| Advisor Profile |
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Business Description |
| Full Service Financial Planning firm specializing in Corporate and Individual needs. |
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| Prepared By: |
Mark Tannen, CPA |
Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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We only will do business with the individuals once we educate them to understand what they are getting involved in when it comes to Investing. |
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What are your qualifications? What is your education background? |
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Graduated Babson College BS (MBA Program), CPA, Series 7, 63, 65 |
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What is your approach to financial planning? |
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It is a process were we sit down and discuss various aspects with the client but each and every person has different goals and objectives so you need to look at each case differently. |
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What services do you offer? |
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Financial Planning, Retirement/401k planning, education funding, asset allocation, tax planning, estate planning, etc. |
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| Q. |
How many clients do you currently manage? |
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As a group over 1000 clients. Personally I have over 200 clients. |
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| Q. |
Will you be the only person working with me? |
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Usally I work with my clients directly but if additional time is needed I will assign information to my assistant. |
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| Q. |
How are you compensated? How will I pay for your services? |
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Since we are independent we allow our clients to establish how they want us to be compensated. 1. Commission based 2. Fee based 3. Hourly fee |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Absolutely. We will not take discretionary control. |
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| Q. |
Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Risk and reward all depends on what your objectives are. This is a question that needs to be answered one on one. |
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| Q. |
Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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Are there any pre-existing conditions that you can not cover? |
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Not that we are aware of. |
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| Q. |
How long does it take to complete the application and approval process? |
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That depends on the company. The application is not as difficult but the insurance company requirements depending on the amount of insurance will determine how long it takes to get finalized. On an average 30 days. |
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| Q. |
Is there a maximum age that you can insure? |
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For most part 85-90 by most companies is the maximum issuing age. |
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What services do you provide? What are your specialities? |
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Personal and business tax planning. Monthly Bookkeeping services. QuickBooks specialist. Payroll servies |
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What are your qualifications? What professional certifications do you have? |
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How do you charge for your services? |
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Fixed rates and hourly fees |
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| Q. |
Why should we use you for our accounting needs? |
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We are a full service financial planning firm so you have the opportunity to keep everything under one roof. |
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| Q. |
What services do you provide? What are your specialties? |
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Same as Financial Planners |
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What are your qualifications and experience? |
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Same as Accounting and Bookkeeping |
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Will you come to our location? |
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What are your rates? |
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We have an outside firm that does this and we pass on the cost to our clients. |
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| Q. |
What are your qualifications? |
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Part of the Financial Planning process so see Financial Planning |
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