Shane O’Brien is a financial consultant for Allworth Financial. In his over 25-year career spent meeting the needs of pre-retirees and retirees, Shane has earned valuable experience working for numerous well-known national firms, including Merrill Lynch, Fidelity Investments, and RAA. In his unique role with Allworth, Shane serves as the liaison between potential clients and our dedicated team of financial advisors. He seeks to gain a clear understanding of each person’s financial situation, and to become intimately familiar with their short and long-term goals, so our dedicated advisory team can help them to achieve their desired investment, financial planning, and retirement objectives.
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
|Firm Start Year:||1993|
|Name of Broker/Dealer:||AW Securities|
|Name of Custodial Firm:||TD Ameritrade|
|Work with the following types of clients:||Businesses, Individual Investors|
|Advisory Services Provided:||Tax Advice and Services, Retirement Planning, Estate Planning & Trusts|
|Can meet clients in the following ways:||Via Phone, Our Office, Video Conference|
|Firm's Number of Clients:||12,000|
|Assets Managed by Firm:||$10,000,000,000|
Compensation and Fees
Your retirement plan is a living document. It's important that it gets updated to mirror the changes in your life. We partner with you via ongoing communications and regularly scheduled meetings, which allow us to make the necessary adjustments as your financial situation evolves.
|Estate Planning & Trusts
Our financial advisors will work with you to help develop a plan that is aligned with your personalized retirement plan. Looking after your loved ones, protecting your assets, preserving your legacy, relieving stress and worry and implementing your directives in a tax-efficient manner are all important parts of what a well-devised estate plan will do for you.
|Tax Advice and Services
We understand that the complexity of modern retirement means investment management and retirement planning need to be combined with tax planning to help you reach your financial goals. Your approach to tax planning should be forward-thinking, as well. We'll work with you and your advisor to create a tax plan that analyzes your situation, not only today, but years from now.
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
|Mon.||8:00 AM - 5:00 PM|
|Tue.||8:00 AM - 5:00 PM|
|Wed.||8:00 AM - 5:00 PM|
|Thu.||8:00 AM - 5:00 PM|
|Fri.||8:00 AM - 5:00 PM|
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