Member FINRA & SIPC.


General Information

Firm Start Year:   2000
No.of Employees:   5-9
Insurance License#:   TX 1403116 CA 0D18553
Name of Broker/Dealer:   Independent Financial Group
Name of Custodial Firm:   Pershing LLC
States Licensed in:   AZ, CA, CO, MN, NE, OH, OK, OR, PA, TX
Number of Years with Current Firm:   6
I work with the following types of clients:   Individual Investors , Businesses


Services

Investment Types:   Bonds , Stocks , Annuities , Insurance , Alternative Investments , Mutual Funds , Exchange Traded Funds (ETFs) , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At your office , Via phone , At my office , At your home , Via email


Qualifications & Memberships

Insurance and Annuity Licenses:   Health , Annuity , Accident , Disability , Variable Annuity , Variable Life , Long Term Care , HMO , Life
Financial Organization Memberships:   National Association of Insurance and Financial Advisors (NAIFA)


Firm Information

Advisor's Number of Clients:   87
Advisor's Number of Managed Clients:   75
Advisor's Number of Planning Clients:   75


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Subscriptions , Based on Assets , Hourly , Flat Fee , Commissions
Fee % Based on Assets:   0.25-1.00%
Hourly Rate:   $200
Flat Fee Rate:   $500
Minimum Fee Charged for Hourly Planning Accounts:   $200
Minimum Fee Charged for Flat Fee Accounts:   $500


Education

Associate in Business Administration - Business Administration  Chaffey College - Rancho Cucamonga
January 1994-June 1995

Bachelor of Business Administration - Business Administration  California State University-San Bernardino - San Bernardino, CA
1996-1998



Faqs

  • Will you be the only person working with me? Yes
  • Do you provide a free initial consultation? Yes
  • Do you provide a free initial consultation? Yes
  • How many years of experience do you have? 13
  • Do you provide a free initial consultation? Yes
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Disclaimer

Registered Representative offering securities and advisory services through Independent Financial Group, LLC (IFG), a registered broker-dealer and investment advisor. Member FINRA/SIPC. OSJ Branch: 12636 High Bluff Drive Suite 100, San Diego, CA 92130. Peak Financial Inc. and IFG are unaffiliated entities.

Kenneth Beber

Kenneth Beber

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My Services


Financial Advice & Consulting

Financial advice can often come from a myriad of sources, which can breed confusion. At Peak Financial, you will enjoy a relationship with one representative, backed by a team of professionals, who will help you plan your financial future. The advice is consistent; so is the financial planning and asset management.


Financial Planning for Individuals

Successful planning begins with a clear understanding of what must be done to help meet your goals. We believe helping you clarify your goals is the first step towards achieving them. With this information, we present you with our analysis, showing you where you are and where you need to be to accomplish your objectives, the appropriate solutions – a path toward your goals. Our plan is comprehensive and unique to your life, addressing such topics as retirement savings, life insurance and estate planning, education funding, the health of your business or professional practice, and even tax and real estate issues.


Financial Planning for Businesses

Peak Financial, Inc. is committed to assisting you in evaluating and developing the Employee Benefits package that will make a real difference in recruiting and retaining the people you want and need. Our analysis begins by understanding all of the business planning issues that are relevant to you. These issues may range from designing, implementing and servicing a variety of qualified and non- qualified benefit plans or integrating those plans with your desire for specific protection or exit strategies. These are always part of our commitment to consistently offer independent, objective and unbiased advice regarding possible business planning solutions.


My Team


Robin Gattoni
Robin Gattoni Personal Assistant
Robin Gattoni has over 15 years experience in the Financial Services industry. Prior to her position at Peak Financial, Robin gained a majority of her financial knowledge and skills while holding the position of Operations Manager for ALM Advisors, an investment firm where she implemented systems for Senior & Assistant Portfolio managers on daily Stock & Bond trading, facilitating daily trading issues with brokers and custodians, monthly market research, daily pricing of client portfolio ...more

Communities Served

Addison Argyle
Arlington Aubrey
Bedford Carrollton
Colleyville Coppell
Denton Euless
Frisco Grand Prairie
Grapevine Hurst
Irving Keller
Lewisville Little Elm
North Richland Hills Plano
Prosper Richardson
Southlake The Colony

Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Sat. 9:00 AM - 12:00 PM

Awards & Recognitions


IFG Elite Advisor
(12/31/2013)

Elite Advisor Award Recipient

Social Networks


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