Living in sunny Florida is a dream for many, but managing your finances in this tax-free state without the right guidance can be challenging. That's where a certified financial advisor comes in. WiserAdvisor is here to help you compare the best vetted financial advisors in Florida who you may want to connect with to assist you in reaching your financial goals. Retirees and seniors are drawn to Florida, making retirement planning essential. But, retirement planning isn't just for retirees. It's crucial for anyone who wants to secure their financial future. A trustworthy financial advisor can offer valuable insights, advice, and expertise to help you make informed decisions and provide ongoing support to keep you on track.
Our directory of vetted financial advisors in Florida includes experts in wealth management, investment strategies, retirement planning, financial planning, and more. Take some time to explore the listed advisors in our directory and find the advisor that is the best fit for you in Florida.
Florida
has
19
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from and
3943
non-vetted advisors in your local area. These financial advisors in
Florida
have an average of
22
years of experience.
NOTE: The list of vetted financial
advisors in
Florida
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Florida.
Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
---|---|---|---|---|
Armand Atkinson
CFP®, CIMA®, CLU®, AIF®, CDFA®, ChFC® ADVANCED WEALTH PLANNING GROUP 5401 W Kennedy Blvd, Suite# 460, Tampa, FL 33609 |
15 Years | Not Specified | $50,000 | Fee-Based |
Berkely Arrants
CFP®, CIMA®, CRPC®, CDFA® HORIZON ADVISORY GROUP LLC Serving Tampa surrounding area, Tampa, FL 33602 |
23 Years | $100,000,000 | $250,000 | Fee-Based |
Christopher R Hunter
CFP® MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 824 A1a N, Suite 200, Ponte Vedra Beach, FL 32082 |
Not Disclosed | $75,000,000 | Not Specified | Fee-Based |
15 Years | $0 | $100,000 | Fee-Based | |
Steven Hartman
AAMS®, AIF® PRIVADA WEALTH MANAGEMENT 549 North Wymore Road, Suite 208, Maitland, FL 32751 |
32 Years | $120,000,000 | $500,000 | Fee-Based |
David H. Morgan
CEP®, CFF, MSFS, CEA, RMA R.E.A.P., LLC 4651 Salisbury Road, Suite 400, Jacksonville, FL 32256 |
28 Years | $0 | $25,000 | Fee-Based |
21 Years | Not Specified | $500,000 | Fee-Based | |
John Salomon
CPA, CFP® J2 CAPITAL MANAGEMENT, INC. 1222 SE 47th St, Office Suite C-1, Cape Coral, FL 33914 |
23 Years | $140,000,000 | $100,000 | Fee-Based |
30 Years | $105,000,000 | $500,000 | Fee-Only | |
20 Years | Not Specified | $50,000,000 | Fee-Only | |
14 Years | Not Specified | $250,000 | Fee-Based | |
David Appleby
CASL®, RFC®, EA, CLU®, QFP®, CTS ASSURITY FINANCIAL GROUP Assurity Plaza, 2429 Manatee Avenue East, Unit 1, Bradenton, FL 34208 |
22 Years | Not Specified | $0 | Fee-Based |
32 Years | $28,000,000 | $250,000 | Fee-Based | |
McDonough Capital Management
CFP® MCDONOUGH CAPITAL MANAGEMENT 6000 Turkey Lake Rd, Ste 212, Orlando, FL 32819 |
33 Years | Not Specified | $500,000 | Not Specified |
National Wealth Management Group
NATIONAL WEALTH MANAGEMENT GROUP, LLC 1024 N US Hwy 1, Ormond Beach, FL 32174 |
21 Years | Not Specified | $250,000 | Fee-Based |
TS Financial Group, LLC
TS FINANCIAL GROUP, LLC Serving the Tampa Bay, FL and Libertyville, IL Areas, Safety Harbor, FL 34695 |
27 Years | $700,000,000 | $50,000 | Fee-Based |
Dock Street Asset Management
CAIA®, CFA® DOCK STREET ASSET MANAGEMENT 2875 South Ocean Blvd., Suite 200-46, Palm Beach, FL 33480 |
18 Years | $700,000,000 | $500,000 | Fee-Only |
12 Years | Not Specified | $250,000 | Fee-Only | |
Stefan J Contorno
TOUCHSTONE WEALTH PARTNERS - UBS WEALTH MANAGEMENT 8000 Health Center Blvd, Suite 150, Bonita Springs, FL 34135 |
24 Years | $0 | Not Specified | Fee-Based |
Qualifications
CRD# 5167229
Firm CRD# 112097
Series 7, 66
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
5401 W Kennedy Blvd,
Suite# 460,
Tampa,
FL
33609
Phone Number
813-770-9864
