| Advisor Profile |
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| Name: |
Gene Griffin, CFP® |
| Phone Number: |
(812) 233-3011 |
| Website: |
Visit Website
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| Disclaimer |
| Advisory Services are Provided through Creative Financial Designs, Inc., a Registered Investment Advisor, And Securities are offered through CFD Investments, Inc., a Registered Broker / Dealer,
Member NASD & SIPC, 608 East Boulevard, Kokomo, IN 46902 765.453.9600
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Business Description |
Everyone should have the opportunity to achieve financial peace of mind. This experience can only come from knowing where you are, and how to get to where you want to be.
Helping our clients find out what is "most" important to them is at the core of financial planning.
Next, great effort must go into formulating a "PLAN" to achieve these things.
Once we have a plan for making smart decisions in all of the critical economic areas of our life, we must put the plan into Action.
Then...realizing this is a "Work in Progress', we monitor, review, and revise as we work toward our destination.
Along this path we find what we are looking for.... financial "Peace of Mind". It's the only real way to gain "Financial Independence". |
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General Information |
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| Name of Broker/Dealer: |
CFD Investments, Inc.
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| States Licensed in: |
ID, IN, KS, NV, NC, PA, UT
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| Years of Experience in Financial Services: |
25
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| Number of Years with Current Firm: |
22
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| I work with the following types of clients: |
Individual Investors, Businesses
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Services |
| Investment Types: |
Alternative Investments, Mutual Funds, Mortgages & Real Estate, Annuities, Bonds, Stocks
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Registered Financial Consultant (RFC)
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| Securities Licenses: |
Series 6
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| Insurance and Annuity Licenses: |
Health, Annuity, Long Term Care, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Firm's Number of Clients: |
100
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| Firm's Number of Planning Clients: |
100
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| Assets Managed by Advisor: |
100000000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Fee % Based on Assets: |
1%
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| Additional Details on Charges: |
Our first visit is on a complimentary basis. At that first meeting planning fees are discussed and agreed upon based on the amount of work required to create and implement a comprehensive financial plan. The fees charged on assets under management are negotiated based on the needs of the client.
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| Prepared By: |
Gene Griffin, CFP® |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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How much risk should I be willing to take? |
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What services do you provide? What are your specialties? |
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Why should I choose you as my financial advisor? |
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What type of plans do you offer? |
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