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Littleton Financial Advisors
Investment Management Consultants, Ltd
2505 West Alamo Avenue
Littleton, CO 80120
“Making A Difference”
Advisor Profile
Name:  Richard L. Behr, Jr., MBA, AIF®, PRP®, QPFC®
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Business Description

"IMC" is a boutique wealth management firm specializing in developing, implementing and monitoring wealth planning techniques for high net worth investors. Our goal is to earn the right to be called a clients trusted advisor. The wealth management business is crowded with many similar vendors, especially the brokerage houses that compete in a highly similar and commoditized fashion. IMC has attempted to separate itself from the competition by developing unique relationships with industry partners, while concurrently developing a highly qualified staff.

IMC is part of a national organization of investment professionals called Champion Capital Research. We work with a nationwide network of high net worth advisors specializing in the money management for a unique class of investors who are interested in the capability and power of Wall Street while being complimented with a highly personalized and independent touch.
 

General Information

Gender:    Male
CRD#:    833357
Firm CRD#:    112558
SEC File#:    801-42266
Name of Broker/Dealer:    Financial Telesis, Inc.
Name of Custodial Firm:    Charles Schwab & Co, Exeter Trust Co.
States Licensed in:    Colorado
States Willing to do Business in:    ALL. But prefer local, so that we can develop a strong client/advisor relationship.
Years of Experience in Financial Services:    30
Number of Years with Current Firm:    20
I work with the following types of clients:    Individual Investors, Businesses
 

Education

Academic Background
 
BS, Finance St. Francis of Loretto (1973)
MS, Finance University of Colorado (1993)
Post Graduate Studies at Wharton School of Economics. Emphasis on Retirement Plans.
 

Services

Investment Types:    Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Mutual Funds
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Financial Analyst (CFA), Accredited Investment Fiduciary® (AIF)
Insurance and Annuity Licenses:    Life
Financial Organization Memberships:    American Institute of Certified Public Accountants (AICPA), Amer Soc of Pension Profsnls & Actuaries (ASPPA), National Association of Personal Financial Advisors (NAPFA)
Non-Financial Organization Memberships:    Member of the Economic Development Group in the South Metro Chamber of Commerce and sits on the Health Care Task Force, the Legislative Action Committee, and the Renewable Energy Task Force for the Chamber.
Board Member and Finance Chairman for The Rocky Mountain College of Art & Design.
Finance Committee of my local church.
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Firm's Number of Clients:    150
Firm's Number of Planning Clients:    150
Firm's Number of Managed Clients:    140
Assets Managed by Firm:    $50,000,000
Advisor's Number of Clients:    150
Advisor's Number of Managed Clients:    150
Advisor's Number of Planning Clients:    150
Assets Managed by Advisor:    $50,000,000
 

Compliance

Registered Investment Advisor:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-only financial professional:    Yes
I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $75,000
Compensation Methods:    Based on Assets
Fee % Based on Assets:    1.0% Avg
Hourly Rate:    $300
Additional Details on Charges:    Fees range from: 0.6 - 2.2% for assets under management, depending on the strategy.
Minimum Fee Charged for Managed Accounts:    0
 
 
 
Prepared By: Richard L. Behr, Jr., MBA, AIF®, PRP®, QPFC®