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Find Best Financial Advisors in Delaware

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A densely populated state like Delaware has different types of experienced & certified financial advisors such as fiduciary financial advisors and fee only financial planners making it challenging for you to choose the one that may perfectly meet your financial situation and needs. WiserAdvisor has pre-qualified and selected some of the top qualified financial advisors, independent certified financial planners, financial advisory firms & associations in Delaware and has listed them below with their details such as qualifications, service offerings, and other important information that you could use while searching for financial advisors to best suit your financial and investment goals. Please note that the list of financial advisors mentioned below does not include all vetted advisors as some have not been listed as per their request. They may be available when you use our free match tool to compare up-to 3 financial advisors if they match your specific requirements and preferences.

Finding the Top Financial Advisor in Delaware
Last Updated - 09-Aug-2022

Delaware has 3 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 180 non-vetted advisors in your local area. These financial advisors in Delaware have an average of 18 years of experience.

NOTE: The list of financial advisors in Delaware mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Delaware.

List of Qualified Financial Advisors in Delaware
Financial Advisor Experience AUM Minimum Assets Fee Structure
David Levy
CFP®
DIVERSIFIED, LLC
2200 Concord Pike,
Suite 104,
Wilmington, DE 19803
14 Over $1B $100,000 Fee-Based
Nicholas Vali
ChFC®
DIAMOND STATE FINANCIAL GROUP
121 Continental Drive, Suite 110,
200 E. State Street, Suite 303, Media, PA 19063,
Newark, DE 19713
Not Disclosed Not Specified Not Specified Fee-Based
Andrew Rosen
CFP®
DIVERSIFIED, LLC
2200 Concord Pike,
Suite 104,
Wilmington, DE 19803
22 $250000 Not Specified Fee-Based

Information on Qualified Financial Advisors in Delaware

Qualifications CRD# 5356917
Firm CRD# 123859
Series 7, 63, 65, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee


Office Location 2200 Concord Pike,
Suite 104,
Wilmington,
DE
19803
Phone Number 302-765-3500

David joined the Diversified team in 2007. In David's role as Financial Planner, he focuses on comprehensive planning with clients to help them pursue their financial goals. Like all the planners at Diversified, David helps clients with a concierge approach to their plan, and works closely with other industry professionals to bring the clients financial plan to completion; all in an effort to give the client the best possible service and peace of mind. David graduated in 2007 from the University of Delaware with a B.S. in Leadership, and continued his industry education by obtaining his series 7, 63, 65, health and life insurance licenses as well as the CERTIFIED FINANCIAL PLANNER® designation. David has won the Five Star Wealth Advisor award in Philadelphia and Delaware every year since 2010 for his overall client satisfaction. Adding value to both the team and the clients, David is happy to be a part of the Diversified family. Outside of Diversified, David is a member of the DuPont Country Club where he enjoys playing very average golf.

About Diversified, LLC

Wealth is a good thing. Lifelong wealth is even better. At Diversified, our clients know that while life isn't without change and challenge, it's how they manage it that makes all the difference. They also know that they need to surround themselves with people who truly care about them. As a local family business serving executives, professionals, and retirees in Delaware and Pennsylvania, we welcome the opportunity to be included in your circle of trusted advisors. We realize we'll need to earn it, and once we do, we promise to keep it. Lifelong Wealth® is the pursuit of financial security to enjoy a meaningful life. For us, the keyword here is "lifelong". Lifelong Wealth gives families the opportunity to live well, while planning to achieve a level of happiness. For your life, living well happens through an intentional, lifelong approach which includes: 1. Knowing you have a lifelong financial planning process in place; lifelong advice. 2. Having a trusted advisory team to implement your plan. 3. Constant review and help on your path to lifelong wealth. At Diversified, we are Lifelong Financial Advisors. We embrace the concept of lifelong financial planning with the expert team to support it.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 6139848
Firm CRD# 15296
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


Office Location 121 Continental Drive, Suite 110,
200 E. State Street, Suite 303, Media, PA 19063,
Newark,
DE
19713
Phone Number 302-366-0366

Nick Vali is an Associate Partner and Wealth Manager at Diamond State Financial Group. Nick graduated from The University of Delaware’s Lerner College of Business and Economics, with a Bachelor of Science degree in Marketing and minor in Economics.  He currently holds his Series 7, Series 66 registrations, as well as his Life and Health Insurance licenses.