Armand applies his investment and wealth planning experience to provide comprehensive solutions for business owners, families and individuals. He believes in a systematic approach to money management and having a detailed process that is based on the foundation of intellectual rigor and discipline. Armand holds a Masters of Science Degree in Personal Financial Planning. He is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Certified Investment Management Analyst (CIMA®) designation through the Wharton School at the University of Pennsylvania, among other industry recognized designations. He was born in St. Petersburg Florida and grew up in the island of Jamaica. Armand has fond childhood memories of raising goats on his families farm in Hanover, Jamaica. Armand returned to the United States in 2002 and attended Eckerd College in St. Petersburg where he received a degree in Economics. Having grown-up in Jamaica and living on a farm, Armand has a true understanding of hard work & dedication, and understands what it takes to be successful. Armand currently resides in St. Petersburg, Florida and enjoys networking and being active within his community. His hobbies include playing & watching soccer, cycling, and when he is able to get away from the office, traveling. Armand is a member of the following Professional Associations & Organizations: * College for Financial Planning Alumni Association * Eckerd College Alumni Association * Financial Planning Association of Tampa Bay * Investment Management Consultants Association
Armand is an independent financial advisor with the Advanced Wealth Planning Group, located in Tampa, Florida. He and his team are CERTIFIED FINANCIAL PLANNER™ (CFP®) professionals, and function as Fiduciary advisors for his clients when building/managing portfolios or doing comprehensive financial planning. He and his team are eager to hear your story and begin to assist you in creating the chapters ahead. Whether it's planning for retirement, investing in your children's' education or ensuring you receive objective advice on a full-range of financial products, they recognize it's your story. They always put your interests first as they function as Fiduciary Advisors. They will guide you through the financial planning process, help you select appropriate solutions, and ensure consistent monitoring for proactive modifications. From the strength of their team of experienced advisors, to the investment and technology platform provided by RBC Correspondent Services, a division of RBC Capital Markets. Armand, his team, and the Advanced Wealth Planning Group is ready to help you create the future you choose.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 4692327
Firm CRD# 8032
Series 7, 65, 66
Compensation/Fee Fee-Based, Commissions, Based on Assets
Office Location
Serving Tampa surrounding area,
Tampa,
FL
33602
Phone Number
713-400-6305
Berkely manages $100 million in AUM as of August 2023. Berkely Arrants is a CERTIFIED FINANCIAL PLANNER™ professional with over 20 years of experience in the financial services industry. She is the founder of Horizon Advisory Group, LLC, a national personal and business financial planning firm. Her areas of experience include retirement planning, investment management, and estate planning. She also works with closely-held businesses to help them with transition planning, employee retention, and executive benefits. Berkely believes that clients need to be well-informed about the important decisions they face, not only for themselves but also for those who depend upon them. She works hard to educate her clients so that they have the confidence to move forward with plans that fit their specific situation. Berkely is a trusted advisor who is dedicated to her clients' financial success. She is known for her clear communication style, her ability to simplify complex financial concepts, and her commitment to helping her clients achieve their goals. She grew up in London, UK, and returned to the United States for college, where she graduated from the University of Pennsylvania with a B.A. in Psychology. Berkely has been involved in several Boards over the years including Volunteers in Medicine, the First Presbyterian Day School, The Houston Children's Chorus, The University of Pennsylvania Alumni Club of Houston, and she was an Elder at First Presbyterian Church in Hilton Head. Outside of work, Berkely is devoted to her family and her community. She and her husband, Wayne, have two adult children, Tucker and Devin. She practices yoga regularly and loves to travel and spend time outdoors. Berkely looks forward to connecting with you soon. For more information, please visit www.horizonadvgroup.com and www.linkedin.com/in/berkelyarrants/
Horizon Advisory Group, LLC is a values based national financial planning and wealth management firm with offices in Houston, FL and the DC metro area. We work with individuals and closely-held business creating customized plans to help achieve your goals.
