Business Description

I have heard so many times I wish I could find an advisor who would look after my account like it is their own. This is exactly what I do. After meeting with the client, I write a detailed Investment Policy Statement; which clarifies how I will meet my clients objectives and goals.

Secondly I invest their capital according to this plan, incorporating state of the art software! This program shows positions, allocation and total volatility as measured by market Beta. There is a rhyme and reason for investing where I do, not a little bit here and a little bit there approach. I believe a good advisor should have varied experience, for me this did include being a Securities Instructor at the Dearborn/Kaplan Financial Institute, and Insurance and Investment Professor at Central Piedmont Community College, Charlotte, North Carolina.

General Information

Gender:

Male

CRD#:

1331017

Years of Experience in Financial Services:

Education

Academic Background

BS, Education - University of Pennsylvania in Edinboro, PA (1987)

Services

Investment Types:

International Investments, Stocks Mutual Funds, Bond Mutual Funds, Bonds, Other, Stocks, Annuities, Options, Real Estate, Alternative Investments

Qualifications & Memberships

Certifications, Accreditations & Designations:

Series 65, Series 7, Insurance License (Life & Health; Long Term Care; Specify below), Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Series 63

Firm Information

Number of Advisors in Office:

100 - 999 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

1.2

Hourly Rate:

120

Additional Details on Charges:

Based on assets under management I charge 120 basis points. Which is 1.2%.

Prepared By:

Gregory Hampy

Most Recent Update:

08/21/2008