Business Description

I have heard so many times I wish I could find an advisor who would look after my account like it is their own. We accomplish this objective by being very thorough and not have a boler plate approach. In meeting with the client first we establish financial goals and objectives. Secondly we gather data and process and analyze this information. After this analysis we recommend a comprehensive financial plan. Finally we implement this plan and monitor it on a regular basis. What sets me apart from the competition is that we are innovative in our ideas and prudent in our approach..

General Information

Gender:

Male

CRD#:

1331017

Firm CRD#:

146849

Name of Custodial Firm:

Scottrade

States Licensed in:

NC, PA and other states as needed

States Willing to do Business in:

Fidelity Private Advisors will do business in any state if the minimum asset value is $500,000

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

I began in the financial services industry in 1980 offering life insurance and annuities. I became liscensed to sell investment securites in 1984 and in 1989 to offer investment advisory services.

I work with the following types of clients:

Businesses, Investment Clubs, Individual Investors, Non-Profit Organizations

Education

Academic Background

BS, Education - Edinboro University of Pennsylvania of the Pennsylvania System of Higher Education in Edinboro, PA (1987)
Mercyhurst College's College of Financial Planning.

Services

Investment Types:

Insurance, Mutual Funds, Annuities, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Stocks

Qualifications & Memberships

Securities Licenses:

Series 6, Series 7, Series 24, Series 26, Series 63, Series 65

Insurance and Annuity Licenses:

Accident, Disability, Annuity, Life

Non-Financial Organization Memberships:

Knights of Columbus
Scottish Society of the Carolina's

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Assets Managed by Firm:

Yes

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-only financial professional

Minimum Portfolio Size for New Managed Accounts:

$25,000

Compensation Methods:

Flat Fee, Based on Assets

Fee % Based on Assets:

1% to 2%

Hourly Rate:

$125

Additional Details on Charges:

Based on assets under management the fees charged are from 1% to 2%

Prepared By:

Gregory Hampy