Advisory Services Provided:
Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 5785162
Firm CRD# 7691
Series 6, 7, 63, 66
Compensation/Fee Fee-Based, Commissions, Based on Assets
Office Location
824 A1a N,
Suite 200,
Ponte Vedra Beach,
FL
32082
Phone Number
904-273-3813
Personal Client Attention & Thoughtful Wealth Management Services Chris was born and raised in Springfield, OH. Chris began his career in the financial services industry in 2010 as a life, disability and long-term care insurance and annuity specialist. In 2013, he joined the Jacksonville Merrill Lynch office. In 2019, Christopher joined the Thorndyke Mason Group in the Ponte Vedra Beach office, where he focuses on providing clients with a high-quality wealth planning experience and strives to make the complexities of financial life easy to understand. Chris attended Ohio University, where he attained a B.S. in Business and Biology, as well as his MBA in Finance. Locally, Chris is involved with the Jacksonville Chamber of Commerce and is an active member of the Estate Planning Council of Northeast Florida. In his limited free time, Chris enjoys playing golf and spending time with his family. He and his wife, Michelle, live in Jacksonville, FL with their daughters, Berkley, who is 6 and Kennedy, who is 4.
Founded in 1914 by Charles E. Merrill, Merrill Lynch is one of the world's leading wealth management, capital markets and advisory companies, serving the needs of both individual and institutional clients. Merrill Lynch can help you pursue the life you envision through a one-on-one relationship with a highly trained team-advocates who can leverage the investment insights of Merrill Lynch and the banking strength of Bank of America.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 5456961
Firm CRD# 6413
Series 7, 66
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
218 Silverleaf Village Dr,
St Augustine,
FL
32092
Phone Number
904-806-5345
Joe received his Bachelors degree and MBA from Iona College. He is a former board member of the Juvenile Diabetes Research Foundation, a charitable organization dedicated to funding diabetes research. He also is a Board member for the Western Junior Colonials Youth Hockey League. In his spare time, he enjoys playing Golf, Softball, and Hockey. Joe currently resides in Ridgefield, CT with his high school sweetheart, Carolyn, and their three children, James, Colin, and Andrew.
We believe Stratos Wealth Partners offers our clients a clear advantage. By bringing the resources of a national firm to the local level, we enable our advisors to take full advantage of our organizational depth of knowledge, research, talent, and expertise to serve a broader spectrum of client needs. Through innovative thinking, insightful guidance and practical advice your advisor has access to vast resources in developing the custom strategies you seek and the unparalleled service you require.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 1965828
Firm CRD# 124583
Series 7, 66
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
549 North Wymore Road,
Suite 208,
Maitland,
FL
32751
Phone Number
321-280-9081
Stephen (Steve) Hartman, Sr. joined Privada Wealth Management in 2017 and has been a Registered Representative and Investment Advisor Representative since 1989. He joined J.W. Cole Financial, Inc. in August of 2015. Prior to his association with J.W. Cole, Mr. Hartman was registered with SWS Financial, Bank of America Private Client Group and Chubb Securities. Mr. Hartman holds a Series 7-General Securities License, and has successfully completed the Series 63-Uniform Securities Agent Law Exam and the Series 65-Uniform Investment Advisor Law Exam. He is currently licensed in 12 states. In addition, he has the Life and Health Insurance and Variable Annuities license through the State of Florida. FINRA and the State of Florida have continuing education requirements in order to maintain these licenses. He graduated from the University of Central Florida (B.S.B.A - Finance) and the Graduate School of Bank Management at the University of Virginia. He has been active in the Lambda Chi Alpha Alumni Association, the UCF Golden Knights Club, and his neighborhood homeowner association and Board of Directors. Although living in Central Florida for nearly all his life, Mr. Hartman is an avid Pittsburgh Steelers fan, since being born there. In his spare time, he enjoys traveling, golf, tennis and boating, and his two children and four grandchildren. Having been licensed for over 30 years, Mr. Hartman has witnessed and experienced a vast array of economic conditions and scenarios, as well as a diverse group of clients with their various goals and objectives. It is these experiences and knowledge, coupled with the technology and opportunities in today's marketplace offered thru Privada Wealth Management and J.W. Cole Financial, that make him uniquely qualified to assist his clients with their financial lives.
