| Advisor Profile |
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Business Description |
| My mission is to provide you with quality service exceeding your expectations. I use an independent brokerage based model in all areas of my business as I am always looking for the highest quality, lowest cost providers for the best value to solve your individual and business financial challenges. My objective is to provide a total solution to your needs to help you reach your financial goals. |
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| Prepared By: |
Jeff Goldman |
Frequently Asked Questions |
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| Q. |
What are your qualifications? What is your education background? |
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I am fully licensed as a Financial Professional to include Securities Licenses 6,7,63, and 65, Life, Health and Disability License and a Mortgage License. I have a BS and MS in Chemistry (the science background has been excellent in applying those analytical skills to financial planning). |
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| Q. |
What is your approach to financial planning? |
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I help people build a comprehensive Road Map to Financial Independence. |
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| Q. |
What services do you offer? |
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Retirement Planning
Investment Management
Life Insurance
Mortgage
College Planning
401K Rollovers
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| Q. |
How many clients do you currently manage? |
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| Q. |
Will you be the only person working with me? |
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| Q. |
How are you compensated? How will I pay for your services? |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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| Q. |
Do you offer any guaranteed results? |
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| Q. |
How much risk should I be willing to take? |
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Depends on your individual situation and financial goals |
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| Q. |
Have you ever been charged with any breaches? |
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| Q. |
What carrier(s) do you represent? |
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| Q. |
Are there any pre-existing conditions that you can not cover? |
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| Q. |
How long does it take to complete the application and approval process? |
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One-Two Hours for Application
Approval Process is normally 1-4 Weeks |
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| Q. |
Is there a maximum age that you can insure? |
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| Q. |
What is your experience? How many clients do you currently manage? |
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I am fully licensed as a Financial Professional to include Securities Licenses 6,7,63, and 65, Life, Health and Disability License and a Mortgage License. I have a BS and MS in Chemistry (the science background has been excellent in applying those analytical skills to financial planning). |
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| Q. |
What financial institution(s) do you represent? |
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All of the Major Funds and Investments. |
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| Q. |
How do you charge for your services? |
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Do you provide a free initial consultation? |
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| Q. |
Why should I choose you as my financial advisor? |
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I have extensive life experiences prior to becoming a Financial Advisor that allow me to tailor plans to individual circumstances. |
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| Q. |
What are your management fees? |
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Varies depending on plan size and Participation Rates. |
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| Q. |
What kind of plans do you specialize in? |
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Individual (Self Employed) and Small (<20 people) Retirement Plans (Includes 401K, SEP, and SIMPLE Plans) |
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| Q. |
Do you have a minimum requirement for number of employees or total investment value? |
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What type of plans do you offer? |
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401K (Group and Individual)
SIMPLE
SEP
403b |
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| Q. |
What are your qualifications? |
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I am fully licensed as a Financial Professional to include Securities Licenses 6,7,63, and 65, Life, Health and Disability License and a Mortgage License. I have a BS and MS in Chemistry (the science background has been excellent in applying those analytical skills to financial planning). |
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| Q. |
How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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Independent Broker with access to all major fund families |
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| Q. |
How many years of experience do you have? |
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| Q. |
What are your fees for this service? |
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| Q. |
How many 401K rollover clients do you currently manage? |
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40 - all my clients have some kind of rollover assets. |
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| Q. |
Why should I roll over my 401K plan to your firm? |
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Outstanding, individualized service with the finest 401K companies in the country. |
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| Q. |
Do you provide a free initial consultation? |
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