| Advisor Profile |
 |
| Name: |
Scott Noyes |
| Phone Number: |
(973) 813-7673 |
| Website: |
Visit Website
|
|
|
 |
| Research This Advisor |
|
| Request More Information |
|
|
|
|
|
|
Business Description |
The focus of our practice is to help you lead a more financially secure life. Whether your concerns are retirement planning, investments, college planning or estate planning, we help organize the relevant issues and present you with a simplified list of choices and tradeoffs. We help you focus on strategic decisions rather than the detail.
Our goal is to create long-term relationships with our clients. As such, we strive to understand your needs and personal goals. Working with Noyes Capital may help you:
• Get organized
• Free up your time
• Reduce your expenses – interest, taxes, fees
• Maintain a clear financial roadmap
• Improve your prospects for investment success
We are passionate about helping you and your family work towards financial success.
We work to build your trust. We volunteer information about our licensing, registration and compliance records so that you can make a safer advisor selection decision. In addition, as an independent, Registered Investment Advisor we are an acknowledged fiduciary which means that we are held to high ethical standards and must act in the client's best interest. |
|
| |
|
|
General Information |
|
|
|
|
|
|
|
|
| Name of Custodial Firm: |
Fidelity Investments
|
|
| States Licensed in: |
SEC registered; NJ, Fla, NY
|
|
| States Willing to do Business in: |
Focused along east coast.
|
|
| Years of Experience in Financial Services: |
26
|
|
| Number of Years with Current Firm: |
4
|
|
| Work Experience: |
Scott has over 26 years of experience in the securities industry. He spent nineteen years at Aubrey G. Lanston & Co., a primary dealer of U.S. Treasury securities, where he started as a financial advisor and was promoted through many jobs to become the President of the firm.
In 2003, Scott established Noyes Capital Management, LLC with the goal of providing wealth management services for affluent individuals and families.
|
|
| I work with the following types of clients: |
Individual Investors
|
|
| |
|
Education |
| Academic Background |
| |
| MBA - University of Chicago |
|
| |
|
Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Mutual Funds, Stocks, Bonds
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Analyst (CFA), Certified College Planning Specialist(CCPS), Accredited Investment Fiduciary® (AIF)
|
|
| Securities Licenses: |
Series 65
|
|
| Insurance and Annuity Licenses: |
Life, Health
|
|
| Financial Organization Memberships: |
Paladin Registry, National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| Firm's Number of Clients: |
36
|
|
| Firm's Number of Planning Clients: |
25
|
|
| Firm's Number of Managed Clients: |
34
|
|
| Assets Managed by Firm: |
$40,000,000
|
|
| Advisor's Number of Clients: |
36
|
|
| Advisor's Number of Managed Clients: |
34
|
|
| Advisor's Number of Planning Clients: |
25
|
|
| Assets Managed by Advisor: |
$40,000,000
|
|
| |
|
Compliance |
| Registered Investment Advisor: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| I am an acknowledged fiduciary: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-only financial professional: |
Yes
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$750,000
|
|
| Compensation Methods: |
Based on Assets
|
|
| Fee % Based on Assets: |
0.80%
|
|
|
|
| Additional Details on Charges: |
At Noyes Capital, our goal is to deliver institutional-grade investment practices and guidance to individual investors. Our approach is to build a prudent investment process around an Investment Policy Statement (IPS) that focuses on your investment objectives, your time frame and your comfort with risk.
We do not leave your investments on auto-pilot and we are available to consult with you on a regular basis. Your investments will receive hands-on, experienced investment supervision.
|
|
| |
|
| |
| |
| Prepared By: |
Scott Noyes |
| Most Recent Update: |
08/01/2008 |
Frequently Asked Questions |
|
| Q. |
Do you have a customer satisfaction or refund policy? |
| |
If a client is not satisfied, we will reimburse them on a pro-rata basis. None so far. |
|
| Q. |
What are your qualifications? What is your education background? |
| |
Certifed Financial Planner; Chartered Financial Analyst; Accredited Investment Fiduciary Analyst; Certified College Planning Specialist;
MBA - University of Chicago;
25 years of securities industry experience. |
|
| Q. |
What is your approach to financial planning? |
| |
Sound financial plan is fundamental to achieving your life's goals. We recommend a full or partial plan for all new clients. Our plans and action lists are prepared to address your key financial concerns and questions. We assist in implementing your plan as needed. The planning process typically results in improved peace of mind. |
|
| Q. |
What services do you offer? |
| |
Investment Management, Retirement Planning, 401K Rollover and Consolidation Analysis, College Planning, Comprehensive Planning |
|
| Q. |
How many clients do you currently manage? |
|
| Q. |
Will you be the only person working with me? |
| |
No, My assistant supports the delivery of many service. |
|
| Q. |
How are you compensated? How will I pay for your services? |
| |
Fee-Only means no commissions, no trails, no hidden charges. This provides complete transparancy and eliminates conflicts of interst. |
|
| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
| |
No, I work on a fully discretionary basis and act as your investment fiduciary. |
|
| Q. |
Do you offer any guaranteed results? |
| |
Never, Proper portfolio diversification still holds substantial market risk. |
|
| Q. |
How much risk should I be willing to take? |
| |
Our goal is to deliver institutional-grade investment practices to individual investors. Our investment process starts with you-your risk profile and your goals. We then design portfolios that focus on low transaction cost investments, tax efficiency, asset class diversification and rigorous fund manager selection, all imbedded within an investment policy statement (IPS) that you control. |
|
| Q. |
Have you ever been charged with any breaches? |
|
| Q. |
What services do you provide? What are your specialties? |
| |
Our skill set is particularly strong in portfolio design, investment selection, retirement planning, college planning and 401k rollovers and consolidations. Our advice is delivered in a manner that is personal, objective, competent, ethical and confidential. |
|
| Q. |
What is your experience? How many clients do you currently manage? |
| |
Scott P. Noyes, CFA® CFP® AIFA, CCPS has been active has in the investment industry since 1978 and was the President of Aubrey G. Lanston & Co, a primary dealer and specialist in U.S Treasury securities, financial futures, municipal bonds, and international fixed income products. I currently have over 20 families as clients. |
|
| Q. |
What financial institution(s) do you represent? |
| |
Noyes Capital Management, LLC is an independent Registered Investment Advisor registered with the SEC. Client assets are held at Fidelty Investments. |
|
| Q. |
How do you charge for your services? |
| |
Fixed planning fees and percentage of assets under management; See website for details; |
|
| Q. |
Do you provide a free initial consultation? |
|
| Q. |
Why should I choose you as my financial advisor? |
| |
1) Passionate and experienced in investment management 2) Fee-only approach eliminates conflicts of interest and results in unbiased advice; 3) We help you gain control of your financial life. |
|
|
|
