| Advisor Profile |
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Business Description |
| As your Family CFO, our responsibility is to advise you, the family CEO, on how to manage, grow and protect your family’s assets. |
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General Information |
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| Years of Experience in Financial Services: |
5
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| Number of Years with Current Firm: |
5
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Bonds, Stocks, Insurance, Commodities, Mutual Funds, Options & Futures, Alternative Investments, Mortgages & Real Estate, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Wealth Management Advisor(AWMA)
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Firm Information |
| Number of Advisors in Office: |
100 - 999 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$1,000,000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
Ken Bower, CFP® |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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What is your approach to financial planning? |
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We start with a discussion about Client Goals and Objectives. |
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What services do you offer? |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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