Business Description |
"IMC" is a boutique wealth management firm specializing in developing, implementing and monitoring wealth planning techniques for high net worth investors. Our goal is to earn the right to be called a clients trusted advisor. The wealth management business is crowded with many similar vendors, especially the brokerage houses that compete in a highly similar and commoditized fashion. IMC has attempted to separate itself from the competition by developing unique relationships with industry partners, while concurrently developing a highly qualified staff.
IMC is part of a national organization of investment professionals called Champion Capital Research. We work with a nationwide network of high net worth advisors specializing in the money management for a unique class of investors who are interested in the capability and power of Wall Street while being complimented with a highly personalized and independent touch. |
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General Information |
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| Years of Experience in Financial Services: |
27
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| Number of Years with Current Firm: |
17
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| I work with the following types of clients: |
Individual Investors
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Education |
| Academic Background |
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BS, Finance (1973)
MS, Finance
Post Graduate Studies at Wharton School of Economics. Emphasis on Retirement Plans. |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Mutual Funds, Mortgages & Real Estate
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Investment FiduciaryŽ (AIF)
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| Financial Organization Memberships: |
American Institute of Certified Public Accountants (AICPA), National Association of Personal Financial Advisors (NAPFA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
150
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| Advisor's Number of Clients: |
150
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Compliance |
| Registered Investment Advisor: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
1.0%
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| Additional Details on Charges: |
0.6 - 2.2% for assets under management
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| Prepared By: |
Richard (Rich) L. Behr, Jr. |
| Most Recent Update: |
08/11/2008 |