At Privada Wealth Management, our mission is to help our clients reach their financial goals. This overarching mission informs everything we do.
Advisory Services Provided:
Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts
Qualifications
CRD# 1162104
Firm CRD# 146512
Series 65
Compensation/Fee Fee-Based
Office Location
4651 Salisbury Road,
Suite 400,
Jacksonville,
FL
32256
Phone Number
386-793-8981
David Morgan has decades of experience in the investment, retirement and estate planning industry advising individuals, professionals, and families in these matters. Able to work throughout the country with his team of advisers and professionals, he coordinates and insures a completely customized plan for all of your affairs: income planning, wealth management, financial, and tax planning. Certified Estate Planner (CEP®), Masters of Science in Financial Services (Certifications as Certified Annuity Specialist, Board Certified in Estate Planning, Board Certified in Asset Allocation, Certified Funds Specialist, Retirement Income Specialist), Certified Senior Advisor (CSA), Certified Financial Fiduciary (CFF), Registered Investment Advisor (RIA) firm, Member of both the Better Business Bureau, National Ethics Association, Paladin Member, B.A., Indiana University, Honors, Published: "Urban Land Use: Policy & Controls", Elder & active member of his church, avid sports and exercise enthusiast, Father, and married to a wonderful wife. Strong advocate for the implementation and utilization of a multi-disciplinary and coordination of professional services. This comprehensive approach facilitates the protection, distribution, and preservation of your assets and the effectual transfer of your estate to your heirs. https://reap.seminarsoncall.com
The REAP Companies (Retirement & Estate Advisors & Professionals, LLC) We at REAP, LLC. are proud to have helped many families and individuals over the years. Our firm uses a robust team approach to focus on retirement and income issues, wealth management, estate planning needs and tax and related challenges. REAP is a professional firm designed to assist families in protecting their assets and maintaining their standard of living. The following is a partial list of services we provide: Asset Protection and Preservation Estate Tax Limitation or Reduction Wealth and Estate Transfer Planning Individual and Family Trust Planning Planning for Disability or Incompetence Capital Gains Tax Reduction Reduction of Taxes on Social Security Benefits Income Tax Reduction and Increasing Spendable Income Seminars Specializing in Estate, Income, Financial & Tax Advisory Issues Many families can better organize their estate, income, financial and tax affairs when they know about the many solutions that are available beyond what they are told by their stockbrokers, accountants and attorneys.
Qualifications
CRD# 4271692
Firm CRD# 143440
Series 63, 65
Compensation/Fee Fee-Based, Flat Fee, Based on Assets
Office Location
2600 Douglas Rd.,
STE 1104,
Coral Gables,
FL
33134
Phone Number
305-482-3002
Jimmy began his career in the financial services industry 21 years ago at the prestigious internship program for Merrill Lynch & Co., and then climbing through the ranks and working in every aspect of the industry from Operations to Marketing at firms like Morgan Stanley and A.G. Edwards & Sons. He first attended Florida International University and earned the Chartered Retirement Planning Counselor designation from the College of Financial Planning in 2007. Prior to becoming the Managing Partner at Anthem Advisors, Jimmy oversaw $800 million in client assets as Vice President - Financial Consultant at Charles Schwab & Co. for 7 years. In 2011, he was recognized as one of their top financial consultants in the nation with the prestigious Chairman's Club Award. Jimmy was born and raised in Miami, FL where he currently resides with his wife, Diane and their dog Pepper. They are committed to the local community by being involved with The Hurricane Club whose mission is to strengthen the academic and athletic excellence of the University of Miami's student athletes as well as with The Home Team, a non-profit organization that assists in the athletic and scholastic development of public school students in the greater Miami area.
