I am a Wealth Manager and Senior Partner at Diamond State Financial Group. As a Certified Financial Planner (CFP®) I provide comprehensive financial planning services with a commitment to building relationships. I am committed to helping our client improve their long-term financial success.
I am part of a team of professionals with expertise in various areas of financial services.
We provide the following services:
For Individuals:
· Portfolio Management*
· Mutual Funds*
· Fee-Based Financial Planning*
· Life, Disability & Long-Term Care Insurance
· Cash Management
· College Funding
· Retirement Strategies
· Estate Planning
· Tax Reduction Strategies**
For Businesses:
· Group: Life, Health & Disability Insurance
· Key Employee Insurance
· Buy-Sell Funding
· Succession Strategies
· Deferred Compensation
· Executive Bonus Plan
· IRAs, SEPs, KEOGHs & 401(k)s
· Profit Sharing
· Retirement Strategies
· Executive Compensation Programs
· Financial Education Seminars
Establishing a relationship with a financial professional is a decision that deserves careful consideration. You can trust that we are committed to helping you accomplish your long-term financial goals.
We genuinely want to see our clients succeed.
General Information |
| Firm Start Year: | 1989 | |
| No. of Employees: | 50-99 | |
| States Licensed in: | DE, PA, MD, NJ |
| Number of Years with Current Firm: | 16 |
| Work Experience: | I primarily work with professionals, physicians and small business owners to find unique solutions that fit their needs. He specializes in insurance, financial, retirement, and business strategies. Ketul is passionate about creating long-term relationships with his clients and works to build a reputation founded on honesty and integrity. |
| Work with the following types of clients: | Individual Investors, Businesses |
| Foreign Languages Serviced: | Hindi, Gujarati |
| Advisory Services Provided: | Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Insurance Products & Annuities |
Services |
| Investment Types: | Bonds, Mutual Funds, Stocks, Exchange Traded Funds (ETFs), Insurance, Annuities |
| Can meet clients in the following ways: | Our Office, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Long Term Care, Variable Life, Annuity, Health, Life |
Firm Information |
| Advisor's Number of Clients: | 150 |
| Advisor's Number of Managed Clients: | 75 |
| Advisor's Number of Planning Clients: | 30 |
| Assets Managed by Advisor: | $50,000,000 |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $250,000 |
| Compensation Methods: | Based on Assets |
| Fee % Based on Assets: | 1 |
| Minimum Fee Charged for Managed Accounts: | $2,500 |
Education |
| Business Administration - Finance | Delaware
- Newark 9/1/2002-05/31/2006 |
Disclosures |
|
WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
|
Additional Detailed Disclosures |
Disclaimer |
| Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0L06011. |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Mon. | 9:00 AM - 5:00 PM |
| Tue. | 9:00 AM - 5:00 PM |
| Wed. | 9:00 AM - 5:00 PM |
| Thu. | 9:00 AM - 5:00 PM |
| Fri. | 9:00 AM - 5:00 PM |
| MD, PA, DE, NJ |
 |