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Sovereign Wealth Advisors, LLC

Tel: 281-491-2800
1 Sugar Creek Center Blvd Ste 340
Sugar Land, TX 77478
Sovereign Wealth Advisors, LLC | Financial Advisor in Sugar Land ,TX

About Sovereign Wealth Advisors, LLC

Our first priority is helping you take care of yourself and your family or business. We want to learn more about your personal situation, identify your dreams and goals, and understand your tolerance for risk. That cornerstone of open and honest communication allows us to deliver tailored, professional services designed to help our clients rise to their financial independence.

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General Information

Firm Start Year:   1923
Insurance License#:   4568650
Name of Broker/Dealer:   LPL FINANCIAL LLC
States Licensed in:   TX
Number of Years with Current Firm:   7
Work with the following types of clients:   Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided:   401K Rollovers, Wealth Management, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning, Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management


Investment Types:   Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Stocks, Bonds, Insurance, Mutual Funds, Annuities, Socially Responsible Investments (SRI)
Can meet clients in the following ways:   Your Home, Our Office, Phone, Email, Your Office, Video Conference, Our Offices

Qualifications & Memberships

Insurance and Annuity Licenses:   Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability

Firm Information

Assets Managed by Advisor:   $200,000,000

Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Based on Assets, Hourly, Flat Fee, Commissions
Fee % Based on Assets:   TBD
Additional Details on Charges:   Fee is based on scope of work and assets placed under management.
Minimum Fee Charged for Hourly Planning Accounts:   $500

Financial Services

Portfolio Management

During periods where stock and bond values can be impacted by volatility, we pursue tactical changes within our client's portfolio. We manage portfolio risk on three levels:

Level I: Strategic Asset Allocation

Level II: Dynamic Asset Allocation

Level III: Personalized Downside Risk Management

Financial Planning for Individuals

We implement strategies that address your unique risk tolerance, diversification, time horizon, cash flow and retirement needs.

Retirement Planning

We implement portfolio strategies that address our client's unique risk tolerance, diversification, time horizon, cash flow, and retirement needs.

Estate Planning & Trusts

With help from our professional affiliates and network partners, we help our clients maximize net to heirs and charities, understand tax impact, and maintain financial independence.

Tax Advice and Services

We assess financial decisions to educate clients on their tax liability, such as Bracket Management and income Source Tax Diversification.

Risk Management

We review asset titling to identify opportunities to further mitigate risk from creditors. We also assess life and other insurance policy enhancement opportunities.


WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.

Sovereign ADV2A https://static.fmgsuite.com/media/documents/75c5378a-a283-4918-b6f6-582a58d1f32b.pdf

Additional Detailed Disclosures


    37 Years of Experience

  • Firm CRD# 6413
  • Insurance License# 4568650
  • Series: 7, 8, 9, 10, 24, 63, 65


Registered Investment Advisor:


Registered Representative:


Investment Advisor Representative:


Acknowledged fiduciary:


Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM

Communities Served

Arizona, California, Colorado, Florida, Illinois, Kentucky, Louisiana, Maryland, New Mexico North Carolina, Oklahoma, Rhode Island, Texas

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