Business Description

I am committed to building mutually successful, lifelong client relationships with individuals and small business owners by exhibiting honesty, complete accessibility, and the highest ethical standards. Each client situation is unique and is treated as such. I work hard to ensure my clients are able to meet their financial goals and objectives, receiving the highest expected returns with the lowest assumption of risk.

General Information

Gender:

Female

CRD#:

2960831

Years of Experience in Financial Services:

Education

Academic Background

BS, Communications - University of Tennessee at Knoxville (1995)

Services

Investment Types:

Stocks Mutual Funds, Bond Mutual Funds, Alternative Investments, Annuities, Stocks, Bonds, Other

Qualifications & Memberships

Certifications, Accreditations & Designations:

Series 63, Insurance License (Life & Health; Long Term Care; Specify below), Series 7, Series 6, Securities Investor Protection Corporation, National Association of Insurance & Financial Advisors

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

Prepared By:

Ashli Shackelford Wheaton

Most Recent Update:

07/21/2008