| Advisor Profile |
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Business Description |
| You deserve personal attention and independent, unbiased investment advice. We focus on your goals & your financial security. There are no proprietary products, no minimums, and no pressure. Each client receives the premier level of wealth management. Choose from a complete range of investment opportunities and services: Insurance & Benefit Plans: Life, Long-Term Care, Disability; Annuities; Bonds, CDs, Stocks, over 8000 Mutual funds;Real Estate Investment Trusts; Unit Investment Trusts;Cash Management: checking, credit cards, automated investment plans, retirement paychecks, online account access; Tax-Advantaged Retirement Plans for companies, individuals, & the self-employed; Education Savings. Your assets are held with National Financial Services. As a part of Fidelity, NFS leverages the resources & experience of one of the world?s largest financial services companies. Our guiding values: quality, security, integrity, and service. |
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General Information |
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| Years of Experience in Financial Services: |
9
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Education |
| Academic Background |
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BA - Columbia University
PhD - Columbia University
MBA - Nova Southeastern University |
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Services |
| Investment Types: |
Stocks Mutual Funds, Bonds, Stocks, Annuities, International Investments, Bond Mutual Funds, 76504, Options, Real Estate, Alternative Investments
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Series 63, Series 65, Masters of Business Administration, Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Insurance License (Life & Health; Long Term Care; Specify below), Doctoral Degree, Securities Investor Protection Corporation, Series 7
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Firm Information |
| Number of Advisors in Office: |
100 - 999 employees
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| Assets Managed by Firm: |
Yes
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| Prepared By: |
Jane Zucker |
| Most Recent Update: |
07/16/2008 |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Initial consultation is private, confidential and there is no charge. We need to find out if we can be of service to you, and we both need to feel comfortable about working together. |
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What are your qualifications? What is your education background? |
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Series 7 NASD
Series 66 NASD
Series 24 NASD
Life, Health and Variable Annuities Florida
PhD, Columbia University
MBA, Nova Southeastern University |
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Will you be the only person working with me? |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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I do not make any changes whatsoever without permission. |
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Do you offer any guaranteed results? |
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The only guaranteed investments are those explicitly backed by insurance contracts (insurance, annuities), or by government or corporate entities (bonds, CDs, prinicipal protected notes, etc).Financial strength of the backers is key. We insist that clients read the prospectus, understand the risks, and provide clients with third-party reports,ratings and investment research. |
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How much risk should I be willing to take? |
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Each person has a different risk tolerance. It depends on their age, personality, financial resources, family obligations, health and other factors. Contact us for a risk-tolerance questionnaire or a conversation on your specific situation. |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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Banner, Genworth, John Hancock, Lincoln Benefit Life, Lloyds of London, Prudential, Metlife, United of Omaha, West Coast Life, Pacific Life, AXA, Hartford, AIG, etc. Completely independent, will compare coverages and find the best deal for clients. |
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Are there any pre-existing conditions that you can not cover? |
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How long does it take to complete the application and approval process? |
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Can be done in 7 to 10 days. |
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Is there a maximum age that you can insure? |
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What services do you provide? What are your specialties? |
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Early Retirement Planning; Income-Producing Retirement Portfolios; Portfolio Management; College Planning; Asset Allocation; Budget and Net Worth Analysis; Risk Management: Life Insurance, Disability Insurance, Long Term Care Insurance. Annuities. Stocks. Bonds. Mutual Funds. Limited Partnerships. Exchange Traded Funds. Real Estate Investment Trusts. 1035 Exchange. |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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You want your needs to come first, always. You want caring, personal attention. You want a wider choice of investments. You want unbiased, independent advice. You are committed to the best financial future for yourself and your family. |
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Do you provide a free initial consultation? |
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