Business Description
My mission is to provide you with quality service exceeding your expectations. I use an independent brokerage based model in all areas of my business as I am always looking for the highest quality, lowest cost providers for the best value to solve your individual and business financial challenges. My objective is to provide a total solution to your needs to help you reach your financial goals.
Prepared By:	Jeff Goldman
Most Recent Update:	07/08/2008

Frequently Asked Questions

Q.	What are your qualifications? What is your education background?

Q.	What is your approach to financial planning?

Q.	What services do you offer?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	How are you compensated? How will I pay for your services?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	Do you offer any guaranteed results?

Q.	How much risk should I be willing to take?

Q.	Have you ever been charged with any breaches?

Q.	What carrier(s) do you represent?

Q.	Are there any pre-existing conditions that you can not cover?

Q.	How long does it take to complete the application and approval process?

Q.	Is there a maximum age that you can insure?

Q.	What is your experience? How many clients do you currently manage?

Q.	What financial institution(s) do you represent?

Q.	How do you charge for your services?

Q.	Do you provide a free initial consultation?

Q.	Why should I choose you as my financial advisor?

Q.	What are your management fees?

Q.	What kind of plans do you specialize in?

Q.	Do you have a minimum requirement for number of employees or total investment value?

Q.	What type of plans do you offer?

Q.	What are your qualifications?

Q.	How long does the process of rolling over a 401K plan usually take?

Q.	What financial institutions do you represent?

Q.	How many years of experience do you have?

Q.	What are your fees for this service?

Q.	How many 401K rollover clients do you currently manage?

Q.	Why should I roll over my 401K plan to your firm?

Q.	Do you provide a free initial consultation?

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Q.	What are your qualifications? What is your education background?
I am fully licensed as a Financial Professional to include Securities Licenses 6,7,63, and 65, Life, Health and Disability License and a Mortgage License. I have a BS and MS in Chemistry (the science background has been excellent in applying those analytical skills to financial planning).

Q.	What is your approach to financial planning?
I help people build a comprehensive Road Map to Financial Independence.

Q.	What services do you offer?
Retirement Planning Investment Management Life Insurance Mortgage College Planning 401K Rollovers

Q.	How many clients do you currently manage?
40

Q.	Will you be the only person working with me?
Yes

Q.	How are you compensated? How will I pay for your services?
Fee Based or Commission

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
Yes

Q.	Do you offer any guaranteed results?
No

Q.	How much risk should I be willing to take?
Depends on your individual situation and financial goals

Q.	Have you ever been charged with any breaches?
NO!

Q.	What carrier(s) do you represent?
All Major Carriers

Q.	Are there any pre-existing conditions that you can not cover?
No

Q.	How long does it take to complete the application and approval process?
One-Two Hours for Application Approval Process is normally 1-4 Weeks

Q.	Is there a maximum age that you can insure?
No

Q.	What is your experience? How many clients do you currently manage?
I am fully licensed as a Financial Professional to include Securities Licenses 6,7,63, and 65, Life, Health and Disability License and a Mortgage License. I have a BS and MS in Chemistry (the science background has been excellent in applying those analytical skills to financial planning).

Q.	What financial institution(s) do you represent?
All of the Major Funds and Investments.

Q.	How do you charge for your services?
Fee Based or Commission

Q.	Do you provide a free initial consultation?
Yes

Q.	Why should I choose you as my financial advisor?
I have extensive life experiences prior to becoming a Financial Advisor that allow me to tailor plans to individual circumstances.

Q.	What are your management fees?
Varies depending on plan size and Participation Rates.

Q.	What kind of plans do you specialize in?
Individual (Self Employed) and Small (<20 people) Retirement Plans (Includes 401K, SEP, and SIMPLE Plans)

Q.	Do you have a minimum requirement for number of employees or total investment value?
No

Q.	What type of plans do you offer?
401K (Group and Individual) SIMPLE SEP 403b

Q.	What are your qualifications?
I am fully licensed as a Financial Professional to include Securities Licenses 6,7,63, and 65, Life, Health and Disability License and a Mortgage License. I have a BS and MS in Chemistry (the science background has been excellent in applying those analytical skills to financial planning).

Q.	How long does the process of rolling over a 401K plan usually take?
2-4 Weeks

Q.	What financial institutions do you represent?
Independent Broker with access to all major fund families

Q.	How many years of experience do you have?
6 Years

Q.	What are your fees for this service?
Fee Based or Commission.

Q.	How many 401K rollover clients do you currently manage?
40 - all my clients have some kind of rollover assets.

Q.	Why should I roll over my 401K plan to your firm?
Outstanding, individualized service with the finest 401K companies in the country.

Q.	Do you provide a free initial consultation?
Yes