Nick appreciates the contributions of small business owners, medical professionals, and (pre)retirees to the community, and specializes in creating innovative strategies to help overcome the unique challenges these individuals face.  These specialties include:

  • Retirement Income Strategies
  • Tax Distribution Strategies*
  • Wealth Management
  • Income Protection Strategies
  • Employee Benefits
  • College Funding Strategies
  • Asset Protection Strategies*
  • Legacy Maximization/Estate Planning

Nick is passionate about helping his clients and strives to build a reputation founded on honesty and integrity. Having a passion for solving the puzzle presented by each client, Nick firmly believes that a comprehensive approach, integrating all aspects of one’s financial life, is critical to creating a roadmap to financial independence.  Through his strategic approach to wealth management, (pre) retirees and business owners are accustomed to hands-on support, extensive resources and a team of committed financial experts throughout the experience.

Nick is a Registered Representative and Investment Advisor Representative of Securian Financial Services, Inc.

Nick resides in Middletown, Delaware, with his wife Melissa and daughter Gianna.  In his spare time, he enjoys golf, the company of friends and family, and revels in travelling abroad.

*Financial advisors do not provide specific tax/legal advice and this information should not be considered as such. You should always consult your tax/legal advisor regarding your own specific tax/legal situation.

About Diamond State Financial Group

We believe in the power of personal relationships and focus on one thing - the needs of our clients. Since 1989, Diamond State Financial Group has been committed to helping our clients improve their long-term financial successes. We make available a wide range of quality financial products and the advice and expertise of highly qualified financial professionals. It is because of you, each of our associates have been carefully selected based on their knowledge, experience, and desire to deliver an exceptional client experience. Our team adheres to a vigorous, continuing educational program to provide clients with current and relevant financial perspectives. We are proud to be an independent financial services firm as it allows us the freedom to provide our clients with objective advice. We are focused on recommending products and services based solely on the needs of our clients. Whether or not to establish a relationship with a financial professional is a decision that deserves careful consideration. You can trust we are committed to helping you accomplish your long-term financial goals.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 4722997
Firm CRD# 123859
Series 6, 7, 63

Compensation/Fee Fee-Based, 7672576726


Office Location 2200 Concord Pike,
Suite 104,
Wilmington,
DE
19803
Phone Number 302-765-3500

In March 2010, Andrew Rosen joined the Diversified team, bringing with him nine years of financial industry experience. In his role as Financial Planner Andrew forges lifelong relationships with clients. He coaches them through all stages of life and guides them to better achieve their life goals. Andrew, alongside the team at Diversified, consistently delivers high-level, concierge service to all clients. Andrew also writes extensively and has authored blogs, whitepapers and eBooks, all of which you can find in on our resources page. He has also been published in CNBC, Business Insider, Investopedia, IRIS, Fatherly, and Yahoo Finance. In 2003, Andrew graduated from the University of Delaware with a BS in Finance and a minor in Economics. He continued his industry education by obtaining his series 6, 7, and 63, along with property/casualty and health/life insurance licenses. In addition, Andrew received the CERTIFIED FINANCIAL PLANNER" designation in 2006, the CEP in 2010, and has been named a Five Star Best in Client Satisfaction Wealth Manager in Philadelphia and Delaware every year since 2010. Outside of Diversified, Andrew's number one passion is spending time with his beautiful wife, Jessica, and his amazing children, Aviva, Isabella, and Emmet. Andrew resides in West Chester, Pennsylvania where he is a member of the DuPont Country Club. He is a high level squash player, a runner, and very average golfer.

