| Advisor Profile |
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| Name: |
George Cabalu |
| Phone Number: |
(703) 873-7513 |
| Website: |
Visit Website
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Business Description |
OUR MISSION:
To provide affluent individuals with advice that they can trust, thereby helping them to achieve their financial goals. We believe that advice should encompass comprehensive investment and wealth management strategies, yet be tailored to the clients' long-term goals and aligned with their life values.
We will strive to be your most valued provider of financial services and advice, to understand your financial needs and goals fully and to act as your personal Chief Financial Officer.
THE TEAM RATIONALE:
We have found that as our clients age, their financial needs become more, not less complex. The level of financial complexity gets to a point where it requires more than any single individual is capable of handling in terms of knowledge, expertise and capacity. In order to handle that incresed level of complexity we have formed a team of professionals, whose diverse talents and expertise give us the capability of addressing your financial needs over time.
The internal level of expertise supported by one of the most comprehensive financial services firm in the world, give us the ability to put together and execute a Comprehensive Wealth Management Plan to ensure that what needs to happen in the lives of our clients, does happen. |
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General Information |
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| Name of Broker/Dealer: |
UBS Financial Services
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| States Licensed in: |
VA, MD, DC, all 50 states
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| States Willing to do Business in: |
VA, MD, DC, all 50 states
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| Years of Experience in Financial Services: |
18
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| Number of Years with Current Firm: |
1
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| Work Experience: |
4 years at Smith Barney, Operations
6 years at Merrill Lynch, Assistant VP - Financial Advisor, Professional Development Coordinator
8 years at Smith Barney, Senior VP - Financial Advisor
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| I work with the following types of clients: |
Individual Investors, Businesses, Non-Profit Organizations
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Education |
| Academic Background |
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BA, Economics - George Mason University
(1992) |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Stocks, FOREX & Currency, Mutual Funds, Commodities, Insurance, Annuities, Bonds, Options & Futures, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Financial Planning Specialist
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| Securities Licenses: |
Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Annuity, Long Term Care, Variable Annuity, Life, Variable Life
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| Non-Financial Organization Memberships: |
George Mason University Foundation
VA Hospital Foundation
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Firm Information |
| Number of Advisors in Office: |
Over 1000 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
George Cabalu |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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We do not charge for financial planning and investment portfolio analysis. |
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What services do you offer? |
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We offer financial planning and investment management. |
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Will you be the only person working with me? |
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We currently have 3 Financial Advisors working in our team. We all work with our clients |
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How are you compensated? How will I pay for your services? |
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We are fee based Financial Advisors. Our compensation comes from investment management fees. We do not charge a fee for financial planning. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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How much risk should I be willing to take? |
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This depends on the individuals goals and objectives. |
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Have you ever been charged with any breaches? |
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What financial institution(s) do you represent? |
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We have access to the whole universe of investments. |
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How do you charge for your services? |
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We charge an investment management fee which is a percentage of the assets we manage. |
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Do you provide a free initial consultation? |
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Do you provide a free initial consultation? |
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