Craig and his wife Jill married in 1999, they have two daughters Hannah (2003), Faith (2011) and Son Ethan (2012) they are proud to be raising them in Washington. Outside of work and family, Craig has been involved with Rugby for over 30 years as an Athlete, Coach and Leader at the Local, Regional and National level with USA Rugby as a National Team Manager for 7 years and has served on many local, regional and national boards or committees for various organizations.
Independent Financial Services firm utilizing LPL Financial as its Broker/Dealer. Attention to detail with focused skill set on Financial Planning, Investment Management and Insurance. A complete detailed structure around services and the annual client experience in working with us.
General Information |
| Firm Start Year: | 2011 | |
| No.of Employees: | 2-4 | |
| Insurance License#: | 267792 |
| Name of Broker/Dealer: | LPL Financial |
| Number of Years with Current Firm: | 10 |
| Work Experience: |
A dedicated financial services professional with well over two decades of service to families, Craigs's Series 7 is held by LPL Financial and his Series 66 is held with Strategic Wealth Advisors Group for Life, Long Term Care & Disability Insurance. In 2011, Craig left his role as financial advisor with Merrill Lynch after more than eleven years to open his Independent financial services firm. Prior to his career as an Advisor, Craig was an independent property and casualty insurance agent for 9 years. In 2004, he earned his CRPC®, Chartered Retirement Planning Counselor designation from the College for Financial Planning. He continues to further his education through Western Washington University, College for Financial Planning, The American College and other institutions to broaden his views. Check the background of investment professionals associated with this site on FINRA's BrokerCheck. |
| Work with the following types of clients: | Businesses, Individual Investors |
| Advisory Services Provided: | Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning |
Services |
| Investment Types: | Commodities, Mutual Funds, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Alternative Investments, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Via Phone, Our Offices, Your Home, Your Office, Our Office, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability, Annuity, Life, Variable Annuity, Long Term Care, Variable Life |
Firm Information |
| Advisor's Number of Clients: | 180 |
| Advisor's Number of Planning Clients: | 180 |
| Assets Managed by Advisor: | 100 Million |
Compensation and Fees |
| Fee Structure: | Fee-Only |
| Minimum Portfolio Size for New Managed Accounts: | 250,000 |
| Compensation Methods: | Based on Assets, Flat Fee |
| Additional Details on Charges: | $100,000-$1.5 Million 1.00% $1.5 to $3 Million 0.90% 3 Million to 5 Million 0.80% 5 Million to 7 Million 0.70% 7 Million to 10 Million 0.60% 10 Million + 0.50% |
Disclaimer |
| Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Strategic Wealth Advisors Group LLC, a registered investment advisor. MultiGen Wealth Services and Strategic Wealth Advisors Group are separate entities from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AK, AZ, CA, FL, ID, MO, MT, NE, OR, PA, TX, UT, VA, VT, WA |
Registered Investment Advisor:
Yes
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
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Mon. | 8:00 AM - 6:00 PM |
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Tue. | 8:00 AM - 6:00 PM |
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Wed. | 8:00 AM - 6:00 PM |
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Thu. | 8:00 AM - 6:00 PM |
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Fri. | 8:00 AM - 6:00 PM |
| Pacific Northwest |
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