wiseradvisor

Compare 3 financial advisors near you matched to your specific needs
Personalized Advice For Portfolio Size of 100k And Above
  1. Tell Us Your Financial Goals
  2. Compare Advisors
  3. Select the Advisor That is Right For You

  Your Information is Safe and Secure

Find Top Financial Advisors in Waterbury, Connecticut

Waterbury, Connecticut is home to a population of over 114,000 residents and has a cost of living that is 5% higher than the state average. Therefore, it may be beneficial for Waterbury residents to seek the help of a financial advisor to make the most of their earnings, choose suitable investments, and create an effective financial plan. Finding the right financial advisor can be a time-consuming task, but WiserAdvisor's list of ranked financial advisors and advisory firms can serve as a valuable starting point while searching for a trustworthy financial advisor. The vetted financial advisors and financial advisory firms listed on our directory are experienced in providing tailored guidance in retirement planning, investment management, wealth management, financial planning, estate planning, and more depending on your financial needs.

Finding the Top Financial Advisor in Waterbury, Connecticut

Last Updated - February 16, 2024

Waterbury has 5 WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to choose from. These financial advisors in Waterbury, Connecticut have an average of 22 years of experience.

NOTE: The list of vetted financial advisors in Waterbury, Connecticut mentioned below does not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Waterbury, Connecticut.

Qualified Financial Advisors in Waterbury, Connecticut

Financial Advisor Experience AUM Minimum Assets Fee Structure
Cody St John
LPL FINANCIAL | ARROWHEAD FINANCIAL GROUP
53 Main St S #2 Woodbury CT,
Woodbury, CT 06798
4 Years Not Specified Not Specified Fee-Only
Paul Schatz
HERITAGE CAPITAL, LLC
1 Bradley Road,
Suite 202,
Woodbridge, CT 06525
32 Years Not Specified Not Specified Not Specified
Charles Helme
BH ASSET MANAGEMENT, LLC
777 W Putnam Ave. 3rd Floor,
Greenwich, CT 06830
30 Years $105,000,000 $500,000 Fee-Only
Napatree Capital
*,
Westerly, RI 02891
Not Disclosed Not Specified Not Specified Not Specified
Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
445 Park Avenue,
6th Floor,
New York, NY 10022
Not Disclosed $1,500,000,000 $1,000,000 Fee-Only

Are you a Financial Advisor in Waterbury?

Active investors submitted requests in your area. Do you qualify to be in our network and get matched?


Information on Qualified Financial Advisors in Waterbury, Connecticut

Qualifications CRD# 7128086
Firm CRD# 6413
Series 7, 66

Compensation/Fee Fee-Only, Based on Assets


Office Location 53 Main St S #2 Woodbury CT,
Woodbury,
CT
06798
Phone Number 203-558-1599

Cody St. John is a dedicated financial advisor passionate about assisting individuals and families in achieving their financial goals. With a commitment to delivering comprehensive financial services and investment management, he specializes in portfolio construction, asset management, investment strategies, and retirement planning. Cody's tailored approach ensures that each client's unique needs and objectives are met effectively.

About LPL Financial | Arrowhead Financial Group

LPL Financial is a leading wealth management firm that serves as an independent broker-dealer, RIA custodian, and provider of third-party services for financial professionals, RIA firms, and institutions. With a history spanning over 30 years, LPL is renowned for its commitment to financial advisor independence, rooted in the principle that the firm should work for the advisor, not vice versa. Originally founded in 1989 through the merger of Linsco and Private Ledger, LPL has grown to become the nation's leading independent broker-dealer, offering a range of business model options to support financial institutions, RIA firms, and advisors seeking varying degrees of operational support.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 2241878

Compensation/Fee Hourly, Based on Assets


Office Location 1 Bradley Road,
Suite 202,
Woodbridge,
CT
06525
Phone Number 203-389-3553

Paul Schatz, Founder, and President of Heritage Capital has a wealth of experience investing in equities, fixed income, options, and futures. While he is best known for his equity index and precious metals models, his technical driven strategies have taken him into other asset classes as well. Paul is a recognized pioneer and expert in the exchange-traded fund (ETF) field, having employed them in his work since 1994. Additionally, he has consulted for many of today's ETF purveyors on new product development and is a highly sought after speaker in the field.

About Heritage Capital, LLC

Heritage Capital, LLC

Heritage Capital, LLC is an award-winning personal investment management firm dedicated to growing your portfolio and protecting your assets as we work as a team to achieve your lifetime financial goals. With a focus on long-term planning for your comfortable retirement and your family's education needs, we provide you the peace of mind that comes from entrusting your financial future to experienced, educated, and trustworthy professionals.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management


Qualifications CRD# 712007
Firm CRD# 152117
Series 65

Compensation/Fee Fee-Only, Based on Assets


Office Location 777 W Putnam Ave. 3rd Floor,
Greenwich,
CT
06830
Phone Number 203-987-6227

Charles Helme joined BH Asset Management as Managing Director of Investments in 2010 and leads the investment and research areas of the firm. From 2002 to 2010, Mr. Helme was Senior Portfolio Manager of Pinnacle Associates, Ltd, in New York, where he managed portfolios for corporations, endowments, universities, pensions, and high-net-worth individuals across several high-alpha investment strategies. For seven years prior to joining Pinnacle, Mr. Helme was Managing Director of Investments at Carret and Company LLC, acting as Portfolio Manager to both institutions and high-net-worth individuals. From 1988 to 1995, Mr. Helme rose to Senior Investment Officer and Chairman of the Investment Policy Committee at Republic National Bank (now HSBC, USA). At the bank and various holding company subsidiaries, Mr. Helme was responsible for all Trust and Investment Management portfolio investments for separate accounts and several mutual fund strategies. Previously, he was Vice President of Investments for Moran Asset Management, a leading investment counselor and mutual fund advisor. He began his career in 1980 at Ernst & Company, New York Stock Exchange, and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business. He is active in a variety of local charitable and community organizations.

