| Advisor Profile |
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| Name: |
Robert Stewart Jr. -President/CEO |
| Phone Number: |
(866) 443-7308 |
| Website: |
Visit Website
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Business Description |
Stewart Financial Management, Inc. (SFM) is a full service financial management firm that deals in a wide range of investment vehicles to support every aspect of my clients investment needs. SFM works to implement a variety of wealth management tools to best suit my clients' short and long term investment objectives. No matter what your investment goals are, SFM will aid you in identifying the investment instruments that will assist you in achieving them. My intense dedication to performing a financial analysis, commitment to my client needs, and years of experience in financial management has enabled me to standout from the competition.
SFM delivers high quality investment recommendations, individually customized to meet my clients’ goals and objectives. Products and services include: stocks, bonds, mutual funds, options, ETF’s, managed portfolios, CD’s, high yielding money markets, IRA’s, 401k’s , a 401k rollover, annuities, life insurance (term or whole life) and health insurance (long term care and disability).
Robert Stewart has been a licensed Registered Representative for over 14 years. He currently holds the following investment licenses; Series 7, 24, 63, and 65. He is also licensed in life and health Insurance and has his BA from Virginia Wesleyan College.
Stewart Financial Management Inc is an independent affiliate of First Montauk Securities Corp., (FMSC) a registered broker dealer and Member FINRA/SIPC. Securities and Advisory services offered through FMSC. |
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General Information |
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| Years of Experience in Financial Services: |
15
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| Foreign Languages Serviced: |
English Only
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Education |
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Designations and Degrees:
BA in Business management from Virginia Wesleyan College 1993
General Securities Representative License (Series 7)
Uniformed State Law License (Series 63)
General Securities Principals License (Series 24)
Uniform Investment Adviser License (Series 65)
New Jersey Life and Health Insurance License |
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Services |
| Investment Types: |
Stocks Mutual Funds, Bonds, Stocks, Bond Mutual Funds, International Investments, Managed Porfolios, Options, Alternative Investments, Annuities
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Series 65, Series 7, Insurance License (Life & Health; Long Term Care; Specify below), Series 63
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Assets Managed by Firm: |
Yes
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Compensation & Fees |
| Additional Details on Charges: |
I am compensated by either commissions on products or a percentage fee on assets. Fees and commissions are always clearly explained and discussed before any transactions are done. Prospective clients can receive a free consultation at my office in Rutherford N.J. or over the telephone.
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| Prepared By: |
Robert Stewart Jr. -President/CEO |
| Most Recent Update: |
09/23/2008 |
Frequently Asked Questions |
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| Q. |
What are your qualifications? What is your education background? |
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BA in Business management from Virginia Wesleyan College 1993
General Securities Representative License (Series 7)
Uniformed State Law License (Series 63)
General Securities Principals License (Series 24)
Uniform Investment Adviser License (Series 65)
New Jersey Life and Health Insurance License |
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What services do you offer? |
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stocks, bonds, mutual funds, options and ETF’s, managed money portfolios, CD’s and high yielding money markets. Retirement accounts; Individual IRA’s , 401K role over and corporate 401K. Insurance; term, whole life, variable life, universal variable life, annuities, disability and long term care. |
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Will you be the only person working with me? |
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Yes, I will be the only one handling your account. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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stocks, bonds, mutual funds, options and ETF’s, managed money portfolios, CD’s and high yielding money markets. Retirement accounts; Individual IRA’s , 401K role over and corporate 401K. Insurance; term, whole life, variable life, universal variable life, annuities, disability and long term care. |
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What financial institution(s) do you represent? |
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Our clearing firm, National Financial Services LLC, is a member of the Securities Investor Protection Corporation (SIPC), which protects securities of customers of its members up to $500,000 (including $100,000 for cash claims). An explanatory brochure is available upon request or at www.sipc.org. |
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Do you provide a free initial consultation? |
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Do you provide a free initial consultation? |
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