| Advisor Profile |
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Business Description |
I have heard so many times I wish I could find an advisor who would look after my account like it is their own. This is exactly what I do. After meeting with the client, I write a detailed Investment Policy Statement; which clarifies how I will meet my clients objectives and goals.
Secondly I invest their capital according to this plan, incorporating state of the art software! This program shows positions, allocation and total volatility as measured by market Beta. There is a rhyme and reason for investing where I do, not a little bit here and a little bit there approach. I believe a good advisor should have varied experience, for me this did include being a Securities Instructor at the Dearborn/Kaplan Financial Institute, and Insurance and Investment Professor at Central Piedmont Community College, Charlotte, North Carolina. |
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General Information |
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| States Licensed in: |
NC, PA and other states as needed
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| Years of Experience in Financial Services: |
28
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| Number of Years with Current Firm: |
28
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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BS, Education - University of Pennsylvania in Edinboro, PA (1987)
Mercyhurst College's College of Financial Planning. |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Annuities, Bonds, Stocks
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 26, Series 24, Series 65, Series 7, Series 6
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| Insurance and Annuity Licenses: |
Accident, Annuity, Health, Life, Disability
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Assets Managed by Firm: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$25,000
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| Compensation Methods: |
Based on Assets, Flat Fee
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| Fee % Based on Assets: |
1.2
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| Additional Details on Charges: |
Based on assets under management I charge 120 basis points. Which is 1.2%.
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| Prepared By: |
Gregory Hampy |
Frequently Asked Questions |
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