Waits Financial Group
Waits Financial Group

Tel: (972) 581-3077
7110 Pecan Street
Frisco, TX 75034
Waits Financial Group | Financial Advisor in Frisco ,TX


About Waits Financial Group

We are dedicated to providing investment management and
strategic wealth planning to our clients. Simply put, we strive
to be our clients trusted advisor. As a financial advisory
firm, our primary focus is to provide unbiased opinions that are
designed to achieve long term investment results.

Waits Financial Group does this with the highest levels of
trust, integrity and respect while always collaborating using a
team approach.

We are dedicated to professionally supporting, educating and
providing informed direction to each and every client.


General Information

No.of Employees:   2-4
Name of Broker/Dealer:   Prospera Financial
Name of Custodial Firm:   Wells Fargo Advisors
States Licensed in:   CA, CO, DE, DC, FL, IL, KY, LA, MD, MA, MO, OK,
PA, TX, UT, VA
Number of Years with Current Firm:   20


Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity , Disability , Long Term Care , Variable Annuity , Variable Life , Life


Firm Information

Assets Managed by Firm:   $112,500,000


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a Fee-Based financial professional
Compensation Methods:   Based on Assets



Faqs

  • What is your approach to financial planning? Our approach to financial planning is really focused on the discovery process. It is important for us to not only help develop goals already on your mind but also ask questions that you may not be thinking of. Having fully developed goals will make the plan the strongest it can be.
  • What services do you offer? Our focus is on financial planning and using appropriate financial products to meet the goals created during the financial planning process.
  • Will you be the only person working with me? The client would typically have a main contact of either Casey or Chris at the office, but we believe in the benefit of team service so that either one of use will be available for questions.
  • How are you compensated? How will I pay for your services? Most all of our compensation is based on a management fee for the assets we manage.
  • What services do you provide? What are your specialties? Our expertise is focus on building a financial road map for the client so they can see the steps that it takes to meet their goals. Each goal may require a different solution from investing to insurance solutions.
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Disclosures

Securities and Advisory services offered through Prospera Financial Services, Member FINRA/SIPC. I will not request personal or account information through this site. Any such request should be ignored and deleted. All personal and account updates must be completed in person or over the phone. Please make sure that you have set up security features on your site to protect your privacy. I will not accept trading instructions through this site.

Waits Financial Group

Waits Financial Group


A strong planning process is the best way to create a more financially secure plan. It is crucial to create a financial plan that seeks to protect your needs now, and that plans for the future, in a tax efficient manner. It is our goal to assist you to build a solid financial structure that will stand the test of time and that will grow and build wealth for you and your family.

We have established a process to do this that is based on two key aspects of financial security: asset protection and wealth creation. A plan must help ensure financial security throughout your life, for you and for your loved ones. It must provide income replacement and asset protection in the event that the unthinkable were to happen: disability, critical illness or death. The plan must also aim to build the maximum it can via a solid, tax efficient wealth portfolio.

With these goals in mind, we will work together to assess your total financial planning needs. We will consider important milestones such as major purchases, marriage, children, education, dreams and retirement. This plan will entail regular review of ongoing financial management strategies.

This goal-based financial security planning approach is designed to help you:

Define customized short and long-term goals that ensure you choose only the right financial products and services
Identify roadblocks or gaps that might impact your financial planning strategy
Continually monitor your plan to ensure it meets your changing needs

Communities Served

Addison Allen
Aubrey Carrollton
Dallas Denton
Gunter Lewisville
Little Elm Mckinney
Melissa Pilot Point
Plano Princeton
Prosper Richardson
The Colony Frisco

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM