| Advisor Profile |
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| Name: |
Micah Frankel |
| Phone Number: |
(714) 408-7278 |
| Website: |
Visit Website
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Business Description |
"YOU WILL REALIZE YOUR DREAMS, BY HELPING OTHERS REALIZE THEIRS"
Our motto explains exactly why our clients love us, and why we love helping them.
• We are an independent consulting firm, and thus the plans we design for our clients are free from any proprietary bias.
• We are a relationship-based firm and value the importance of our client relationships.
• We are a full-service Financial Planning firm and have staff available who specialize in the various aspects and specialties of financial planning.
• We have consistently grown our business from the referrals of our extremely satisfied clients.
Your financial future should be placed in the most competent and professional hands possible and we encourage you view our firm's website to learn more. |
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General Information |
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| Insurance License#: |
0C44458 & 0C88895
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| Name of Broker/Dealer: |
Sammons Securities, Inc.
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| Name of Custodial Firm: |
First Clearing/Wachovia
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| States Willing to do Business in: |
CA
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
8
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| Work Experience: |
See www.precisionwealth.com
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| I work with the following types of clients: |
Non-Profit Organizations, Businesses, Individual Investors
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| Foreign Languages Serviced: |
Korean, Chinese, Spanish, Croatian
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Education |
| Academic Background |
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The University of Michigan, Ann Arbor - B.A. Summa Cum Laude
Park University - B.A in Accounting & Business Management - Magna Cum Laude |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Insurance, Annuities, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Financial Consultant (RFC), Certified Estate Advisor (CEA)®
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| Securities Licenses: |
Series 66, Series 63, Series 7, Series 24, Series 6
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Annuity, Health, Life
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| Financial Organization Memberships: |
NAFEP, Natl. Assoc. of Financial & Estate Planners, National Association of Insurance and Financial Advisors (NAIFA)
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Firm Information |
| Number of Advisors in Office: |
100 - 999 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
2,000+
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| Advisor's Number of Clients: |
450
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee, Hourly
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| Additional Details on Charges: |
We offer a full range of pricing options from a traditional commission based to asset based fee management. We stand by our investment management strategies, and believe in being compensated based upon the performance of our client's accounts.
We are in the business of providing the best service possible to our clients, and this includes advantageous pricing.
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| Prepared By: |
Micah Frankel |
| Most Recent Update: |
07/01/2008 |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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With a staff of Financial Professionals with varying specialties such as traditional financial planning, tax strategy, estate planning and planning for businesses and business owners, we are able to offer our clients a full-service financial planning experience. Our staff hold various designations in addition to their industry experience in their areas of expertise. |
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What is your approach to financial planning? |
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Every client is different. We have no canned approached, no planned product or plan to sell. We custon tailor each plan according to each client's unique situation and monitor each plan appropriately. Ours is a relationship-based long-term client approach. |
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What services do you offer? |
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Please see our website or call us at (714) 224-0740 x223 or x224 to learn more about us. |
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How many clients do you currently manage? |
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This depends upon the type of client. While we like to keep our average client per advisor ratio around 150/1, some advisors work closely with more or less clients depending upon the complexity of the plan. |
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Will you be the only person working with me? |
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No. We take a team approach in developing & managing our client's plans, but ususally have a leading advisor/contact for every client. |
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How are you compensated? How will I pay for your services? |
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Whether fee or commission, we help clients understand the differences and choos the best option for their particular situation. You don't build a referral based firm by charging inappropriately. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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This depends on the type of client and type of accounts within a plan. |
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Do you offer any guaranteed results? |
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Yes, most often with Retirement accounts. |
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How much risk should I be willing to take? |
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We can help you determine what is appropriate and monitor this for you. |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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We are fully independant and help pick the right carrier for each unique situation. |
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What services do you provide? What are your specialties? |
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Please review a more detailed response at our website, www.precisionwealth.com, or view our "Financial Planning" FAQ's. |
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What are your qualifications? |
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Please review a more detailed response at our website, www.precisionwealth.com, or view our "Financial Planning" FAQ's. |
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| Q. |
What are your qualifications? |
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Please review a more detailed response at our website, www.precisionwealth.com, or view our "Financial Planning" FAQ's. |
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