Jim Dishman | Financial Advisor in Salt Lake City ,UT

2795 E Cottonwood Pkwy
Suite 600
Salt Lake City, UT 84121

Independent Solutions from Independent Advisors


About

Jim Dishman and David Petersen are dedicated to helping their clients manage and preserve their wealth. The key to their success is the personalized approach they take to assist clients with Retirement Planning, Wealth Management and Estate Planning. Both Jim and Dave are experienced Financial Advisors, with 39 years of combined experience. Jim and Dave's practice serves the needs of a select group of clients, including Retirees, Pre-Retirees and High-Net-Worth Individuals. Securities offered through Raymond James Financial Services, Inc., member FINRA/SIPC. Fee-based investment advisory services offered through Raymond James Financial Services Advisors, Inc.

22 Years of Experience



General Information
Firm Start Year:   1992
No.of Employees:   2-4
Name of Broker/Dealer:   Raymond James Financial Services, Inc.
States Licensed in:   AZ, CA, FL, HI, ID, IL, MA, MI, NE, NV, NM, NY, TX, UT, WY
Number of Years with Current Firm:   9
I work with the following types of clients:   Businesses , Non-Profit Organizations , Individual Investors


Services
Investment Types:   Annuities , Mutual Funds , Bonds , Stocks , Exchange Traded Funds (ETFs) , Alternative Investments , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office


Qualifications & Memberships
Insurance and Annuity Licenses:   Disability , Annuity , Health , Life , Variable Annuity , Variable Life
Firm Information
Advisor's Number of Clients:   150


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Commissions , Flat Fee , Based on Assets , Hourly



FAQs

  • What are your qualifications? What is your education background? After obtaining a Bachelor's Degree in Business Management, I became a Financial Advisor in 1992. Since then, I have received my Certified Financial Planner (R) designation, and designations as a Chartered Financial Consultant, Chartered Mutual Fund Counselor and Chartered Retirement Planning Counselor.
  • How many clients do you currently manage? 115
  • Will you be the only person working with me? No, my team consists of my business partner, David Petersen, and our Client Associate, Marchelle Morley.
  • How are you compensated? How will I pay for your services? I am typically paid through a combination of fees and/or commissions which are paid as I manage your investment portfolio.
  • If you are going to manage my account, will you obtain my permission every time you buy or sell something? Yes, we only buy or sell for your account with your permission.
see more
Jim Dishman, CFP, ChFC

Jim Dishman, CFP, ChFC

CRPC, CMFC, ChFC®, CERTIFIED FINANCIAL PLANNER™ Certificant

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM