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Colorado Springs Financial Advisors
Wismer Wealth Management Group
6385 Corporate Dr. #205
Colorado Springs, CO 80919
(719) 531-6276
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Advisor Profile
Name: David Wismer
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Disclaimer
Securities offered through LPL Financial, Memeber FINRA/SIPC

Business Description

To help individuals accumulate, protect and distribute their assets prudently through a trusted relationship with a loyal and knowledgeable advisor.

We use a hands-on approach to lower risk while outperforming a traditional buy-and-hold approach. Our track record will confirm our claim.
 

General Information

Gender:    Male
CRD#:    2397960
Firm CRD#:    6413
Insurance License#:    Life, Health and Disability
Name of Broker/Dealer:    LPL Financial
States Licensed in:    AZ, CA, CO, GA, ID, MA, ND, OR, TX, WA
Years of Experience in Financial Services:    19
Number of Years with Current Firm:    6
Work Experience:    I've been an independent financial advisor for over 19 years. Prior to my career help client achieve their fianancial goals I was employed by Blue Cross as a financial analyst.
I work with the following types of clients:    Businesses, Non-Profit Organizations, Individual Investors, Investment Clubs
 

Education

Academic Background
 
BS, Finance - San Diego State University
 

Services

Investment Types:    International Investments & Structured Products, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Stocks, Mutual Funds, Insurance, Annuities, Bonds, Options & Futures, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER (CFP®)
Securities Licenses:    Series 24, Series 7, Series 63
Insurance and Annuity Licenses:    Health, Long Term Care, Variable Life, Disability, Variable Annuity, Life
Financial Organization Memberships:    Paladin Registry, Million Dollar Roundtable
Non-Financial Organization Memberships:    Founder of Widows Haven and non-profit organization that provides financial assistance to widows
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Firm's Number of Clients:    120
Firm's Number of Planning Clients:    65
Firm's Number of Managed Clients:    25
Assets Managed by Firm:    $53,000,000
Advisor's Number of Clients:    120
Advisor's Number of Managed Clients:    25
Advisor's Number of Planning Clients:    65
Assets Managed by Advisor:    $53,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Hourly, Flat Fee, Commissions, Based on Assets
Fee % Based on Assets:    1.0-1.75 %
Hourly Rate:    $125
Flat Fee Rate:    $500
Additional Details on Charges:    Fee is determined by client goals and objectives and their choices of services from a menu of options
Minimum Fee Charged for Managed Accounts:    1.25%
Minimum Fee Charged for Hourly Planning Accounts:    $500
Minimum Fee Charged for Flat Fee Accounts:    $500
 
 
 
Prepared By: David Wismer