We're Your Partner for Long-Term Wealth. Our goals are the same: Sound investment advice free from conflict of interest. It's that simple. That's what we're about at Anthem Advisors. Much of the financial industry is based on sales and distribution of "products." After years of servicing high net worth families at some of Wall Streets largest firms, we decided to build a firm that helps clients simplify some of life's most complicated questions. For example, Do I have enough to retire with confidence?
Qualifications
CRD# 3035112
Firm CRD# 152964
Series 63
Compensation/Fee Fee-Based, Hourly, Flat Fee, Based on Assets
Office Location
1222 SE 47th St,
Office Suite C-1,
Cape Coral,
FL
33914
Phone Number
248-641-4444
John Salomon has been a practicing CPA since 1985. In 1998, he added portfolio management and financial planning to the tax and compliance services offered to the clients of his CPA practice. In 2002, he earned his CERTIFIED FINANCIAL PLANNER" certification. As the CFO of J2, John uses his past experience of running a small practice to guide practice management decisions at J2. John's technical abilities are especially useful when helping J2 clients in the areas of financial and tax planning, cash flow management as well as tax preparation. John is a graduate of Michigan State and is a resident of Troy with his wife Michele with whom he has been married for over 25 years. They have three children: Emily, Nicholas and Aidan.
J2 Capital Management offers total wealth planning by offering custom financial planning, tax preparation, estate planning & unique investment strategies all done by fiduciary professionals including in-house CFP, CPA and professional investment manager. We are located in Troy, MI & Cape Coral, FL. Where most advisors can only do a few of these services and need to hire out the rest of what they cannot do, J2 Capital keeps all of its services in-house thus giving us better insight into your situation at a lower cost.
Advisory Services Provided:
Portfolio Management, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Compensation/Fee Fee-Only
Office Location
1221 Brickell Avenue, 9th Floor,
Miami,
FL
33130
Phone Number
786-475-1280
Charles Helme joined BH Asset Management as Managing Director of Investments in 2010. From 2002 to 2010, Mr. Helme was Senior Portfolio Manager of Pinnacle Associates, Ltd, in New York, where he managed portfolios for corporations, endowments, universities, pensions, and high-net-worth individuals across several strategies. For seven years prior to joining Pinnacle, Mr. Helme was Managing Director of Investments at Carret and Company LLC, acting as Portfolio Manager to both institutions and high-net-worth individuals. From 1988 to 1995, Mr. Helme rose to Senior Investment Officer and Chairman of the Investment Policy Committee at Republic National Bank (now HSBC, USA). At this bank and various holding company subsidiaries, Mr. Helme was responsible for all Trust and Investment Management portfolio investments for separate accounts and several mutual fund strategies. Previously, he was Vice President of Investments for Moran Asset Management, a leading investment counselor and mutual fund advisor. He began his career in 1980 at Ernst & Company, New York Stock Exchange, and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business.
We are a registered investment advisor, meaning we are held to a fiduciary standard and must always put your interests first. We provide unbiased advice, employ an open architecture approach, and only charge flat fees. We are transparent and maintain frequent communication with our clients. With over 30 years of fund management experience, we offer the most sophisticated investment techniques.
Qualifications
CRD# 4007586
Firm CRD# 105310
Series 7, 66
Compensation/Fee Fee-Only
Office Location
4851 Tamiami Trail North, Suite 200,
Naples,
FL
34103
Phone Number
239-302-1715
As Managing Director at Signet Financial Management of SWFL, I strive every day to help my clients pursue their financial goals. I am committed to helping make a difference in the financial futures of the individuals, families, and business owners that I have the opportunity to work with. By taking the time to get to know my clients and understanding what matters the most to them, we are able to work together to create goal-based plans designed around their unique needs. If you have questions about potential investment solutions for retirement, providing for your children's or grandchildren's education, or legacy planning, I welcome the opportunity to see how I might be able to help. Please call us at: 239-302-1715
Signet Financial Management was established in 1988. We have a local Naples Florida presence, and a team of driven professionals including Chartered Financial Analyst's (CFA®) and Certified Financial Planner's (CFP®) with decades of experience. We believe each client deserves their own personal portfolio, custom tailored to their individual requirements. We accomplish this by developing genuine relationships to intimately understand your goals and needs. We custom design portfolios based upon each client's individual risk tolerance and income needs using our own proprietary management strategies. This means our clients own the individual stocks and bonds our research has identified. The result is, we believe, a lower cost, more tax-efficient portfolio. Furthermore, this promotes transparency for clients about every investment decision we make.