About Diversified, LLC

Wealth is a good thing. Lifelong wealth is even better.
At Diversified, our clients know that while life isn't without change and challenge, it's how they manage it that makes all the difference. They also know that they need to surround themselves with people who truly care about them. As a local family business serving executives, professionals, and retirees in Delaware and Pennsylvania, we welcome the opportunity to be included in your circle of trusted advisors. We realize we'll need to earn it, and once we do, we promise to keep it.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Top Financial Advisor Firms in Delaware (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
Wilmington Trust Investment Advisors, Inc.
Wilmington Trust Center , 1100 North Market Street,
Wilmington, DE 19890-0001
$15,381,440,168 3353 A percentage of AUM
Fixed fees
Brandywine Managers, Llc
7234 Lancaster Pike , Suite 300a,
Hockessin, DE 19707
$13,642,541,000 52 A percentage of AUM
Fixed fees
Performance Based
Wilmington Funds Management Corporation
1100 North Market Street,
Wilmington, DE 19890-0001
$13,182,573,758 10 A percentage of AUM
Cypress Capital Management, Llc
3801 Kennett Pike , Suite C 200-A,
Greenville, DE 19807
$1,278,110,950 642 A percentage of AUM
Fixed fees
Coastal Investment Advisors
1201 N. Orange Street , Suite 729,
Wilmington, DE 19801
$843,629,358 3414 A percentage of AUM
Hourly charges
Fixed fees
Wilmington Trust Investment Management
Wilmington Trust Center , 1100 North Market Street,
Wilmington, DE 19890-0001
$598,977,020 90 A percentage of AUM
Performance Based
Westover Capital Advisors, Llc
1013 Centre Rd, , Suite 405,
Wilmington, DE 19805
$411,144,992 561 A percentage of AUM
Fixed fees
Wealth Management Group
220 Beiser Blvd,
Dover, DE 19904
$320,620,868 797 A percentage of AUM
Hourly charges
Bell Rock Capital, Llc
35568 Airport Road,
Rehoboth Beach, DE 19971
$237,585,120 735 A percentage of AUM
Fixed fees
Investment Management & Planning Llc
20 Montchanin Road , Suite 270,
Greenville, DE 19807
$229,136,112 529 A percentage of AUM
Hourly charges
Bassett Hargrove Investment Counsel, Llc
4001 Kennett Pike , Suite 242,
Greenville, DE 19807
$112,230,482 51 A percentage of AUM
Fixed fees
Omicron Advisors, Llc
625 Barksdale Road , Suite 107,
Newark, DE 19711
$111,231,558 149 A percentage of AUM
Hourly charges
Fixed fees
Montchanin Asset Management, Llc
10 West Rockland Road,
Montchanin, DE 19710
$111,040,676 98 A percentage of AUM
Lighthouse Financial
501 Silverside Road, Ste 117,
Wilmington, DE 19809
$107,051,023 427 A percentage of AUM
Walker
1151 Walker Rd , #212,
Dover, DE 19904
$0 0 A percentage of AUM

    List of Additional Advisors in Delaware*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Bridget A Erhard
    Inquire with Bridget
    6 Larch Ave, Ste 399, Wilmington, DE  19804 302-225-2866
    Alex Stiner
    Inquire with Alex
    5195 W Woodmill Dr, Ste 27, Wilmington, DE  19808 302-995-7526
    Booth Investment Group
    Inquire with Booth
    37941 Coppice Way, Dagsboro, DE  19939 302-927-0078
    Al Fierro
    Inquire with Al
    4001 Kennett Pike, Suite 216, Greenville, DE  19807 302-573-4008
    Betz & Associates
    Inquire with Betz
    1 Righter Pkwy, Ste 250, Wilmington, DE  19803 302-656-7773
    Brian S. Davis
    Inquire with Brian
    2751 Centerville Rd, Suite 104, Wilmington, DE  19808 302-636-5509
    Aspire Wealth Planners
    Inquire with Aspire
    131 Continental Drive, Suite 109, Newark, DE  19713 302-831-5077
    Arlene Wilson
    Inquire with Arlene
    1011 Centre Rd, Ste 100, Wilmington, DE  19805 302-468-8211
    Morgan Stanley Financial Advisors
    Inquire with Morgan
    55 Cascade Lane, Rehoboth Beach, DE  19971 302-644-6600
    Harry Orth
    Inquire with Harry
    3513 Concord Pike, Ste 1000, Wilmington, DE  19803 302-475-5105
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