Ray Kingsfield, CFA
PBGH Financial Advisors, Inc.

558 S. Main
Harrisonburg, VA 22803

About PBGH Financial Advisors, Inc.

PBGH Financial Advisors, Inc. is an SEC registered investment advisor providing customized wealth planning and investment expertise for high net worth individuals, plan sponsors, foundations, and endowments.

PBGH Financial Advisors enjoys an affiliation with PBGH, LLP, a seventy employee, certified public accounting firm with office locations in Fredericksburg, Harrisonburg, Fairfax and Warrenton, Virginia.

We take an integrated and holistic approach in providing our affluent clients with low-cost, fee-based investment management advice. A complete understanding of a client?s current financial picture is critical to making the appropriate investment, tax, or estate recommendation. From an investment perspective, we are staunch believers in the merits of an asset class driven investment philosophy and the use of low-cost, passive tools for implementation.


General Information

States Licensed in:   VA
Number of Years with Current Firm:   1
Work Experience:   PNC Wealth Management, Senior Investment Officer
Point Capital Partners, Managing Partner
Thomas Weisel Partners, Vice President
Fidelity Capital Markets, Vice President
I work with the following types of clients:   Individual Investors , Investment Clubs , Businesses , Non-Profit Organizations
Foreign Languages Serviced:   German


Services

Investment Types:   Options & Futures , Stocks , Mutual Funds , Bonds , Alternative Investments , Commodities , Exchange Traded Funds (ETFs) , Mortgages & Real Estate , FOREX & Currency
I can meet clients in the following ways:   Via phone , At your office , At your home , At my office , Via email


Qualifications & Memberships

Financial Organization Memberships:   Washington Society of Security Analysts


Firm Information

Firm's Number of Clients:   >100
Firm's Number of Planning Clients:   >100
Firm's Number of Managed Clients:   >100
Assets Managed by Firm:   >$80 million


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-only financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Based on Assets
Additional Details on Charges:   See ADV part II



Faqs

  • Do you have a customer satisfaction or refund policy? No
  • What are your qualifications? What is your education background? See profile
  • What is your approach to financial planning? Customized. Asset allocation focused. Use of low cost, passive investment products to achieve portfolio strategy objectives
  • What services do you offer? Wealth advisory... investment management, tax planning, estate planning, etc.
  • How many clients do you currently manage? >50
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Ray Kingsfield, CFA

Ray Kingsfield, CFA

CFA

Communities Served

VA MD
DC FL
DE NC