A tenured and credentialed financial advisor dedicated to helping clients develop and execute their financial plans, David specializes in retirement income planning and investment risk management for individuals, families and business owners. He enjoys helping his clients find solutions to their financial concerns and acts as a resource they can rely on throughout every phase of life.
David holds his B.S. in General Economics. David earned the Chartered Retirement Planning Counselor®, and Chartered Retirement Plans Specialist® designations. Both of these professional designations are offered through the College for Financial Planning and cover both theory and practical application. Designees adhere to national standards of professional conduct and to the terms set forth by the college. David uses these certifications to serve his clients more fully and provide them with a personalized, independent approach. He also holds his Series 7 and 63 securities licenses through LPL Financial, the Series 65 through Coburn Financial and his Life and Health insurance licenses.
Outside of the office, David enjoys spending time with his wife, Jen, and his son, Cameron.
Our basic philosophy is that "the failure to plan is really a plan to fail". Our mission is helping people find financial success. Financial success is only achieved when people have confidence in a plan of attack that accounts for all their financial goals, it doesn't come from a product, a slogan, or a single investment. Once this plan is built, we help clients carry-out the steps that have the highest probability to pursue their financial success. Our investment philosophy mirrors this common sense approach.
General Information |
| Firm Start Year: | 1923 | |
| No. of Employees: | 20-49 | |
| Insurance License#: | 2245027 |
| Name of Broker/Dealer: | LPL Financial |
| Name of Custodial Firm: | Fidelity, LPL Financial |
| Work Experience: | David spent over a decade at Merrill Lynch and Morgan Stanley before starting his independent advisory firm. |
| Work with the following types of clients: | Individual Investors, Businesses |
| Advisory Services Provided: | Insurance Products & Annuities, Financial Planning, Investment Advice & Management |
Services |
| Can meet clients in the following ways: | Email, Phone, Video Conference, Your Home |
Firm Information |
| Advisor's Number of Clients: | 80 |
Compensation and Fees |
| Compensation Methods: | Based on Assets, Hourly, Commissions, Flat Fee |
Education |
| BA Economics | Eastern Connecticut State University
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Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. LPL ADV 2A https://partnerspress.com/links/IWCFormADV2A.pdf LPL WiserAdvisor Cash Solicitor Disclosure |
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Additional Detailed Disclosures |
Disclaimer |
| Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Coburn Financial, a registered investment advisor and separate entity from LPL Financial. CRPC and CRPS are conferred by College for Financial Planning. |
| Mon. | 9:00 AM - 6:00 PM |
| Tue. | 9:00 AM - 6:00 PM |
| Wed. | 9:00 AM - 6:00 PM |
| Thu. | 9:00 AM - 6:00 PM |
| Fri. | 9:00 AM - 6:00 PM |
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