| Advisor Profile |
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| Name: |
James Claiborne, CFS, ChFC |
| Phone Number: |
(913) 232-2519 |
| Website: |
Visit Website
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| Request More Information |
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Business Description |
Comprehensive fee-based wealth management for business owners, executives, professionals and other affluent clients. Our philosophy is to help the people we serve create and grow their personal wealth, protect and preserve their life savings and plan for the distribution of their assets. This belief system empowers our company to provide the highest level of professionalism, quality service, and objective advice by developing and recommending proven strategies that will help our clients achieve their financial goals.
We are advocates for positive influence and change for the people we observe who are not receiving the comprehensive advice they deserve. For this purpose we are committed to providing financial strategies that allow our clients to enjoy the quality of life, security and financial peace of mind they pursue. |
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General Information |
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| Name of Broker/Dealer: |
Cambridge Investment Research
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| States Licensed in: |
KS, MO
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| Years of Experience in Financial Services: |
19
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| Number of Years with Current Firm: |
5
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| BS, Finance - Central Missouri State University |
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Services |
| Investment Types: |
Options & Futures, Annuities, Bonds, Stocks, Alternative Investments, Mutual Funds, Exchange Traded Funds (ETFs)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified Fund Specialist (CFS), Chartered Life Underwriter (CLU®), Chartered Financial Consultant (ChFC®)
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| Securities Licenses: |
Series 63, Series 6, Series 7
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| Insurance and Annuity Licenses: |
Annuity, Long Term Care, Variable Life, Disability, Variable Annuity, Life, Health
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| Financial Organization Memberships: |
Paladin Registry, Financial Services Institute, Society of Financial Services Professionals
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Assets Managed by Firm: |
200000
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| Advisor's Number of Clients: |
160
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| Assets Managed by Advisor: |
$50,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Hourly, Commissions, Based on Assets, Flat Fee
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| Prepared By: |
James Claiborne, CFS, ChFC |
Frequently Asked Questions |
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