Advisory Services Provided:
Portfolio Management, Retirement Planning, Risk Management, Financial Advice & Consulting, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 5362846
Firm CRD# 6413
Series 6, 7, 65, 66
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
1001 S Macdill Ave,
Suite 700,
Tampa,
FL
33629
Phone Number
813-334-6500
I grew up in Winter Haven, FL. Played baseball and basketball through high school. I lettered in baseball at the University of Florida as a pitcher. I enjoy traveling, playing golf, reading, college football, and spending time with friends and family. I have an older brother and sister. My mother is a retired teacher and my father is a judge.
Nathan has dedicated his practice to providing his clients with a comprehensive, well integrated financial plan that encompasses all aspects of their financial lives working in concert to help them pursue their goals. From savings and investing to tax planning and protection as well as a thought out plan for the eventual distribution of your assets in the most efficient, tax advantaged way possible so that your assets have the best chance to last your entire lifetime and perhaps beyond. A staple of Nathan's business is client service. His relationship with clients is unique in the fact that he proactively communicate with them on a regular basis to answer any questions they have and to make sure they remain on track to reach their goals.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
CRD# 3259135
Firm CRD# 143451
Series 65
Compensation/Fee Fee-Based, Commissions, Flat Fee, Based on Assets
Office Location
Assurity Plaza,
2429 Manatee Avenue East, Unit 1,
Bradenton,
FL
34208
Phone Number
941-739-5006
Assurity Financial Group is a transparent fee-based fiduciary with a moderate risk growth investment strategy for those like you in or approaching retirement. As an Independent Registered Investment Advisors (RIAs) your unique, often complex, financial needs are served with customized solutions since we are not tied to any particular family of funds or investment products; this fact allows for greater choices in achieving your retirement lifestyle goals. Financial credentials matter when selecting a partner for your retirement strategy, so allow us to educate you about the ones we have earned in the effort to serve you as best possible. Many clients find us initially due to our expert tax credentials as IRS Enrolled Agents which is a clear advantage when considering the longevity of your retirement nest egg. We prevent the number one drain on your assets, income taxes during retirement. With an A+ rating from the Better Business Bureau and a pristine record since our establishment in 2002, we sincerely hope to earn your trust through a free exchange of ideas and create the peace of mind so your only worry is what to do with your time while retired; the numerous client reviews and testimonials from people like you illustrate this significant benefit of choosing Assurity Financial Group.
Qualifications
CRD# 2175608
Firm CRD# 120529
Series 65
Compensation/Fee Fee-Based, Flat Fee, Based on Assets
Office Location
3557 Maria Theresa Ave,
Palm Springs,
FL
33406
Phone Number
561-327-4646
Mr. Browning is the sole principal of Guardian Rock Wealth and is an Amazon best-selling author of the book Build a Life, not a Portfolio: A Guide to Your Financial Future Based on Your Personal Values, which can be found on Amazon or by contacting Guardian Rock Wealth for a free copy. Mr. Browning publishes a daily five-minute audio market update on all of Guardian's social media platforms as well as the weekly podcast "Building Your Life with John Browning," which can be found anywhere you like to listen to your podcasts, including Apple and Spotify as well as Guardianrockwealth.com - Additionally Mr. Browning writes a monthly commentary blog published on our website and across our social media platforms. Mr. Browning graduated from Cedarville University in Ohio and obtained his MBA from Northern Illinois University. John is also a Certified Senior Advisor (CSA®) and brings over 3 decades of direct money management Wall Street experience designing specialized portfolios and managing billions in assets. John brings a wide range of expertise from security and portfolio analysis to domestic and global economics. John has served in various executive-level roles in the financial industry at major Wall Street firms, including Morgan Stanley, Invesco, Guggenheim, and Nuveen and has been featured in Advisors Magazine (issue 95, page 40) and Asset TV. John has also been quoted on Bloomberg News and several other publications. John is the father of six, a foster and adoptive parent and grandfather of three currently residing in West Palm Beach Florida.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
Firm CRD# 314989
Compensation/Fee Based on Assets
Office Location
6000 Turkey Lake Rd,
Ste 212,
Orlando,
FL
32819
Phone Number
407-248-9647
We provide personalized financial solutions and tailored recommendations that help you achieve your financial goals and objectives. Our open architected solutions put your interests first. We know your hopes and dreams include sending your children to the right schools and maintaining a financially independent and worry free retirement. Our motto is Knowledge, Integrity and Trust. Let our knowledge work for you.
