We believe it's all about you. Your money should work hard to create a future for what matters most to you. That's why our advisors specialize in understanding the wealth-building options specific to your profession. We offer you personalized solutions so you can stop worrying about your future and instead, let us help you build it.
|Name of Broker/Dealer:||Commonwealth Financial Network|
|Name of Custodial Firm:||National Financial Services|
|States Licensed in:||AZ, MN, NJ, TX, WA|
|Number of Years with Current Firm:||3|
|Work Experience:||We've been helping individuals, families, and corporations in Washington State and across the country for more than 9 years. With experience and knowledge in many aspects of financial and retirement planning, we can help deliver an integrated solution that's right for you.|
|I work with the following types of clients:||Non-Profit Organizations, Individual Investors, Businesses|
|Advisory Services Provided:||Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning|
|Investment Types:||Annuities, Exchange Traded Funds (ETFs), Bonds, Mutual Funds, Stocks, Insurance, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At your office, Via Email, Via Phone, At your home, Video Conference, At my office|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Annuity, Disability, Life, Variable Life, Long Term Care, Variable Annuity|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$100,000|
|Compensation Methods:||Commissions, Based on Assets, Hourly, Flat Fee|
|Minimum Fee Charged for Managed Accounts:||$1,000|
|Minimum Fee Charged for Hourly Planning Accounts:||$750|
|Organization:||The Resilient Project Bellingham WA|
|Position :||Board Member|
|Duration :||12/27/2019-Currently holding|
|BA - Finance||
Western Washington University - Bellingham WA
This communication is strictly intended for individuals residing in the states of AK, AL, AR, AZ, CA, CO, DC, FL, HI, ID, IN, KS, KY, MA, MD, ME, MI, MN, MO, MS, MT, NC, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TX, UT, VA, WA, WI, WY. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Kevin Pentz uses the trade name/DBA Wealthmark Advisors. All securities and advisory services are offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser.
Kevin has always been driven by a desire to make a lasting impact in people's lives.
Kevin is a Washington State native. He has always had a passion to help people and a knack for finance and investing. Growing up in a family that owned a local small business, Kevin was exposed from a young age to the work ethic and discipline it took to build wealth from the ground up. He paid his way through college by working as a commercial fisherman in Bristol Bay, Alaska, for seven consecutive summers beginning at age 14. And although he has always had a strong drive and work ethic, he is most passionate about helping people. Throughout college and the years following, he spent his time working in a full-time non-profit position where he worked with youth and young adults of both Whatcom and Kitsap counties. Through this nonprofit work, he developed one of his deepest guiding philosophies; the idea that the most important things in life are "caught not taught." That is why he is so passionate about coming alongside and guiding his clients to help them strategize, develop, and implement plans to accomplish their financial goals.
After high school, Kevin went on as a student-athlete in track and field to earn an undergraduate degree in finance from Western Washington University. Shortly after that, he went on to earn his FINRA Series 7 - General Securities Representative License and his Series 66 - Uniform Combined State Law Examination. These qualify him to work as an Investment Advisor Representative in fee-based relationships. Additionally, Kevin went on to earn his CERTIFIED FINANCIAL PLANNERTM certification, enabling him to provide an even more robust level of knowledge and service to his clients.
Kevin Pentz is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Kevin Pentz is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Kevin Pentz is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Kevin Pentz is required to act in a fiduciary capacity.
More information is available in Commonwealth's Form CRS.
|Mon.||8:00 AM - 5:00 PM|
|Tue.||8:00 AM - 5:00 PM|
|Wed.||8:00 AM - 5:00 PM|
|Thu.||8:00 AM - 5:00 PM|
|Fri.||8:00 AM - 5:00 PM|