| Advisor Profile |
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| Name: |
Kenneth Spencer, ChFC® |
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| Disclaimer |
| Ameriprise Financial Services, Inc. offers financial advisory services, investments, insurance and annuity products. RiverSourceŽ products are offered by affiliates of Ameriprise Financial Services, Inc., Member FINRA and SIPC. |
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Business Description |
It is my mission to help you achieve your financial goals prudently and thoughtfully through a long-term relationship based upon trusted and knowledgeable advice.
I help you meet the challenge of financing the present while planning for the future. I work with my clients on the issues that matter most to them: Tax Planning, Retirement Savings Planning, 401(k) Rollovers, Retirement Income and Transition Planning, as well as investment strategies to help maximize earnings and reduce tax burden.
I will work one-on-one with you to develop individualized strategies that meet your needs today. Whether you're looking for investment ideas, retirement income, estate, tax or education planning, I will work with you on your terms. |
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General Information |
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| Name of Broker/Dealer: |
Ameriprise Financial Services, Inc.
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| States Licensed in: |
AL, FL, MI, NV, NJ, NY, OH, PA, SC, TX, VA, WV
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| Years of Experience in Financial Services: |
13
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| Number of Years with Current Firm: |
13
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| BS, Accounting - The Pennsylvania State University (1996) |
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Services |
| Investment Types: |
Mortgages & Real Estate, Alternative Investments, Mutual Funds, Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Annuities
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Consultant (ChFC)
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| Securities Licenses: |
Series 65, Series 7, Series 63
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Annuity, Life, Health
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| Financial Organization Memberships: |
Million Dollar Roundtable
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Advisor's Number of Clients: |
90
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| Advisor's Number of Managed Clients: |
90
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| Advisor's Number of Planning Clients: |
90
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| Assets Managed by Advisor: |
$35,000,000
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Kenneth Spencer, ChFC® |
Frequently Asked Questions |
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