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Bellevue Financial Advisors
Perry L. Smith Consulting
800 Bellevue Way NE, Suite 400
Bellevue, WA 98004
(425) 462-2072
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Advisor Profile
Name: Perry Smith
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Business Description

We help high net worth individuals, professionals, small business owners and women investors in their desire to understand, build and retain their wealth.
 

General Information

Gender:    Male
CRD#:    1279211
Firm CRD#:    1279211
Insurance License#:    Life, Disability, Health, Annuity
Name of Broker/Dealer:    Cambridge Investment Research, Inc.
Name of Custodial Firm:    Pershing, LLC
States Licensed in:    WA, ID, CA, HI, AK,
States Willing to do Business in:    See Web site
Years of Experience in Financial Services:    37
Number of Years with Current Firm:    37
Work Experience:    Started in 1971
I work with the following types of clients:    Individual Investors, High Net Worth, Businesses
 

Education

Academic Background
 
BA, Business - Gonzaga University (1968-1970) Eastern Washington University (1970-1972)
Chartered Life Underwriter (CLU) 1982
Chartered Financial Consultant (CHfC) 1989
Registered Financial Consultant (RFC) 1985
Certified Wealth Preservation Planner (CWPP) 2006
Certified Asset Protection Planner (CAPP) 2006
Master of Science in Taxation, Golden Gate University 2008
 

Services

Investment Types:    Mutual Funds, Insurance, Annuities, FOREX & Currency, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Stocks, Bonds
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    MS (Tax), Chartered Life Underwriter (CLUŽ), Registered Financial Consultant (RFC), Chartered Financial Consultant (ChFC)
Securities Licenses:    Series 63, Series 24, Series 7
Insurance and Annuity Licenses:    Variable Annuity, Variable Life, Disability, Casualty, Accident, Annuity, Health, Life
Financial Organization Memberships:    Financial Planning Association (FPA), Society of Financial Services Professionals, Wealth Preservation Institute, Paladin Registry
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Firm's Number of Clients:    60
Assets Managed by Firm:    50,000,000
Advisor's Number of Clients:    50
Assets Managed by Advisor:    50,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-only financial professional:    Yes
I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    100000
Compensation Methods:    Hourly, Based on Assets, Commissions, Flat Fee
Fee % Based on Assets:    .25 - 1.00
Hourly Rate:    $225.00
Minimum Fee Charged for Managed Accounts:    1% less 1M
Minimum Fee Charged for Hourly Planning Accounts:    $225.00
Minimum Fee Charged for Flat Fee Accounts:    $1,500
 
 
 
Prepared By: Perry Smith
Most Recent Update: 06/27/2008