| Advisor Profile |
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| Name: |
Robert Stewart, Jr. |
| Phone Number: |
(201) 775-4146 |
| Website: |
Visit Website
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Business Description |
Stewart Financial Management, Inc. (SFM) is a full service financial management firm that deals in a wide range of investment vehicles to support every aspect of my clients investment needs. SFM works to implement a variety of wealth management tools to best suit my clients' short and long term investment objectives. No matter what your investment goals are, SFM will aid you in identifying the investment instruments that will assist you in achieving them. My intense dedication to performing a financial analysis, commitment to my client needs, and years of experience in financial management has enabled me to standout from the competition.
SFM delivers high quality investment recommendations, individually customized to meet my clients’ goals and objectives. Products and services include: stocks, bonds, mutual funds, options, ETF’s, managed portfolios, CD’s, high yielding money markets, IRA’s, 401k’s , a 401k rollover, annuities, life insurance (term or whole life) and health insurance (long term care and disability).
Robert Stewart has been a licensed Registered Representative for over 15 years. He currently holds the following investment licenses; Series 7, 24, 63, and 65. He is also licensed in life and health Insurance and has his BA from Virginia Wesleyan College.
Robert Stewart, Jr. is Registered with, supervised by and offers securities through Kovack Securities, Inc. Member FINRA, SIPC 6451 N. Federal Highway Suite 1201 Ft. Lauderdale, FL 33308 (954) 782-4771. Advisory Services offered through Kovack Advisors, Inc. |
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General Information |
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| Insurance License#: |
1128492
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| Name of Broker/Dealer: |
Kovack Securities Inc.
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| Name of Custodial Firm: |
National Financial Services LLC, a Fidelity Investments Company
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| States Licensed in: |
Investments products and services available only to residents of : California (CA), Colorado (CO), Connecticut (CT), Florida (FL), Iowa (IA), Illinois (IL), Massachusetts (MA), Michigan (MI), Missouri (MO), North Carolina (NC), New Jersey (NJ), New York (NY), Ohio (OH), Pennsylvania (PA), South Carolina (SC), Tennessee (TN), Texas (TX), Virginia (VA), Washington (WA)
Fee-based advisory services are available only to residents of : Illinois (IL), New Jersey (NJ)
We are licensed to sell insurance products in the following states of: New Jersey (NJ)
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| States Willing to do Business in: |
Investments products and services available only to residents of : California (CA), Colorado (CO), Connecticut (CT), Florida (FL), Iowa (IA), Illinois (IL), Massachusetts (MA), Michigan (MI), Missouri (MO), North Carolina (NC), New Jersey (NJ), New York (NY), Ohio (OH), Pennsylvania (PA), South Carolina (SC), Tennessee (TN), Texas (TX), Virginia (VA), Washington (WA)
Fee-based advisory services are available only to residents of : Illinois (IL), New Jersey (NJ)
We are licensed to sell insurance products in the following states of: New Jersey (NJ)
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| Years of Experience in Financial Services: |
15
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| Number of Years with Current Firm: |
3
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| Work Experience: |
Robert W. Stewart Jr. is the Founder, President, and CEO of Stewart Financial Management Inc. (SFM). Robert started his career in 1993 as a Registered Representative for a boutique full service firm on Wall Street, New York. Following vigorous training and years of dedication, Robert worked his way to become a Branch Manager.
As a branch manager, Robert supervised the operations of Registered Representatives and ensured the enforcement of strict regulatory, legal and ethical code of conduct. While employed as a branch manager, Robert continued servicing and catering to his existing client base. In this capacity, Robert was able to lead the Registered Representatives by example. Robert managed branches on Wall Street NY, 3rd Avenue NY and in Iselin NJ.
Roberts dedication to his clients, in conjunction with his desire to provide a wider and greater quality of services, led him to establish Stewart Financial Management Inc.
Robert, his wife Dawn, and their three children reside in Bergen County, New Jersey. Spending time with his family and playing with his children is always the best part of his day. Robert also enjoys reading, running, golf, skiing, baseball and tending to his Koi pond. He is a sports enthusiast and an avid baseball and football fan.
In addition, Robert and his family are very involved in their local community and church. They are active supporters to the American Cancer Society, American Diabetes Association, The Michael P. Parziale Foundation, Inc.(Research for incurable forms of Cancer) and St. Jude Children?s Research Hospital. Robert is also an active blood donor at Hackensack University Medical Center.
Designations and Degrees:
-General Securities Representative License (Series 7)
-Uniformed State Law License (Series 63)
-General Securities Principals License (Series 24)
-Uniform Investment Adviser License (Series 65)
-Registered Financial Consultant Designation
-New Jersey Life and Health Insurance License
-BA in Business management from Virginia Wesleyan College 1993
"I am confident that my versatility, skills, knowledge base, and 15 years of experience will be an asset to your investment needs. I would greatly appreciate the opportunity to discuss the valuable contributions Stewart Financial Management can make."
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Foreign Languages Serviced: |
English Only
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Education |
| Academic Background |
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Designations and Degrees:
BA in Business management from Virginia Wesleyan College 1993
General Securities Representative License (Series 7)
Uniformed State Law License (Series 63)
General Securities Principals License (Series 24)
Uniform Investment Adviser License (Series 65)
New Jersey Life and Health Insurance License |
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Services |
| Investment Types: |
Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Mutual Funds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Financial Consultant (RFC)
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| Securities Licenses: |
Series 7, Series 65, Series 24, Series 63
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Disability, Life, Health, Annuity
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| Financial Organization Memberships: |
IARFC
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Assets Managed by Firm: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$10,000.00
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| Compensation Methods: |
Commissions, Flat Fee
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| Additional Details on Charges: |
I am compensated by either commissions on products or a percentage fee on assets. Fees and commissions are always clearly explained and discussed before any transactions are done. Prospective clients can receive a free consultation at my office in Park Ridge, N.J. or over the telephone.
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| Prepared By: |
Robert Stewart, Jr. |
Frequently Asked Questions |
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| Q. |
What are your qualifications? What is your education background? |
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BA in Business management from Virginia Wesleyan College 1993
General Securities Representative License (Series 7)
Uniformed State Law License (Series 63)
General Securities Principals License (Series 24)
Uniform Investment Adviser License (Series 65)
New Jersey Life and Health Insurance License |
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What services do you offer? |
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stocks, bonds, mutual funds, options and ETF’s, managed money portfolios, CD’s and high yielding money markets. Retirement accounts; Individual IRA’s , 401K role over and corporate 401K. Insurance; term, whole life, variable life, universal variable life, annuities, disability and long term care. |
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Will you be the only person working with me? |
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Yes, I will be the only one handling your account. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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stocks, bonds, mutual funds, options and ETF’s, managed money portfolios, CD’s and high yielding money markets. Retirement accounts; Individual IRA’s , 401K role over and corporate 401K. Insurance; term, whole life, variable life, universal variable life, annuities, disability and long term care. |
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What financial institution(s) do you represent? |
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Our clearing firm, National Financial Services LLC, is a member of the Securities Investor Protection Corporation (SIPC), which protects securities of customers of its members up to $500,000 (including $100,000 for cash claims). An explanatory brochure is available upon request or at www.sipc.org. |
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Do you provide a free initial consultation? |
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Do you have a minimum requirement for number of employees or total investment value? |
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Do you provide a free initial consultation? |
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