Business Description
I provide specialization in the areas of investment management, retirement planning, estate planning, business planning and insurance planning. Robert presently hold Series 7 (Registered Representative) and Series 66 (Investment Advisor Representative) registrations in the state of CA, AZ, & CO. Robert offers advisory services and is an Investment Advisor Representative through WHJR & Associates, a registered investment advisor.
General Information Gender:    Male CRD#:    4538639 SEC File#:    23131 Insurance License#:    CA Insurance Lic.: 0D79749 Name of Broker/Dealer:    Royal Alliance Associates Inc. States Licensed in:    CA,CO,AZ Years of Experience in Financial Services:    6 Number of Years with Current Firm:    3 I work with the following types of clients:    Businesses, Individual Investors
Education Academic Background   BS Degree in Business Administration
Services Investment Types:    Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Annuities, Stocks, Bonds
Qualifications & Memberships Securities Licenses:    Series 7, Series 66 Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Disability, Life, Annuity Financial Organization Memberships:    Financial Services Institute
Firm Information Number of Advisors in Office:    Up to 10 employees
Compliance Registered Representative:    Yes Investment Advisor Representative:    Yes I am an acknowledged fiduciary:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-based financial professional:    Yes Minimum Portfolio Size for New Managed Accounts:    $100000 Compensation Methods:    Based on Assets, Commissions, Hourly
Prepared By:	Robert Galindo
Most Recent Update:	07/01/2008

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