Business Description

I work with my clients to design a personal financial plan around their life goals. This strategy focuses on helping them become more confident about managing their financial objectives. It is designed to provide solutions to both everyday and long-term financial goals, and is personalized to meet the needs of high net worth individuals and small business owners. We continually track progress toward your financial goals and update your plan based on changes in market conditions and your individual situation. Whether you're looking for investment strategies, retirement income, funding for your child's education, or estate or tax planning strategies, we'll work with you on your terms. We offer a broad range of financial products and services including mutual funds and certificates, as well as brokerage services and financial planning. We also offer flexibility in the way you work with us: online, with the help of an advisor, or both. The choice is yours. For all your Financial Service and retirement needs please call me. Call (401) 824-2530

General Information

Gender:

Male

CRD#:

4137212

Name of Broker/Dealer:

Ameriprise Financial Services, Inc.

States Licensed in:

I am licensed and registered to conduct business in RI.

Based on licenses and registrations I hold, I may also conduct certain business in AZ, CA, CT, FL, MA, MI, MO, NC, NH, NY, PA,

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Services

Investment Types:

Mutual Funds, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Bonds, Commodities, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC), Chartered Life Underwriter (CLU®), Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses:

Series 24, Series 7, Series 63, Series 65, Series 66

Insurance and Annuity Licenses:

Long Term Care, Variable Life, Disability, Variable Annuity, Life, Health, Annuity, Accident

Financial Organization Memberships:

Financial Planning Association (FPA), Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA), Paladin Registry

Firm Information

Number of Advisors in Office:

Over 1000 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee

Prepared By:

Danny DeHoney, CFP®, ChFC®, CLU®, CRPC®