Business Description |
| FICADENTI TANDON ASSET MANAGEMENT, INC. is a full service, fee only, investment advisory firm specializing in transferring 401K accounts into Rollover IRAs. We provide investment consulting and portfolio management for retirement investing, education funding and wealth preservation. |
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General Information |
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| States Licensed in: |
Virginia, also have clients in NJ, FL and NC.
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| Years of Experience in Financial Services: |
9
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| Number of Years with Current Firm: |
9
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Trusts, Individual Investors
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Education |
| Academic Background |
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| All Registered Investment Advisor representatvies have a Master's Degree. |
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Services |
| Investment Types: |
Alternative Investments, Bonds, Stocks, Options & Futures
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Investment AdvisSor Representative
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| Securities Licenses: |
Series 65
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| Insurance and Annuity Licenses: |
N/A
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| Financial Organization Memberships: |
Paladin Registry
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
30
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| Firm's Number of Managed Clients: |
30
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| Advisor's Number of Clients: |
30
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| Assets Managed by Advisor: |
$25K min
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$25K
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| Compensation Methods: |
Hourly, Based on Assets
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| Fee % Based on Assets: |
.75-1.5
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| Additional Details on Charges: |
1.5% first $250K under management
1.25% next $250K
1% next $250K
.75% for the remainder over $750K
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| Minimum Fee Charged for Managed Accounts: |
negotiable
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| Minimum Fee Charged for Hourly Planning Accounts: |
$350
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| Prepared By: |
Frank Ficadenti |
