Business Description

We work hard to become a vital part of our clients financial lives. We work with clients that want a full service(one stop)financial firm. As a result our marketing efforts are concentrated on potential investors with one million or greater in investable assets.

General Information

Gender:

Male

CRD#:

2244934

Name of Broker/Dealer:

AIG Financial Advisors

Name of Custodial Firm:

Pershing

States Licensed in:

WA, CA, OR, TX, ID

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Education

Academic Background

BA, Finance - University of Arkansas (1992)

Services

Investment Types:

Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Bonds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Insurance License (Life & Health; Long Term Care; Specify below), Chartered Financial Consultant (ChFC), Chartered Life Underwriter (CLU®)

Securities Licenses:

Series 53, Series 7, Series 65, Series 63

Insurance and Annuity Licenses:

Health, Life

Financial Organization Memberships:

Million Dollar Roundtable, Paladin Registry

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

250

Firm's Number of Planning Clients:

200

Firm's Number of Managed Clients:

180

Assets Managed by Firm:

100000000

Advisor's Number of Clients:

100

Advisor's Number of Managed Clients:

100

Advisor's Number of Planning Clients:

100

Assets Managed by Advisor:

80000000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

300000

Compensation Methods:

Hourly, Based on Assets, Commissions, Flat Fee

Fee % Based on Assets:

Hourly Rate:

250

Additional Details on Charges:

Our fees are negotiable based on client investments, situation and scope of services provided.

Minimum Fee Charged for Managed Accounts:

4500

Minimum Fee Charged for Hourly Planning Accounts:

3000

Minimum Fee Charged for Flat Fee Accounts:

3000

Prepared By:

Monte Snider

Most Recent Update:

06/02/2008