| Advisor Profile |
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| Name: |
Jay Steinbock |
| Phone Number: |
(913) 826-6219 |
| Website: |
Visit Website
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| Disclaimer |
| Investment Advisor Representative with and Securities and Investment Advisory Services Offered through Transamerica Financial Advisors,Inc. Member FINRA, SIPC & Registered Investment Advisor. Non -securities products and services are not offered though TFA. TFA and Capital Advisors are not affiliated. |
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Business Description |
| Having your financial house in order is one of the best gifts you can give your loved ones, and selecting a financial advisor is the first step. At Capital Advisors we play a central role as your "retirement income specialists".Whether it is discusing a 401K rollover or estate planning we play a central role in addressing your needs and concerns, and can provide a lifetime of guidance as well. It is never to early or late to take control of your financial future, and there is no beter time than now to set an appointment with a financial advisor. We welcome the opportunity to explore your financial dreams with you. |
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General Information |
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| Name of Broker/Dealer: |
Transamerica Financial Advisors, Inc.
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| States Licensed in: |
CA, FL, KS, MO, OK, WA
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| Years of Experience in Financial Services: |
22
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| Number of Years with Current Firm: |
7
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| Degree in Business Administration -Washburn University (1986) |
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Services |
| Investment Types: |
Stocks, Annuities, Insurance, Commodities, Mutual Funds, Options & Futures, Bonds, Alternative Investments, Exchange Traded Funds (ETFs)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Financial Consultant (RFC)
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| Securities Licenses: |
Series 7, Series 6, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Annuity, Variable Annuity, Disability, Variable Life, Long Term Care, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Jay Steinbock |
Frequently Asked Questions |
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