The Philosophy behind the Wealth Guardian Group is to provide a powerfully integrated Financial Planning Experience. Our firm is different not only because we focus on reducing fees and increasing efficiency, but our plans are a comprehensive holistic approach that collaborates your Tax Firm, Investment Firm, Insurance Firm and Estate Planning Firm into a single firm that works congruently together.
General Information |
Firm Start Year: | 2007 | |
No. of Employees: | 5-9 | |
Insurance License#: | 156054 |
Name of Custodial Firm: | TradePMR, Pershing, Scottrade |
Number of Years with Current Firm: | 17 |
Work with the following types of clients: | Individual Investors |
Advisory Services Provided: | Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Financial Planning for Individuals, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts |
Services |
Can meet clients in the following ways: | Our Office |
Qualifications & Memberships |
Insurance and Annuity Licenses: | Disability, Health, Life, Long Term Care, Annuity |
Firm Information |
Advisor's Number of Clients: | 150 |
Assets Managed by Advisor: | $28,100,000 |
Compensation and Fees |
Fee Structure: | Fee-Based |
Compensation Methods: | Based on Assets, Flat Fee, Commissions |
Fee % Based on Assets: | 1% |
Hourly Rate: | $200 |
Minimum Fee Charged for Managed Accounts: | $1,500 |
Minimum Fee Charged for Hourly Planning Accounts: | $200 |
Board Positions |
Organization : | Wealth Guardian Hope Foundation, Gilbert, Arizona |
Position : | Vice President |
Duration : | 08/03/2012-Present |
Education |
Business Finance | University of Phoenix
|
Business Management | University of Phoenix
|
Paralegal Certificate | National Paralegal College
|
Disclosures |
WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
Additional Detailed Disclosures |
Registered Investment Advisor:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
Mon. | 9:00 AM - 5:00 PM |
Tue. | 9:00 AM - 5:00 PM |
Wed. | 9:00 AM - 5:00 PM |
Thu. | 9:00 AM - 5:00 PM |
Fri. | 9:00 AM - 5:00 PM |
Arizona |
Check | Bank Transfer |
Visa | MasterCard |
American Express | Discover |