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Find Top Financial Advisors in Saratoga Springs, New York

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Saratoga Springs, New York
Last Updated - 01-Aug-2022

Saratoga Springs has 2 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 20 non-vetted advisors in your local area. These financial advisors in Saratoga Springs, New York have an average of 28 years of experience.

NOTE: The list of financial advisors in Saratoga Springs, New York mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Saratoga Springs, New York.

Qualified Financial Advisors in Saratoga Springs, New York
Financial Advisor Experience AUM Minimum Assets Fee Structure
Bryant Asset Management
CHARTERED FINANCIAL ANALYST, CFA®
BRYANT ASSET MANAGEMENT
1280 New Scotland Road,
Slingerlands, NY 12159
14 $400 million Not Specified Not Specified
Judy Sweet
CFA®
STRATEGIC FINANCIAL SERVICES
114 Business Park Drive,
Utica, NY 13502
42 $1.7B Not Specified Fee-Based

Information on Qualified Financial Advisors in Saratoga Springs

Qualifications CRD# 5524806
Firm CRD# 8032
Series 6, 7, 24, 51, 63

Compensation/Fee Based on Assets, Commissions, Flat Fee


Office Location 1280 New Scotland Road,
Slingerlands,
NY
12159
Phone Number 518-963-5800

About Bryant Asset Management

We provide great service: Our entire team of financial advisors and staff are dedicated to our clients success and wellbeing. Leveraging the latest technology coupled with old-fashioned personal service, we do our very best to exceed our clients expectations every single day. We educate: We do much more than manage our clients money. We help them build a path to financial success and realization of their life goals through ongoing education and behavioral coaching. We give back: We are a locally-owned firm dedicated to giving back to our community through our Bryant Asset Generations Grant program, sponsorship of the annual Delmar Dash, and ongoing support of numerous charities and community organizations. Reid Prinzo is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Reid Prinzo is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Reid Prinzo is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Reid Prinzo is required to act in a fiduciary capacity.

More information is available in Commonwealth’s Form CRS.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications Firm CRD# 109677

Compensation/Fee Fee-Based, Based on Assets


Office Location 114 Business Park Drive,
Utica,
NY
13502
Phone Number 800-937-4461

About Strategic Financial Services

In business since 1979, Strategic has a team of 37 wealth management professionals, servicing over 1,000 clients and managing more than $1.7 billion in assets. Areas of focus include Investment Management, Financial Planning and Corporate Retirement Plans. With offices in Utica, NY, Rome, NY, Syracuse, NY and West Palm Beach, FL, Strategic is a regional leader in the Wealth Management industry. While successfully growing from established roots, the firm continues to expand its geographic footprint and influence across the northeast and throughout the United States.
The firm's focus on long-term goal-based investing and financial planning set what is now the industry's standard of excellence and established Strategic as one of the first true 'Wealth Managers'. That unique approach drove growth at the firm one relationship at a time through client and professional referrals. Today, a growing team of 37 diverse but like-minded team members manages and advises on over $1.7 billion of client assets. As was the case on day one, our core purpose remains the same "...to help people live a great life."

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Top Financial Advisor Firms in Saratoga Springs, New York (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
Minichmacgregor Wealth Management, Llc
21 Congress Street , Suite 203,
Saratoga Springs, NY 12866
$449,456,450 2364 A percentage of AUM
Fixed fees
Vahanian & Associates Financial Planning Inc
60 Railroad Pl , Ste 104,
Saratoga Springs, NY 12866
$317,322,169 321 A percentage of AUM
Crescent Hill Partners Llc
40 Long Alley,
Saratoga Springs, NY 12866
$296,141,081 498 A percentage of AUM
Hourly charges
Fixed fees
Congress Park Capital Llc
57 Phila Street,
Saratoga Springs, NY 12866
$289,534,116 106 A percentage of AUM
Fixed fees
Shade Tree Advisors Llc
268 Broadway , Suite 101,
Saratoga Springs, NY 12866
$272,848,683 46 A percentage of AUM
Hourly charges
Fixed fees
Performance Based
Family Cfo, Llc
105 Regent Street,
Saratoga Springs, NY 12866
$198,608,977 172 A percentage of AUM
Hourly charges
Colley Asset Management, Inc.
358 Broadway Suite 204,
Saratoga Springs, NY 12866
$196,749,914 439 A percentage of AUM
Fixed fees
Continuum Wealth Advisors, Llc
18 Division St. , Suite 207b,
Saratoga Springs, NY 12866
$183,150,000 664 A percentage of AUM
Sterling Manor Financial, Llc
18 Division Street , Suite 202,
Saratoga Springs, NY 12866
$163,800,000 861 A percentage of AUM
Fixed fees
Saratoga Wealth Advisors, Llc
340 Broadway, Third Floor,
Saratoga Springs, NY 12866
$116,594,977 289 A percentage of AUM
Hourly charges
Fixed fees
Lee Investment Management Llc
63 Putnam St , Suite 202,
Saratoga Springs, NY 12866
$63,710,110 99 A percentage of AUM
Hourly charges
Sage Hill Advisory And Management Llc
242 Nelson Ave , Suite 3,
Saratoga Springs, NY 12866
$54,671,221 77 A percentage of AUM
Hourly charges
Fixed fees
Wcm Wealth Advisors Llc
63 Putnam Street , Suite 202,
Saratoga Springs, NY 12866
$49,375,468 226 A percentage of AUM

    List of Additional Advisors in Saratoga Springs, New York*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Morgan Stanley Financial Advisors
    Inquire with Morgan
    340 Broadway, Saratoga Springs, NY  12866 518-583-5600
    Lorraine Laczko, CFP, CIMA, CRPS & John Pettica, Jr., CIMA, CLU
    Inquire with Lorraine
    340 Broadway, Saratoga Springs, NY  12866 518-581-2004
    Bryan Biagioli
    Inquire with Bryan
    340 Broadway, Saratoga Springs, NY  12866 518-583-5609
    Joseph Brady
    Inquire with Joseph
    340 Broadway, Saratoga Springs, NY  12866 518-583-5605
    Lorraine A Laczko
    Inquire with Lorraine
    340 Broadway, Saratoga Springs, NY  12866 518-581-2004
    Daniel D Moerschell
    Inquire with Daniel
    340 Broadway, Saratoga Springs, NY  12866 518-581-2003
    Stephen Aguglia
    Inquire with Stephen
    340 Broadway, Saratoga Springs, NY  12866 518-583-5620
    David L Cumming
    Inquire with David
    340 Broadway, Saratoga Springs, NY  12866 518-581-2007
    Nicholas DeMartino
    Inquire with Nicholas
    340 Broadway, Saratoga Springs, NY  12866 518-583-5607
    Wayne Stevens
    Inquire with Wayne
    340 Broadway, Saratoga Springs, NY  12866 518-583-5615
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      Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

      Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.

      A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.

      While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.

      Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

      A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.

      A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?