| Advisor Profile |
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| Name: |
David Cohen |
| Phone Number: |
(240) 238-0331 |
| Website: |
Visit Website
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Business Description |
| My business is all about fulfilling my clients' life goals through Financial Planning. Provide financial, retirement and estate planning services for businesses and individuals. Provide full range of investment and risk management products that include individual securities, mutual funds, Qualified Retirement Plans, Section 529 education plans, annuties, executive bonus plans, life & health insurance, disability income insurance, long term care insurance. |
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General Information |
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| Name of Broker/Dealer: |
AXA Advisors, LLC
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| States Licensed in: |
DC, FL, MD, NJ, NY, VA, WV
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| Years of Experience in Financial Services: |
7
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| Number of Years with Current Firm: |
7
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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| BA, Sociology and Computer Science - Brooklyn College, CUNY (1975) |
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Services |
| Investment Types: |
Mutual Funds, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 66
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Commissions, Flat Fee, Based on Assets
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| Prepared By: |
David Cohen |
Frequently Asked Questions |
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