Business Description

Full range financial services firm specializing in Asset Management, Retirement Planning, retirement plans and life insurance. Brennan Financial Group is the branch office for New England Financial which has been part of Northern Ohio for more than 150 years. Joe Kovach has been a financial advisor with Brennan Financial Group since 2000. He is a Certified Financial Planner ® practitioner. (L02088257 exp. 12/10).

General Information

Gender:

Male

CRD#:

2620971

Name of Broker/Dealer:

New England Securities

States Licensed in:

Most

States Willing to do Business in:

Most

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Corporate Retirment Plans, Non-Profit Organizations, Businesses, Individual Investors

Education

Academic Background

BA Marketing Cleveland State University (1991)

Services

Investment Types:

Exchange Traded Funds (ETFs), REITS, Alternative Investments, Bonds, Stocks, Annuities, Mutual Funds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Mutual Fund Counselor (CMFC®):, Certified Financial Planner, Certified Financial Planner (CFP®)

Securities Licenses:

Series 7, Series 24, Series 63, Series 65

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Disability, Variable Annuity, Annuity, Life

Firm Information

Number of Advisors in Office:

10 - 99 employees

Advisor's Number of Clients:

150

Advisor's Number of Managed Clients:

Assets Managed by Advisor:

60 Million

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

100,000

Compensation Methods:

Commissions, Based on Assets

Fee % Based on Assets:

1.00

Additional Details on Charges:

Most Asset Management Accounts run at 1% of assets. Greater than $500,000 less than 1% fee.

Minimum Fee Charged for Managed Accounts:

.75

Prepared By:

Joseph Kovach, CFP®

Most Recent Update:

06/18/2008