| Advisor Profile |
 |
| Name: |
Micah Frankel |
| Phone Number: |
(714) 408-7278 |
| Website: |
Visit Website
|
|
|
 |
| Request More Information |
|
| Disclaimer |
| Fee-based investment advisory services offered through SPC, a registered investment advisor. |
|
|
|
|
|
Business Description |
"YOU WILL REALIZE YOUR DREAMS, BY HELPING OTHERS REALIZE THEIRS"
Our motto explains exactly why our clients love us, and why we love helping them.
- We are an independent consulting firm, and thus the plans we design for our clients are free from any proprietary bias.
- We are a relationship-based firm and value the importance of our client relationships.
- We are a full-service Financial Planning firm and have staff available who focus on the various aspects of financial planning.
- We have consistently grown our business from the referrals of our extremely satisfied clients.
Your financial future should be placed in the most competent and professional hands possible and we encourage you view our firm's website to learn more. |
|
| |
|
|
General Information |
|
|
|
|
|
|
|
|
| Insurance License#: |
0C44458
|
|
| Name of Broker/Dealer: |
Sammons Securities Company
|
|
| Name of Custodial Firm: |
First Clearing Corporation
|
|
|
|
| Years of Experience in Financial Services: |
11
|
|
| Number of Years with Current Firm: |
9
|
|
| I work with the following types of clients: |
Non-Profit Organizations, Businesses, Individual Investors
|
|
| Foreign Languages Serviced: |
Korean, Chinese, Spanish, Croatian
|
|
| |
|
Education |
| Academic Background |
| |
Bachelor of Arts degree - The University of Michigan. Graduated Summa Cum Laude.
BA, Accounting & Business Management - Park University. Graduated Magna Cum Laude. |
|
| |
|
Services |
| Investment Types: |
Stocks, Bonds, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Consultant (ChFC®)
|
|
| Securities Licenses: |
Series 63, Series 6, Series 7, Series 66
|
|
| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Disability, Life, Health, Annuity
|
|
| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Natl. Assoc. of Financial & Estate Planners
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
100 - 999 employees
|
|
| I work with clients as part of a team: |
Yes
|
|
| Advisor's Number of Clients: |
350
|
|
| |
|
Compliance |
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-based financial professional: |
Yes
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$100,000
|
|
| Compensation Methods: |
Flat Fee, Hourly, Commissions, Based on Assets
|
|
| Additional Details on Charges: |
We offer a full range of pricing options from a traditional commission based to asset based fee management. We stand by our investment management strategies, and believe in being compensated based upon the performance of our client's accounts.
We are in the business of providing the best service possible to our clients, and this includes advantageous pricing.
Fee-based investment advisory services offered through SPC, a registered investment advisor.
|
|
| |
|
| |
| |
| Prepared By: |
Micah Frankel |
Frequently Asked Questions |
|
|
|
