Business Description

We are a full services firm specializing Portfolio Management, Retirement Planning, Financial Planning Estate Planning, Educational Planning, Insurance, Tax Planning, Business Finances Management. Our clients' needs come first. We are committed to providing the highest quality and objective counsel, customized wealth management solutions, and unparalleled service to every client. In today's complex environment, we add value to the financial decision-making process by utilizing our experience and expertise to guide our clients through the maze of issues facing them and their families. We always strive for excellence in our clients relationships and promise to do our utmost to exceed expectations. We believe that personal relationships are critical to helping clients achieve their goals and improve the overall quality of their lives. We are committed and vow to always act with the greatest of ethics, honesty and integrity for every client. We are dedicated to achieving success for our clients within their stated objectives and risk parameters. We strive for mutually rewarding, long-term relationships and to assist our clients and their families for decades. Securities, financial planning and advisory services offered through LPL Financial Member FINRA/SIPC

General Information

Gender:

Male

CRD#:

2763334

Firm CRD#:

6413

States Licensed in:

Arizonia, California, Colorado, Florida, Illinois, Indiana, Kentucky, Michigan, New Jersey, New York, Oregon, Pennsylvania, South Carolina,

Years of Experience in Financial Services:

Work Experience:

My Partner and I have a combined 23 years of Financial Experience. I personally have 17 years.
My Partner has achieved the following accreditations from the college of financial planning:
Accredited Asset Management Specialist, Chartered Retirement Planning Counselor, Accredited Wealth Management Advisor.

Education

Academic Background

Bachelors of Arts in Business from Siena College
Masters in Taxation from Albany
Certified Financial Planner

Services

Investment Types:

Estate, Variable Insurance Products, Bonds, Stocks, Annuities, Mutual Funds, Options & Futures, Alternative Investments

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Public Accountant, Certified Financial Planner, Certified Public Accountant

Securities Licenses:

Life & Health, Series 24, Series 63, Series 7

Firm Information

Number of Advisors in Office:

Over 1000 employees

Firm's Number of Clients:

1,000,000

Advisor's Number of Clients:

Assets Managed by Advisor:

55000000

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

100000

Compensation Methods:

Based on Assets, Commissions, Flat Fee, Hourly

Prepared By:

Chris Mollan