| Advisor Profile |
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| Name: |
Mark Mitamura |
| Phone Number: |
(800) 441-0136 |
| Website: |
Visit Website
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Business Description |
| I build successful, long-term client relationships based on trust, open communication, and integrity. My clients have peace-of-mind about their finances, and are making the best use of their financial, business, and human capital in the pursuit of their life's passions. |
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General Information |
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| Insurance License#: |
0E13350
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| Name of Broker/Dealer: |
Financial Network Investment Corporation
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| Name of Custodial Firm: |
Pershing LLC
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| States Willing to do Business in: |
NY
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
7
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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Education |
| Academic Background |
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| Graduate from California State University Fullerton School of Business with a concentration of Financial Planning. |
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Services |
| Investment Types: |
Alternative Investments, Exchange Traded Funds (ETFs), Real Estate, Options & Futures, Bonds, Stocks, Annuities, Insurance, Mutual Funds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Enrolled Agent (EA), Chartered Retirement Planning Counselor (CRPC®), Chartered Retirement Plans Specialist (CRPS®), Chartered Mutual Fund Counselor (CMFC®)
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| Securities Licenses: |
Series 66, Series 7
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| Insurance and Annuity Licenses: |
Long Term Care, Health, Annuity, Variable Annuity, Life, Variable Life, Disability
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| Financial Organization Memberships: |
Society of Financial Services Professionals, Financial Planning Association (FPA), Million Dollar Roundtable
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Firm Information |
| Number of Advisors in Office: |
100 - 999 employees
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| I work with clients as part of a team: |
Yes
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| Advisor's Number of Clients: |
100
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| Advisor's Number of Managed Clients: |
75
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| Advisor's Number of Planning Clients: |
20
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| Assets Managed by Advisor: |
$100,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Fee % Based on Assets: |
1%
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| Additional Details on Charges: |
Flexible Fee structure designed for lowest cost to client.
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| Prepared By: |
Mark Mitamura |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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Undergraduate degree in Financial Planning as well as being enrolled in the Masters Program for Financial planning. |
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What is your approach to financial planning? |
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I take a holistic approach to Financial Planning, starting from the current basic needs to long term planning in all aspects of your financial life. |
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What services do you offer? |
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Investments, Annuities, Insurance and general advice. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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I generally am a asset based advisor who chages a set percentage of a clients portfolio. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Only as much as the client is completely comfortable with. |
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Have you ever been charged with any breaches? |
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