Wesley Kotys is a Valparaiso, IN Fee-Only Financial Planner serving Northwest Indiana and all surrounding areas. Kotys Wealth Professionals specializes in providing holistic financial planning to help clients build, manage, grow, and protect their assets through life's transitions. Wesley Kotys is a NAPFA-Registered Financial Advisor and a CERTIFIED FINANCIAL PLANNER™ Professional.
As Founder and CEO of Kotys Wealth Professionals, Wesley (Wes) Kotys brings over 20 years of financial planning and investment management experience to the firm. Wes is also intricately involved in the firms day-to-day business, managing investment models and conducting research utilizing our highly disciplined rules-based process.
Prior to launching The Kotys Group in 2007, Wes spent nearly a decade with major broker-dealers, such as Prudential Financial and Edward Jones. At Edward Jones, he had one of the fastest growing offices in the country. A second generation financial adviser, Wes was also in the top 10% of all financial advisors associated with LPL from 2012-2013.
As an accomplished speaker and financial educator, Wes has received national and regional awards as a financial advisor. He is also very involved in the community and believes strongly in giving back. Wes attended Purdue University and graduated from Indiana Wesleyan University with a bachelor's degree in Business Administration. He believes strongly in continuing education and has earned the following certifications and accreditations:
CERTIFIED FINANCIAL PLANNER™ (CFP®)
Accredited Asset Management Specialist (AAMS®)
Series 66 Uniform Securities Agent/Registered Investment Advisor
Life and Health Insurance
At Kotys Wealth Professionals everything we do is focused on you and your goals. Our first order of business is taking the time to get to know you - what you want for yourself and your family, your appetite for risk, your plans for the future. With that foundation set, we then educate you, guide you and provide you with financial strategies that will help you accomplish your goals. We see money as a tool to help you realize your dreams and reach a higher purpose with your wealth.
We invite you to contact us at 219-465-6924 for a no-cost initial meeting where you can experience how Kotys Wealth Professionals work as a Registered Investment Advisor.
Sarah Kotys
CFO and Team Leader
An experienced accountant and former auditor for the state of Indiana, Sarah serves as Chief Financial Officer of Kotys Wealth Professionals, handling accounting and internal auditing for the firm. She not only ensures that Kotys Wealth Professionals operates efficiently but also that the firm is intricately involved with our community, local charitable and cultural organizations.
Sarah is an honors graduate of Purdue University, earning her B.S. in accounting. She has more than a decade of experience as an accountant in small business settings and was an experienced governmental accountant and auditor with the Indiana State Board of Accounts. Sarah also volunteers in numerous local charities.
Ryan Kotys
Financial Advisor
From a background in sales and managing client accounts, Ryan joined The Kotys Group in 2009. He focuses on managing 401(k) retirement plans, supervising plan participant communications and helping all Kotys' clients build and maintain formal financial plans.
Ryan graduated with honors from Purdue University with a degree in business management and marketing. He is active in our community, including having a leadership role in his local church.
Megan Myers
PHR®, Client Relations
A knowledgeable HR professional with experience in the travel and banking industries, Megan joined The Kotys team in 2014. She manages the company's systems, coordinates office processes, and monitors efficiencies. Her duties include marketing and client events. According to the team, she is the cornerstone connecting all efforts to provide the impeccable client experience Kotys Wealth Professionals are known for.
Megan is a graduate of Sawyer College and an experienced HR Professional with a PHR® (Professional in Human
Resources) designation.
Mark Rosinski
CPA, Financial Advisor
With a background in Accounting and Finance, Mark joined the Kotys team in April of 2019 as a Financial Advisor. Mark previously worked for NIPSCO/NiSource in several roles including Corporate Finance & Accounting, Management Reporting, and Continuous Improvement. Mark also has experience in tax preparation working for H&R Block.
Mark graduated from Purdue University Calumet with a Bachelor of Science in Mathematics, is a licensed Certified Public Accountant, and is a Series 66 Registered Investment Advisor. Mark enjoys staying involved in the community through his local church, playing in organized sports, and volunteering at local events with this wife.
General Information |
| Firm Start Year: | 2007 | |
| No. of Employees: | 5-9 | |
| Number of Years with Current Firm: | 13 |
| Work with the following types of clients: | Businesses, Individual Investors, Non-Profit Organizations |
| Advisory Services Provided: | 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Wealth Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts |
Services |
| Investment Types: | Bonds, Mutual Funds, Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Our Office, Phone, Email |
Qualifications & Memberships |
| Financial Organization Memberships: | Financial Planning Association (FPA), National Association of Personal Financial Advisors (NAPFA) |
Compensation and Fees |
| Fee Structure: | Fee-Only |
| Minimum Portfolio Size for New Managed Accounts: | $500,000 |
| Compensation Methods: | Based on Assets |
Education |
| Bachelor of Science - Business Administration | Indiana Wesleyan University
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Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures |
Disclaimer |
| Investment advisory services and financial planning offered through TKG Advisors, LLC, a Registered Investment Advisor. |
Registered Investment Advisor:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
| Mon. | 8:00 AM - 4:00 PM |
| Tue. | 8:00 AM - 4:00 PM |
| Wed. | 8:00 AM - 4:00 PM |
| Thu. | 8:00 AM - 4:00 PM |
| Fri. | 8:00 AM - 4:00 PM |
| Northwest Indiana, Greater South Bend, Southwest Michigan, Southeast Chicagoland |
Voted Best Wealth Advisory 2020 Firm in Northwest Indiana. The survey provides readers the opportunity to acknowledge local business leaders who are excelling in their service to the community.
Voted Best Wealth Advisory 2019 Firm in Northwest Indiana. The survey provides readers the opportunity to acknowledge local business leaders who are excelling in their service to the community.
Voted Best Wealth Advisory 2018 Firm in Greater South Bend/Mishawaka. The survey provides readers the opportunity to acknowledge local business leaders who are excelling in their service to the community.
Patriots Club @ LPL Financial LLC
(01/01/2013)
A distinction for outstanding client services reserved for only the top 15 percent of the more than 12,000 LPL financial advisers nationwide.
Patriots Club @ LPL Financial LLC
(01/01/2012)
A distinction for outstanding client services reserved for only the top 15 percent of the more than 12,000 LPL financial advisers nationwide.
Director's Club @ LPL Financial LLC
(01/01/2011)
A distinction for outstanding client services reserved for only the top 15 percent of the more than 12,000 LPL financial advisers nationwide.
Freedom Club @ LPL Financial LLC
(01/01/2010)
A distinction for outstanding client services reserved for only the top 15 percent of the more than 12,000 LPL financial advisers nationwide.
Freedom Club @ LPL Financial LLC
(01/01/2009)
A distinction for outstanding client services reserved for only the top 15 percent of the more than 12,000 LPL financial advisers nationwide.
Northwest Indiana Business Quarterly
When: 03/16/2016
Details:Turning 50? Securing Your Retirement
...more
Northwest Indiana Business Quarterly
When: 03/01/2016
Details:Investment Strategies for 2016
(page 46-49)
...more
NWI.com 20 under 40
When: 09/18/2011
Details:20 under 40: spreads wealth of resources back into NWI, abroad. Wes was nominated and named one of the 20 under 40 recipients of 2011 for his career accomplishments and community service.
...more
Forbes Magazine
When: 04/11/2011
Details:The Benefits of Strong Relationships and Superior Strategies
We was recognized and interviewed by Forbes magazine for his personalized services and proactive risk management strategies.
...more
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