Business Description

As an independent advisor, I create unbiased customized investment strategies to help build, manage, and protect my client's wealth. For more detailed information regarding specific products and services please visit our web-site. Securities and advisory services offered through Linsco/Private Ledger Member FINRA/SIPC

General Information

Gender:

Male

CRD#:

3100767

Firm CRD#:

6413

Name of Broker/Dealer:

LPL Financial

States Licensed in:

AZ, CA, CO, FL, IA, IN, MD, MN, NE, OH, OR, TX, WA, WI, WY

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

Bachelor of Science Business Management minor Economics- Montana State University - Bozeman, MT

Services

Investment Types:

Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Life & Health, Series 7, Series 6, Series 24, Series 26, Series 63, Series 65

Insurance and Annuity Licenses:

Long Term Care, Variable Life, Variable Annuity, Annuity, Life

Financial Organization Memberships:

Paladin Registry

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Commissions, Flat Fee, Hourly, Based on Assets

Prepared By:

Nathan Running