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Whittier Financial Advisors
Financial Network Investment Corp.
15141 E Whittier Blvd., Suite 550
Whittier, CA 90603
(800) 441-0136
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Advisor Profile
Name: Mark Mitamura
Website: Visit Website
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Business Description
I build successful, long-term client relationships based on trust, open communication, and integrity. My clients have peace-of-mind about their finances, and are making the best use of their financial, business, and human capital in the pursuit of their life's passions.
 

General Information
Gender:    Male
CRD#:    4677819
Firm CRD#:    13572
SEC File#:    501-47342
Insurance License#:    0E13350
Name of Broker/Dealer:    Financial Network Investment Corporation
Name of Custodial Firm:    Pershing LLC
States Licensed in:    CA
States Willing to do Business in:    NY
Years of Experience in Financial Services:    7
Number of Years with Current Firm:    5
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
 

Education
Academic Background
 
Graduate from California State University Fullerton School of Business with a concentration of Financial Planning.
 

Services
Investment Types:    Options & Futures, Mutual Funds, Insurance, Annuities, Stocks, Bonds, Exchange Traded Funds (ETFs), Real Estate, Alternative Investments
 

Qualifications & Memberships
Certifications, Accreditations & Designations:    Chartered Retirement Planning Counselor (CRPC®)
Securities Licenses:    Series 7, Series 66
Insurance and Annuity Licenses:    Variable Annuity, Long Term Care, Variable Life, Disability, Annuity, Health, Life
Financial Organization Memberships:    Financial Planning Association (FPA), Society of Financial Services Professionals, Million Dollar Roundtable
 

Firm Information
Number of Advisors in Office:    100 - 999 employees
I work with clients as part of a team:    Yes
Advisor's Number of Clients:    100
Advisor's Number of Managed Clients:    75
Advisor's Number of Planning Clients:    20
Assets Managed by Advisor:    $100,000,000
 

Compliance
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees
I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $150,000
Compensation Methods:    Commissions, Hourly, Based on Assets
Fee % Based on Assets:    1%
Hourly Rate:    $150
Additional Details on Charges:    Flexible Fee structure designed for lowest cost to client.
 
 
 
Prepared By: Mark Mitamura
Most Recent Update: 07/09/2008