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Overland Park Financial Advisors
Prism Financial Group
7101 College Blvd., Suite 1510
Overland Park, KS 66210
(913) 345-1444
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Advisor Profile
Name: James Claiborne, CFS, ChFC
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Business Description

Comprehensive fee-based wealth management for business owners, executives, professionals and other affluent clients. Our philosophy is to help the people we serve create and grow their personal wealth, protect and preserve their life savings and plan for the distribution of their assets. This belief system empowers our company to provide the highest level of professionalism, quality service, and objective advice by developing and recommending proven strategies that will help our clients achieve their financial goals.

We are advocates for positive influence and change for the people we observe who are not receiving the comprehensive advice they deserve. For this purpose we are committed to providing financial strategies that allow our clients to enjoy the quality of life, security and financial peace of mind they pursue.
 

General Information

Gender:    Male
CRD#:    2074636
Firm CRD#:    39543
Name of Broker/Dealer:    Cambridge Investment Research
States Licensed in:    KS, MO
Years of Experience in Financial Services:    18
Number of Years with Current Firm:    4
I work with the following types of clients:    Businesses, Non-Profit Organizations, Individual Investors
 

Education

Academic Background
 
BS, Finance - Central Missouri State University
 

Services

Investment Types:    Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Annuities
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLUŽ), Certified Fund Specialist (CFS)
Securities Licenses:    Life & Health, Series 6, Series 63, Series 7
Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Disability, Life, Health, Annuity
Financial Organization Memberships:    Paladin Registry, Society of Financial Services Professionals
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
Advisor's Number of Clients:    160
Assets Managed by Advisor:    $50,000,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Hourly, Flat Fee, Commissions, Based on Assets
 
 
 
Prepared By: James Claiborne, CFS, ChFC
Most Recent Update: 10/04/2008