About BH Asset Management, LLC

BH Asset Management, LLC

We are a registered investment advisor, meaning we are held to a fiduciary standard and must always put your interests first. We provide unbiased advice, employ an open architecture approach, and only charge flat fees. We are transparent and maintain frequent communication with our clients. With over 30 years of fund management experience, we offer the most sophisticated investment techniques.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning


Qualifications CRD# 5629288
Firm CRD# 292776


Office Location *,
Westerly,
RI
02891
Phone Number 203-246-5583

About Napatree Capital

Napatree Capital

Napatree Capital is a boutique wealth management firm focused on high net worth individuals and endowments. We create our own proprietary strategies based on in depth analysis of company fundamentals. Through frequent clear communication, we build a custom portfolio that matches your unique goals and needs. At Napatree Capital, we're not selling someone else's ideas. We are the engineers of our own investment solutions. Our years of technical experience and market study inform our philosophy - one that embraces disciplined, long-term investment in companies with strong fundamentals. What does that mean for you? Unlike many firms that act as retail outlets for investment products, you are coming straight to the source. We approach portfolio management with analytic rigor, looking at relative value amongst asset categories, so that your assets are allocated to those that best align with your financial goals and objectives. We are fiduciaries. To be a fiduciary means to be legally and ethically bound to act in someone's best interest. This is our number one priority at Napatree. While no one can predict the markets, we study and map our investment strategies and monitor your account performance so that the decisions we make are in your best interest. Always. It has been said that the highest form of flattery is a referral. For a current client to recommend our services to family or friends is an honor we strive for and one which we frequently receive. Our focus on earning trust, delivering results, and communicating clearly and frequently has helped us achieve the status of a highly recommended advisor.


Qualifications Firm CRD# 110130
Series 65, 66

Compensation/Fee Fee-Only, Based on Assets


Office Location 445 Park Avenue,
6th Floor,
New York,
NY
10022
Phone Number 212-796-8729

About Altfest Personal Wealth Management

Altfest Personal Wealth Management

With nearly four decades of experience, including recognition by Barron's, Forbes, the Financial Times and Bloomberg, our team has the expertise and the passion to successfully guide our clients' portfolios through a myriad of market conditions. We lead with a comprehensive financial plan that puts your goals and dreams first, then support it with world class investment strategies. Only by placing you at the core of everything we do can we truly meet your needs. We've found that the most successful solutions begin by asking the right questions, which is why we offer complimentary consultations to explore a professional relationship.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts


Frequently Asked Questions

When choosing a financial advisor in Connecticut, it is important to look for certain credentials that demonstrate their expertise and credibility. Look for advisors who hold recognized certifications such as Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), or Chartered Financial Consultant (ChFC). These designations indicate that the advisor has met rigorous education, experience, and ethical standards. Additionally, check if the advisor is registered with a reputable regulatory body such as the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA). For further information, you can refer to our guide on how to use BrokerCheck to evaluate a financial advisors credentials.

When choosing the right financial advisor, consider your specific financial needs, conduct thorough background checks, check for relevant credentials, and research their fee structures. By following these steps, you can make a more informed choice when selecting a financial advisor who meets your specific needs and demonstrates the necessary credentials and ethical standards. For more information, refer to this guide on choosing the best financial advisor in Connecticut.

How often you should meet with your financial advisor may depend on your specific financial situation and goals. For complex finances, you may need to meet with your financial advisor weekly or monthly, while for those with regular income and simpler investments, quarterly or annual meetings may be enough. Your advisor can assist in determining the suitable meeting frequency based on your circumstances. Read on to learn more about how often you should meet with your advisor.

To evaluate the performance of your financial advisor in Connecticut, you should start by assessing the progress of your financial goals and whether the advisor's recommendations align with your objectives. Compare your investment portfolio's performance to relevant market benchmarks, and evaluate advisor fees for reasonableness and transparency. Additionally, evaluate your advisor's communication and trustworthiness by assessing their ability to keep you informed, address concerns, and consider your overall satisfaction with their guidance. To learn more about evaluating your financial advisor, explore this guide on the things you should know to assess your financial advisor's work.

You can expect financial advisors in Connecticut to offer a wide range of financial services including retirement planning, investment management, wealth management, estate planning, and more. By understanding your individual goals and financial situation, they can assist you in crafting a personalized financial plan and provide ongoing support as your needs evolve. By clicking on the "View full profile" button of any vetted financial advisor listed on our Connecticut directory, you can access detailed information about their services, fees, credentials, and more.

There are multiple benefits to hiring a financial advisor in Connecticut. As a client, you can gain some peace of mind knowing you're making informed financial decisions due to your advisor's knowledge and years of relevant experience working with Connecticut residents. A financial advisor can also potentially minimize investment risks and lead to more returns on your investments. Additionally, an advisor will review your investments regularly and provide ongoing support to help you stay on track toward your financial goals. To learn more, read The Benefits Of Working With A Financial Advisor.