| Advisor Profile |
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Business Description |
Your financial well-being could not be more important, especially as you approach retirement.
At ProInvest Financial, we specialize in comprehensive financial planning and investment solutions for business owners and pre-retirees. Our overarching goal is to help you reach financial independence without sacrificing your quality of life.
Together, we will address the issues that are top-of-mind for you:
* Portfolio construction and rebalancing
* Risk management through insurance
* Wealth protection with trusts
* Business continuity
Our promiseto you: objective advice, a high-trust relationship and personal service.
Please feel free to call for a complimentary consultation. |
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General Information |
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| Insurance License#: |
1106334 National Producer Number
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| Name of Broker/Dealer: |
Capital Analysts Inc.
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| Name of Custodial Firm: |
National Financial Services (A Fidelity Company)
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| States Licensed in: |
OH,MD,VA,NY,NJ,CO,FL
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| States Willing to do Business in: |
Will accept clients in all states and will get appointed before engagement
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| Years of Experience in Financial Services: |
19
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| Number of Years with Current Firm: |
7
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| Work Experience: |
2001-present Owner, ProInvest Financial Inc.
1998-2001 District Sales Manager Western & Southern Financial Group
1994-1998 Sales Manager, American United Life
1989-1994 Supervisor, Special Agent Prudential Preferred Financial Services
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| I work with the following types of clients: |
Individual Investors, Businesses
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| Foreign Languages Serviced: |
croatian
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Education |
| Academic Background |
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Graduate University of Maryland, BA in Arts and Humanities
Some graduate work at University College, University of Maryland |
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Services |
| Investment Types: |
TAMPs, Mutual Funds, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Currently enrolled in CFP
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| Securities Licenses: |
Series 26, Series 6, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Annuity, Variable Life, Annuity, Life
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| Financial Organization Memberships: |
Society of Financial Services Professionals
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Firm's Number of Clients: |
60
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| Firm's Number of Planning Clients: |
30
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| Firm's Number of Managed Clients: |
30
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| Assets Managed by Firm: |
$10,000,000+
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000.00
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| Compensation Methods: |
Hourly, Flat Fee, Based on Assets
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| Fee % Based on Assets: |
1.00
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| Additional Details on Charges: |
Fee can vary depending on your net worth and earned income.
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| Minimum Fee Charged for Hourly Planning Accounts: |
$320.00
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| Prepared By: |
Ned Tufekcic |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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Our principal Ned Tufekcic has a B.A. in Arts and Humanities from the University of Maryland. His post graduate education is in internationl management. Since 1989, he has held sales and management positions in regional and national financial services firms. Ned, who holds Series 6 and 65 licenses, has developed specialty seminars on business and financial planning for business owners & educators. |
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What is your approach to financial planning? |
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We will help you assess your situation, identify your goals and explain your options. Together, as partners, we will develop and implement a personalized action plan that meets your goals and objectives. Among the areas we will cover: creation of an investment policy statement; retirement planning; creative insurance solutions; cash flow management and legacy planning. |
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What services do you offer? |
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Investment management
Asset allocation analysis
Succession planning and exit strategies
Estate Planning
Retirement Planning
Creative Insurance Solutions
Cash flow management
Creating written financial plans |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Either hourly fee or a pre-arranged fee structure |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Only the amount based on your investment policy statement |
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Have you ever been charged with any breaches? |
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Is there a maximum age that you can insure? |
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