Business Description

We are an Investment Consulting firm (not an asset manager) working primarily with High Net Worth Individuals. We sell no products; are totally independent and objective.

We follow a Prudent Investment Process, helping our Clients with education, information, tools and decision-making to: A.) determine appropriate Effective Diversification (with suitable risk and return); B.) Select mutual funds or managers for each asset class / type of investment, based on our research; C.) Evaluate performance of the portfolio and each manager on a quaterly basis, and D.) Deal with retirement, estate planning, etc. issues, working with accounting and tax specialists of the Client's choice.

In short, we do what clients would do for themselves if they had the time, resources, know-how, experience and contacts to do so. We provide as much information and research as a Client wishes.

By helping clients control portfolio expenses, we normally save clients more than the fee for our services.

General Information

Gender:

Male

Years of Experience in Financial Services:

Foreign Languages Serviced:

Spanish

Education

Academic Background

Graduate - Harvard College (1966). Cum laude.

Services

Investment Types:

Stocks Mutual Funds, Other, Alternative Investments, International Investments, Bond Mutual Funds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Series 65

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

Additional Details on Charges:

We charge an annual Consulting Fee based on Assets beginnning at 1% for U.S. clients and then decreasing as assets increase.

Prepared By:

Hadley Williams

Most Recent Update:

07/18/2008