Business Description

Putney Financial Advisors offer a team approach to Financial Planning and the Wealth Management process. Our experienced partners are dedicated to providing clients with quality research, advice, implementation and periodic planning reviews at the highest professional level. Investment philosophy considers capital preservation and growth of capital as the most important objectives, along with reducing income and estate taxes. The combination equals effective Wealth Management.

Trust, integrity and a genuine concern for the best interests of clients, ensure that Chuck and the entire staff of Putney Financial (and affiliated firm Putney-Klien) serve clients with superior and ethical consultation designed to help clients fulfill their objectives and sustain a long-term relationship.

General Information

Gender:

Male

CRD#:

1061641

Years of Experience in Financial Services:

Education

Academic Background

Graduate of the University of Washington

Services

Investment Types:

Stocks Mutual Funds, Bond Mutual Funds, International Investments, Real Estate, Annuities, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Series 65, Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Certified Financial Planner, Insurance License (Life & Health; Long Term Care; Specify below), Series 7, Securities Investor Protection Corporation, Enrolled Agent

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

1.0%

Hourly Rate:

$350.00

Additional Details on Charges:

$100,000 to $250,000 1.25% per year
$250,001 to $1,000,000 1.00% per year
$1,000,0001 to $2,000,000 .75% per year
$2,000,001 plus .65% per year

Prepared By:

Charles Putney

Most Recent Update:

08/18/2008