Andrew is an independent adviser who specializes in helping people who are already retired or close to retiring. He listens to your needs and creates a plan to help ensure your financial goals are accomplished.
Mr. Hermsen only gives advice that is in your best interest and he does not receive commissions to avoid that conflict of interest.
Andrew will create an investment portfolio based on the amount of risk you are comfortable taking and use low-cost investments to help you achieve the best investment return possible.
An initial meeting with Andrew is free or charge and without obligation. He is confident that you will find the meeting worthwhile of your time and reassuring that you have found someone you can trust.
Andrew Hermsen is an Accredited Investment Fiduciary (AIF) with his own independent financial planning firm located in Northeast Wisconsin. He listens to you and, based on that information, will create a financial plan and investment allocation to help ensure you reach your goals. As an AIF, Andrew works as a fiduciary for you meaning he does not work on commission and only gives advice with your best interests at heart. In a short initial meeting with him, he will answer any financial questions you have. If you feel he can help you achieve your long-term goals, you can discuss working together.
|Firm Start Year:||2008|
|Name of Broker/Dealer:||Geneos Wealth Management|
|Name of Custodial Firm:||TD Ameritrade|
|States Licensed in:||AL, AZ, CA, CO, FL, GA, IL, IN, KS, KY, MI, MN, MO, NE, NJ, OH, TX, VA, WA, WI|
|Number of Years with Current Firm:||8|
|Work with the following types of clients:||Individual Investors, Businesses|
|Investment Types:||Mutual Funds, Stocks, Bonds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)|
|Can meet clients in the following ways:||Via Phone, Our Office, Via Email|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Annuity, Life, Variable Life, Variable Annuity|
|Assets Managed by Advisor:||$212,000,000|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$0|
|Compensation Methods:||Based on Assets|
|Organization:||Oneida Golf & Country Club Green Bay, WI|
|Position :||Board Member|
|Duration :||May 2014-Currently holding|
|Bachelors of Science - Personal Finance||
University of Wisconsin - Madison - Madison, WI
Do you have a customer satisfaction or refund policy?
No. We have never had a complaint so we don't see a reason to implement any new policy.
Why should I choose you as my financial advisor?
I have obtained my Series 6,63,7 & 65 licenses along with my life insurance license. I have a spotless record with no client complaints.
What are your qualifications? What is your education background?
"A Goal Without A Plan Is Just A Dream" - Antoine de Saint-Exupery French writer (1900 - 1944). I feel that those who make a financial plan are much more likely to achieve their goals than those who "wing it".
How do you charge for your services?
I do investment advisory services, financial planning services, term life insurance advice, and portfolio reviews.
If you are going to manage my account, will you obtain my permission every time you buy or sell something?
|Securities offered through Geneos Wealth Management, Inc. Member FINRA/SIPC. Investment Advisory Services offered through N.E.W. Advisory Services, LLC. A Registered Investment Advisor.|
Investment Advisor Representative:
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
|Mon.||8:00 AM - 4:30 PM|
|Tue.||8:00 AM - 4:30 PM|
|Wed.||8:00 AM - 4:30 PM|
|Thu.||8:00 AM - 4:30 PM|
|Fri.||8:00 AM - 3:00 PM|