Advisory Services Provided:
Financial Planning, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities
Qualifications
Firm CRD# 6413
Series 6, 63, 65
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
1024 N US Hwy 1,
Ormond Beach,
FL
32174
Phone Number
386-361-4422
Distilled down to its most fundamental property, money is a representation of your productivity. Since your time is a finite resource, you owe it to yourself to understand how to best invest it. We believe the wisest investment of your time is in the pursuit of knowledge. With the heart of a teacher, each NWMG advisor has dedicated his or her career to sharing financial knowledge with engaging education. Our advisors are experienced, each with more than a decade serving people with sound money management advice. Working with a NWMG advisor means fast tracking your understanding of money, markets, and their impact on your future. But don't just take our word for it, find out yourself by scheduling an introductory meeting. The first lesson is always on us, and you'll walk away knowing if our process is for you.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 172555
Firm CRD# 172555
Series 6, 7, 63, 65, 66
Compensation/Fee Fee-Based, Commissions, Based on Assets
Office Location
Serving the Tampa Bay, FL and Libertyville, IL Areas,
Safety Harbor,
FL
34695
Phone Number
727-603-8890
We our proudly independent and work with individuals and business owners to develop a comprehensive wealth management plan together. We are able to do this by utilizing a team approach and by focusing on four key components: Financial Enrichment, Risk Mitigation, Wealth Transfer and Proper utilization of the spectrum of investments. We are uniquely positioned to potentially contribute to the financial success of our clients and our community- while taking full advantage of the superior support and scale of LPL Financial, the nation's leading independent brokerage firm.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
Firm CRD# 111163
Compensation/Fee Fee-Only
Office Location
2875 South Ocean Blvd.,
Suite 200-46,
Palm Beach,
FL
33480
Phone Number
203-532-9470
Dock Street provides Investment Planning to families and individuals. Our clients are are looking for a long term investment plan and partnership with an experienced advisor. We work closely with you to understand your financial goals and determine what level of risk is appropriate. In doing so, we reduce the uncertainty and anxiety our clients face as they search for answers to questions like these:
Working together with our clients we develop an Investment Plan that maps out their financial future. Our plans can never eliminate the uncertainty clients feel in the short-term, but by focusing attention on the long-term outcomes available to investors, a certain level of calm can be achieved. We’ve seen it happen—and getting to this place with clients is what makes our work satisfying and rewarding.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts
Qualifications
Firm CRD# 167517
Compensation/Fee Fee-Only, Based on Assets
Office Location
3441 SW Rivers End Way,
Palm City,
FL
34990
Phone Number
772-233-2052
We work with clients that value a financial advisor that helps them reach their financial goals. Your situation is unique, how you respond to challenges and situations can be unique, but our priority to stay focused on your goals never changes. We help you talk about, define, and revisit your goals, and we work to adjust the plan to stay aligned with your goals. We focus on: financial planning, investment management, tax efficient strategies, retirement strategies, small business retirement plans, education planning, estate planning.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 3244623
Firm CRD# #000020056
Series 7, 9, 10, 31, 63, 65, 66
Compensation/Fee Fee-Based
Office Location
8000 Health Center Blvd,
Suite 150,
Bonita Springs,
FL
34135
Phone Number
732-688-7422
Barron's & Forbes Top Rated Financial Advisory Team - Touchstone Wealth Partners - Fiduciaries We are a planning based team and recognized as one of the Top in America - UBS is the World's Largest Global Wealth Management Firm and Touchstone is is one of the Top Wealth Management Practices in America. Website: www.ubs.com/touchstone
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Firm Name | No. of Advisors | No. of Clients | AUM | Fee Structure |
---|---|---|---|---|
50 | 78 | $29,226,717,684 | A percentage of AUM, Fixed fees
|
|
45 | 3007 | $4,083,396,277 | A percentage of AUM, Hourly charges, Fixed fees, Other (MODEL DELIVERY FEES)
|
|
9 | 585 | $3,206,768,449 | A percentage of AUM, Fixed fees, Performance Based
