Business Description

Our mission is to assist our clients to manage their money and time so that they achieve their goals, avoid major set backs. and have access to outstanding advisors in the different disciplines they may require. We utilize a team approach to maximize the creative techniques available for our clients.

Our primary clients are business owners and retired. For personal advise we provide the questions to achieve what clients need regarding retirement, ill health, death and aggravation.

For corporations we provide employee benefit advise in the design and implementation of retirement plans and health plans. We emphasize the fiduciary responsibility onwers incur and steps to comply with such responsibility.

General Information

Gender:

Male

CRD#:

467975

Years of Experience in Financial Services:

Education

Academic Background

BS, Mathematics - Bucknell University

Services

Investment Types:

Stocks Mutual Funds, Bond Mutual Funds, International Investments, Options, Alternative Investments, Annuities, Bonds, Stocks

Qualifications & Memberships

Certifications, Accreditations & Designations:

Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Certified Financial Planner, Chartered Financial Consultant, Series 63, Insurance License (Life & Health; Long Term Care; Specify below), Series 7, Chartered Life Underwriter

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

1.28

Additional Details on Charges:

The fee declines as the assets increase.

Prepared By:

Joseph Chip Williams

Most Recent Update:

08/20/2008