|
|
5 | 956 | $2,110,686,209 | A percentage of AUM, Fixed fees
|
|
24 | 1 | $2,031,012,165 | A percentage of AUM
|
|
1225 | 50030 | $1,758,666,155 | A percentage of AUM, Commision Based
|
|
13 | 1087 | $1,197,042,297 | A percentage of AUM
|
|
14 | 1272 | $1,091,588,569 | A percentage of AUM
|
|
12 | 285 | $1,089,443,058 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based
|
|
14 | 2208 | $513,816,461 | A percentage of AUM, Hourly charges, Commision Based, Other (% OF ASSETS UNDER ANOTHER RIA'S MANAGEMENT)
|
|
3 | 44 | $273,864,458 | A percentage of AUM
|
|
2 | 67 | $155,339,523 | A percentage of AUM
|
|
19 | 215 | $137,753,659 | A percentage of AUM
|
|
9 | 166 | $123,770,284 | A percentage of AUM, Hourly charges, Fixed fees, Other (NEGOTIABLE)
|
|
2 | 0 | $0 | Other (NONE AT THIS TIME)
|
Our directory for the state of Florida features various types of financial advisors, including investment advisors, portfolio managers, wealth managers, financial planners, retirement planners, and more. These professionals specialize in managing investments, providing ongoing financial advice, assisting with goal planning, and guiding retirement savings strategies. To further explore how financial advisors can support you, learn more about the different types of financial advisors and their areas of expertise.
Before hiring a financial advisor in Florida, it's recommended to ask them about their experience, areas of expertise, investment philosophy, fee and compensation methods, and their approach to financial planning. You should also ask about their fiduciary duty, which means they are legally and ethically bound to act in your best interests. It's important to choose an advisor who communicates clearly and transparently and whose values align with your own. To further understand if a financial advisor is best suited to your financial needs, consider using the following 10 Key Questions You Should Ask Your Financial Advisor.
For a more streamlined approach to finding a trustworthy financial advisor in Florida, we suggest utilizing the free financial advisor match tool, which connects you with pre-screened and vetted advisors tailored to your specific requirements. Additionally, seek recommendations from trusted individuals, and conduct your own research for advisors registered with respected regulatory bodies such as FINRA and the SEC, as these organizations uphold industry standards and ethics.<
The cost of hiring a financial advisor in Florida varies depending on the advisor's experience, services, and fee structure. Some advisors charge a percentage of assets under management, ranging from approx. 1.02% or a fixed rate of approx. $7,500 and above. Meanwhile, other advisors charge an hourly rate, flat fees, or based on commission. It's important to understand the advisor's fee structure and any potential conflicts of interest before engaging in their services. To get a better understanding of how financial advisors charge and the factors influencing their fees, read more on what are the costs of hiring a financial advisor.
When working with a financial advisor, you can expect personalized guidance in managing your finances, setting goals, and creating a comprehensive financial plan. They will provide objective advice and help you navigate complex financial matters. Additionally, they will assist you in making informed investment decisions to optimize your financial well-being and strive to help you achieve your financial objectives. If you are considering working with a financial advisor, read more to explore what a financial advisor can do for you.
When choosing a financial advisor, consider your specific needs, conduct thorough background checks, check for relevant credentials, and research their fee structures. By following these steps, you can make a more informed choice when selecting a financial advisor who meets your specific needs and demonstrates the necessary credentials and ethical standards. For more information, refer to this guide on choosing the best financial advisor in Florida.
Financial advisors in Florida may offer a range of services, such as investment management, retirement planning, wealth management, estate planning, and more. Some advisors may specialize in one area, while others may offer multiple financial services. By clicking on the "View full profile" button of any vetted financial advisor in our directory, you can access detailed information about their services, fees, credentials, and more. In the "Advisory Services Provided" section, you will be able to confirm what specific services are offered by an advisor listed on our directory.